Regulator jobs - Oct 2019 | jobsDB (Page 2)

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We have 348 jobs for youSelect a job to view details
31-60
of 348 jobs
KVB Kunlun Trading (Hong Kong) Limited
  • With financial service industry background
  • Good leadership and have business acumen
  • Strong people network
KVB Kunlun Group is an international financial services corporation with operations or offices in Auckland, Sydney, Melbourne, Hong Kong, Toronto and ...
22-Oct-19more
  • With financial service industry background
  • Good leadership and have business acumen
  • Strong people network
KVB Kunlun Group is an international financial services corporation with operations or offices in Auckland, Sydney, Melbourne, Hong Kong, Toronto and ...
22-Oct-19more
KVB Kunlun Trading (Hong Kong) Limited
  • Contribute to new features / ideas for platform
  • Strong digital mindset
  • Financial service industry background
KVB Kunlun Group is an international financial services corporation with operations or offices in Auckland, Sydney, Melbourne, Hong Kong, Toronto and ...
22-Oct-19more
  • Contribute to new features / ideas for platform
  • Strong digital mindset
  • Financial service industry background
KVB Kunlun Group is an international financial services corporation with operations or offices in Auckland, Sydney, Melbourne, Hong Kong, Toronto and ...
22-Oct-19more
Futu Securities International (Hong Kong) Limited
Admiralty
  • Compliance Officer
  • 1-2 years of relevant experience
  • 5 days work
Responsibilities: - Provide compliance advice and support business initiatives - Monitor the regulatory changes and update the policies and procedures...
22-Oct-19more
  • Compliance Officer
  • 1-2 years of relevant experience
  • 5 days work
Responsibilities: - Provide compliance advice and support business initiatives - Monitor the regulatory changes and update the policies and procedures...
22-Oct-19more
Bluemont Consulting
  • Compliance
  • Life Insurance
  • General Insurance
As a Compliance Manager, you will be responsible for ensuring that the company is complying with the law, regulation, industry codes, organizational…
22-Oct-19more
  • Compliance
  • Life Insurance
  • General Insurance
As a Compliance Manager, you will be responsible for ensuring that the company is complying with the law, regulation, industry codes, organizational…
22-Oct-19more
Job Functions: Insurance > Others
Job Type: Full Time
AMC Wanhai Securities Limited
Sheung Wan
  • 3-5 years’ relevant compliance experience
  • Degree holder in Laws, Finance or other related
  • Good command of English and Putonghua
Responsibilities: Identify and evaluate compliance risks of the operations and business activities Provide day to day regulatory advice and guidance o...
22-Oct-19more
  • 3-5 years’ relevant compliance experience
  • Degree holder in Laws, Finance or other related
  • Good command of English and Putonghua
Responsibilities: Identify and evaluate compliance risks of the operations and business activities Provide day to day regulatory advice and guidance o...
22-Oct-19more
Hang Seng Bank Ltd
Location Not Specified
22-Oct-19more
22-Oct-19more
Michael Page
HK$55k - 70k /month (negotiable)
  • Virtual Banking
  • Newly Created Role
  • Expansion
Newly created Regulatory Compliance Manager role within a leading Virtual Bank. Client Details This is a fantastic and rare opportunity to join at…
22-Oct-19more
  • Virtual Banking
  • Newly Created Role
  • Expansion
Newly created Regulatory Compliance Manager role within a leading Virtual Bank. Client Details This is a fantastic and rare opportunity to join at…
22-Oct-19more
HARRIS FRASER GROUP
Central
  • Complied with regulators’ Code and Guidelines
  • Passed IIQE Paper 1, 2, 3 & 5
  • Fluent in Mandarin is a MUST
Responsibilities: l Manage the relationship and attend to the Company’s existing business partners’ needs. l Provide professional insurance advice in ...
22-Oct-19more
  • Complied with regulators’ Code and Guidelines
  • Passed IIQE Paper 1, 2, 3 & 5
  • Fluent in Mandarin is a MUST
Responsibilities: l Manage the relationship and attend to the Company’s existing business partners’ needs. l Provide professional insurance advice in ...
22-Oct-19more
Banclogix System Co., Limited
  • IT infrastructure
  • Network, Firewall, Application Servers
  • Cloud, Cyber security
BancLogix System Co., Limited is an associate company of KVB Kunlun Group, an international financial services corporation with operations or offices ...
