Searches related to responsible officer type 1 jobs
1-30 of 90 jobs
- Current holders of RO type 1 preferred
- Open to Crypto Trading Industry
- Fluent mandarin is required
Central & Western Area
- Responsible Officer of SFC Type 4 & 9
- Experience in regulated activity
- Immediate available
- Current holders of RO 9
- Investment Operation experience
- Familiar with interested in Technology Sector
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Central
- Current SFC RO on 1/ 4/ 9
- Minimum 5 years of solid management experience
- Located in Central
Responsible Officer (SFC Type 7 - Providing Automated Trading Services)
JH Partners (Asia) Company Limited- RO7
- Responsible Officer
- Attractive Package
- Unconditional Responsible Officer
- Flexible working hours and medical benefit
- Performanance bonus and double pay
Customer Service Officer (Client On-boarding)
Guosen Securities (HK) Financial Holdings Company, Limited- Client Onboarding
- CDD / KYC / AML
- Type 1 and 2 is highly preferred
- Ensure operational continuity
- Liaise with the Insurance Authority
- Involve in business development
Sheung Wan
- SFC RO Type 4 and 9
- 5 years + experience
- Self-motivated and results-oriented mindset
- Double pay, 10 AL, 5 working days per week
- transport allowance, meal allowance, Group Medical
- 1-2 years relevant experience
Responsible Officer (Unconditional)/ Asset Management – SFC Types 1, 4 and 9
Winbull Securities International (Hong Kong) Limited- Unconditional Responsible Officer
- Holder of SFC RO Types 1, 4, and 9
- Five-Day work at Admiralty
- Form 7 standard
- Minimum 8 years related experience
- Good knowledge on Visa/MasterCard & Union Pay
Assistant Vice President, House Sales (Corporate Team)
China Everbright Securities International Company Limited- Conduct financial review with assigned clients
- Proactive and self-motivated
- With SFC license for Type 1 regulated activities
- Current holders of sole RO149 preferred
- 5 years of solid management experience
- Support and assist to senior management
- 3 years dealing experience - US equities, futures
- SFC licensed person with Type 1 and 2
- Independent, creative and aggressive attitude
- Double pay, 10 AL, 5 working days per week
- transport allowance, meal allowance, Group Medical
- 1-2 years relevant experience
- Executive dealing order equity
- Minimum 3 years of experience in securities firm
- SFC license type 1 holder
Copyright © 1998-2023, JobsDB
Explore site