Regulatory compliance jobs - Nov 2019 | jobsDB

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Hudson
Location Not Specified
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Job Reference No.: #66278 Job Title: Regulatory Compliance - VP - Financial Group THE COMPANY Our client is wholly-owned subsidiary set up in Hong…
1 hour agomore
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Job Reference No.: #66278 Job Title: Regulatory Compliance - VP - Financial Group THE COMPANY Our client is wholly-owned subsidiary set up in Hong…
1 hour agomore
Job Functions: Others
Job Type: Full Time, Permanent
Gravitas Recruitment Group
Location Not Specified
Above HK$70k /month (negotiable)
  • Key Strategic Leadership Role
  • Excellent Career Prospects
  • Dynamic Working Environment
Our client is a highly recognisable Commercial Bank with major business activities including Commercial Banking, Retail, and Wealth Management,…
4 hours agomore
  • Key Strategic Leadership Role
  • Excellent Career Prospects
  • Dynamic Working Environment
Our client is a highly recognisable Commercial Bank with major business activities including Commercial Banking, Retail, and Wealth Management,…
4 hours agomore
The Bank of East Asia, Limited
Location Not Specified
15-Nov-19more
15-Nov-19more
Job Functions: Banking / Finance > Others
Job Type: Full Time, Permanent
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
13-Nov-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
13-Nov-19more
Welab Bank Limited
Sheung Wan
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
08-Nov-19more
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
08-Nov-19more
Conners Consulting Limited
HK$30k - 90k /month (negotiable)
  • Urgent with multiple openings
  • Attractive package and bonus scheme
  • Fast expanding bank with good prospects
Our clients is a well-known and fast expanding bank and now looking for high calibre to join their group. Responsibilities Develop and update internal...
07-Nov-19more
  • Urgent with multiple openings
  • Attractive package and bonus scheme
  • Fast expanding bank with good prospects
Our clients is a well-known and fast expanding bank and now looking for high calibre to join their group. Responsibilities Develop and update internal...
07-Nov-19more
Ambition
Location Not Specified
HK$90k - 120k /month (negotiable)
  • Leading investment banking group
  • Regulatory compliance
  • Central working location
Our client, a leading financial institution with SFC Typed Licenses (1, 2, 4, 5, 6, 9) is looking for a SVP, Regulatory Compliance for their…
06-Nov-19more
  • Leading investment banking group
  • Regulatory compliance
  • Central working location
Our client, a leading financial institution with SFC Typed Licenses (1, 2, 4, 5, 6, 9) is looking for a SVP, Regulatory Compliance for their…
06-Nov-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
05-Nov-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
05-Nov-19more
Morgan McKinley
Location Not Specified
05-Nov-19more
05-Nov-19more
Michael Page
Location Not Specified
  • Global Foreign Bank
  • Career Prospects
  • attractive package
Michael Page are recruiting for a Global foreign bank for a VP Grade Regulatory Compliance Manager. Client Details One of the largest foreign banks…
04-Nov-19more
  • Global Foreign Bank
  • Career Prospects
  • attractive package
Michael Page are recruiting for a Global foreign bank for a VP Grade Regulatory Compliance Manager. Client Details One of the largest foreign banks…
04-Nov-19more
Job Functions: Banking / Finance
Job Type: Full Time, Permanent
ProJob21.com Limited
Location Not Specified
01-Nov-19more
01-Nov-19more
Morgan McKinley
HK$70k - 120k /month (negotiable)
01-Nov-19more
01-Nov-19more
TalentQuest HR Limited
Central
  • Conduct regular and ad hoc compliance review
  • Prepare regular monitoring review reports
  • Advisory to business units
Our client is currently looking for high calibers candidate to join their professional team.. Responsibilities - Provide advice to business units on g...
31-Oct-19more
  • Conduct regular and ad hoc compliance review
  • Prepare regular monitoring review reports
  • Advisory to business units
Our client is currently looking for high calibers candidate to join their professional team.. Responsibilities - Provide advice to business units on g...
31-Oct-19more
Madison Pearl Executive Search Limited
  • Regulatory Compliance
  • SFC and HKEK Knowledge
  • Identify emerging regulatory trends
Madison Pearl is partnering with an interesting strategic partner who are in search for a Compliance Officer, one of the leading providers in financia...
29-Oct-19more
  • Regulatory Compliance
  • SFC and HKEK Knowledge
  • Identify emerging regulatory trends
Madison Pearl is partnering with an interesting strategic partner who are in search for a Compliance Officer, one of the leading providers in financia...
29-Oct-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
29-Oct-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
29-Oct-19more
Conners Consulting Limited
  • Manager/ Senior Manager
  • AML Investigation & Analysis
  • Investment & Insurance Quality Control
Our client, a well-known bank in Hong Kong, is looking for a high caliber to join the group. Responsibilities To oversee the section in performing Ant...
28-Oct-19more
  • Manager/ Senior Manager
  • AML Investigation & Analysis
  • Investment & Insurance Quality Control
Our client, a well-known bank in Hong Kong, is looking for a high caliber to join the group. Responsibilities To oversee the section in performing Ant...
28-Oct-19more
United Outcomes Limited
Location Not Specified
  • Competitive salary package
  • 5 days work week
  • step into the insurance industry
The Hong Kong office is going through significant growth with an increasing project pipeline. Due to this, we are seeking a values-led Project Manager...
25-Oct-19more
  • Competitive salary package
  • 5 days work week
  • step into the insurance industry
The Hong Kong office is going through significant growth with an increasing project pipeline. Due to this, we are seeking a values-led Project Manager...
25-Oct-19more
Levin Human Resources Development Limited
Central
  • Stable and reputable bank
  • Good prospect
  • Listed Bank
Responsibilities: To be a team member of Central Compliance Department To provide advisory support to the retail banking business units and insurance ...
24-Oct-19more
  • Stable and reputable bank
  • Good prospect
  • Listed Bank
Responsibilities: To be a team member of Central Compliance Department To provide advisory support to the retail banking business units and insurance ...
24-Oct-19more