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1-30 of 187 jobs

Show 49 jobs at Securities and Futures Commission

Securities and Futures Commission's banner

Manager - Intermediaries Supervision, Intermediaries (Inspection - Sponsor Team)

Securities and Futures Commission

Quarry Bay

Identifying firm-specific issues
Researching international regulatory developments
Formulating regulatory policies

2d ago

Manager - Intermediaries Supervision (Greater China / Internal Model), Intermediaries

Securities and Futures Commission

Quarry Bay

Monitoring global regulatory developments
Assessing intermediaries’ risk management
At least five years’ relevant experience

2d ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/220114]

Securities and Futures Commission

Quarry Bay

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

6d ago

CS / Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

2d ago

Manager - Intermediaries Supervision, Intermediaries (Off-site monitoring, Asset Management)

Securities and Futures Commission

Quarry Bay

Identifying trends in market practices
Familiar with the trading operations
Have sound knowledge of SFC rules and regulations

6d ago

Temporary Legal Executive (6-Month Contract) - Corporate Finance [Ref.: JDB/TLE/CF/220516]

Securities and Futures Commission

Quarry Bay

Assist in conducting research
Organize and coordinate with parties
Assist in preparing reports

2d ago

Management Associate, Intermediaries Supervision, Intermediaries [Ref.:JDB/MA/IS/INT/220506]

Securities and Futures Commission

Quarry Bay

Reviewing intermediaries’ business conduct
Recommending and taking swift actions
Assisting in conducting research

6d ago

MillionJobs Recruitment Company's banner

Asset Management Trainee

MillionJobs Recruitment Company

Tsim Sha Tsui

Plan and organize investment portfolio
Bachelor degree holder or above
17k + Year-end incentive bonus

4d ago

Temporary Clerk - Corporate Finance [Ref.: JDB/TCLK/CF/220422]

Securities and Futures Commission

Central

provide a full range of clerical duties
High proficiency in PC applications
Experience in managing databases

6d ago

Clerk - Enforcement [Ref: JDB/CLK/ENF/220107]

Securities and Futures Commission

Quarry Bay

A strong sense of responsibility
Good interpersonal and communication skills
Proficiency in PC applications

6d ago

Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

8d ago

Manager - Intermediaries Supervision, Intermediaries (Inspection - Sponsor Team)

Securities and Futures Commission

Quarry Bay

Identifying firm-specific issues
Researching international regulatory developments
Formulating regulatory policies

15d ago

Manager - Intermediaries Supervision (Greater China / Internal Model), Intermediaries

Securities and Futures Commission

Quarry Bay

Monitoring global regulatory developments
Assessing intermediaries’ risk management
at least five years’ relevant experience

19d ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/220114]

Securities and Futures Commission

Quarry Bay

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

23d ago

Temporary Senior Manager / Manager (1-Year Contract) - Intermediaries Supervision, Intermediaries

Securities and Futures Commission

Quarry Bay

10 years of experience in regulatory compliance
Supervise retail brokers, hedge fund managers
Monitor global and local market developments

19d ago

Senior Manager (Basel Model Risk Specialist) - Intermediaries Supervision, Intermediaries

Securities and Futures Commission

Quarry Bay

exposures to advanced risk modelling
substantial experience in model risk management
good knowledge in the latest Basel market

19d ago

Manager - Intermediaries Supervision, Intermediaries (Off-site monitoring, Asset Management)

Securities and Futures Commission

Quarry Bay

Identifying trends in market practices
Familiar with the trading operations
Have sound knowledge of SFC rules and regulations

23d ago

HLB Hodgson Impey Cheng Limited's banner

Accountant / Senior Accountant – Audit & Assurance Services

HLB Hodgson Impey Cheng Limited

Central & Western Area

5-day work, medical insurance, study & exam leave
Tertiary education, fresh graduates are welcome
Major in acct/business preferred but not essential

2d ago

Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

21d ago

Temporary Clerk - Corporate Finance [Ref.: JDB/TCLK/CF/220422]

Securities and Futures Commission

Central

provide a full range of clerical duties
High proficiency in PC applications
Experience in managing databases

23d ago

Clerk - Enforcement [Ref: JDB/CLK/ENF/220107]

Securities and Futures Commission

Quarry Bay

A strong sense of responsibility
Good interpersonal and communication skills
Proficiency in PC applications

23d ago

Temporary Clerk (3-Month Contract)

Goldwave Steel Structure Engineering Limited

Kowloon Bay

21d ago

Temporary Assistant Manager / Management Associate / Legal Executive (1-Year Contract)

Securities and Futures Commission

Quarry Bay

have a strong sense of responsibility
Good analytical, interpersonal, presentation skill
Good command of spoken and written English

6d ago

Temporary Administrator / Clerk / Assistant (1-Year Contract) [Ref: JDB/TADM/TCLK/TASST/210709]

Securities and Futures Commission

Quarry Bay

provide administrative / clerical support
Good team player with strong interpersonal skills
Strong sense of responsibility

6d ago

Management Associate – Investment Sector (Fresh Grad are welcome)

Gracious Eternity Consultant Company

Quarry Bay

Great career path and personal growth
Fresh graduate are welcome
Professional Training Programme

1d ago

Compliance Officer (Fresh graduate will also be considered)

先達合規顧問有限公司

Sheung Wan

2d ago

Relationship Manager / Account Executives

Well Link Securities Limited

Sheung Wan

高達80%的佣金分成機制
即日交易額高達100萬及2倍槓桿
彈性工作時間

2d ago

Temporary Legal Executive / Paralegal (6-Month Contract) - Legal Services (Ref: JDB/TLE/LSD/220128)

Securities and Futures Commission

Quarry Bay

Legal research and preparing research notes
Drafting court docs & correspondence
Degree with experience in law firm

2d ago

Temporary Manager (1-Year Contract) - Licensing, Intermediaries (Ref.:JDB/TM/LIC/INT/220422)

Securities and Futures Commission

Quarry Bay

Handle licensing applications
Deal with enquiries on licensing matters
Assist in formulating policy

6d ago

Director - Finance, Corporate Affairs [Ref.: JDB/D/FIN/CA/220429]

Securities and Futures Commission

Quarry Bay

overseeing the entire finance function
coordination and preparation of the annual budget
develop and review investment policies

1d ago