Searches related to ro type 9 jobs
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Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
Sheung WanHK$35K - 54,999 /month
- Responsible Officer (Type1 & 4 & 9)
- Sheung Wan
- Monthly salary up to HK$50,000
- Act as a RO to supervise SFC Type 4 & 9
- Communicate with other brokers
- Prepare and submit FRR
SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
Wan Chai
- Responsible Officer (Type 1,2,4,5,6,9)
- Min 3 years' industry experience in regulated act
- Immediate availability
Wan Chai
- Treasury function
- Asset/Fund management
- 5-day work
- Qualified Licensed Holder of SFC Type 4 & 9
- minimum 3 years of managerial experiences
- able to work independently
- Strong clientele with HNW/ UHNW/ institutions
- RM/BD/Sales background in PB/ wealth management
- Boutique size platform with people culture
- Familiar with SFC covering multi assets
- Familiar with Equities
Associate / Vice President - Licensed Corporations, Finance Department
Shenwan Hongyuan Securities (H.K.) Limited- SFC type 1, 6 and 9 licensed corporations
- Daily and monthly FRR reports
- Handle month end closing
Wan Chai
- Current holder of SFC RO for Type 4 and 9
- Immediate availability
- Flexible working hours/working from home
- Rapidly expanding Fintech company in HK, SG & CN
- Applying for the company license of SFC Type 6
- RO and MIC of Type 6 regulated activities
Central & Western Area
- Responsible Officer (Type 1, 4, 9)
- Experience in regulated activities
- Immediate availability
- Familiar with SFC covering multi assets
- Familiar with Equities
- Responsible Officer of SFC Type 1, 4 & 9
- Experience in regulated activity
- Immediate availability
- Over 10years in Fund & Wealth Management business
- Fluent in Mandarin, Cantonese and English
- SFC RO, MBA, CFA, CPA, LLB
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