22-Oct-19more
  • IT infrastructure
  • Network, Firewall, Application Servers
  • Cloud, Cyber security
BancLogix System Co., Limited is an associate company of KVB Kunlun Group, an international financial services corporation with operations or offices ...
22-Oct-19more
HLB Hodgson Impey Cheng Limited
  • 5-days work, Medical insurance, Exam/ Study Leave
  • Degree holder
  • Opportunity to gain audit experience in listed co.
Quality and Risk Management included a group of professionals who provide guidance and support to directors and staff on issues relating to quality mo...
22-Oct-19more
  • 5-days work, Medical insurance, Exam/ Study Leave
  • Degree holder
  • Opportunity to gain audit experience in listed co.
Quality and Risk Management included a group of professionals who provide guidance and support to directors and staff on issues relating to quality mo...
22-Oct-19more
Job Functions: Accounting > Accountant | Audit | Others
Job Type: Full Time, Permanent
S.F. Express (Hong Kong) Limited
Tsing Yi
  • Handle credit report and customer review
  • Handle loan application and related billing issue
  • Quality monitoring on customer repayment
Responsibilities - Provide professional services for credit report and customer review - Responsible for Data update in Transunion - Handle loan appli...
22-Oct-19more
  • Handle credit report and customer review
  • Handle loan application and related billing issue
  • Quality monitoring on customer repayment
Responsibilities - Provide professional services for credit report and customer review - Responsible for Data update in Transunion - Handle loan appli...
22-Oct-19more
EY
Quarry Bay
  • University degree
  • Around 6-8 years related working experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
  • University degree
  • Around 6-8 years related working experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
EY
Quarry Bay
  • University degree
  • Around 6-8 years of related experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
  • University degree
  • Around 6-8 years of related experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
EY
Quarry Bay
  • University degree
  • Around 6-8 years of related experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
  • University degree
  • Around 6-8 years of related experience
  • Good command of both English and Chinese
We are the only professional services organization who has a separate service line dedicated exclusively to the financial services marketplace. Join…
21-Oct-19more
EY
Central
  • Degree holder in Computer Science, IT
  • 1-2 years solid experience
  • Good English and Cantonese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
21-Oct-19more
  • Degree holder in Computer Science, IT
  • 1-2 years solid experience
  • Good English and Cantonese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
21-Oct-19more
EY
Central
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
21-Oct-19more
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
21-Oct-19more
Pinpoint Asia Limited
Location Not Specified
HK$55k - 70k /month (negotiable)
  • Life Insurance POS
  • Technical PM
  • Drive Technical Delivery
Our client, a leading insurance group, is looking for a strong IT Project Manager in managing their new next-generation life Insurance POS platform. T...
21-Oct-19more
  • Life Insurance POS
  • Technical PM
  • Drive Technical Delivery
Our client, a leading insurance group, is looking for a strong IT Project Manager in managing their new next-generation life Insurance POS platform. T...
21-Oct-19more
China Minsheng Banking Corp., Ltd. Hong Kong Branch
Central
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
21-Oct-19more
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
21-Oct-19more
Convoy Global Holdings Limited
North Point
  • Conduct regular insurance compliance checking
  • Assess compliance risks in new business initiative
  • Manage compliance initiated projects
As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best ad...
21-Oct-19more
  • Conduct regular insurance compliance checking
  • Assess compliance risks in new business initiative
  • Manage compliance initiated projects
As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best ad...
21-Oct-19more
Top Personnel Consultant
Wan Chai
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
21-Oct-19more
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
21-Oct-19more
Zhaohuui Prosperity International Limited
Wan Chai
  • 6年以上工作经验
  • 我们会提供高于平均值以上的薪资待遇
  • 有金融机构的工作经验
Responsibilities: Responsible on advising on the legal and regulatory on the business including fund product launches/restructuring and other legal ad...
21-Oct-19more
  • 6年以上工作经验
  • 我们会提供高于平均值以上的薪资待遇
  • 有金融机构的工作经验
Responsibilities: Responsible on advising on the legal and regulatory on the business including fund product launches/restructuring and other legal ad...
21-Oct-19more