Searches related to securities and futures commission jobs

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Show 29 jobs at Securities and Futures Commission

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220506]

Securities and Futures Commission

Quarry Bay

Reviewing intermediaries’ business conduct
Recommending and taking swift actions
Assisting in conducting research

2d ago

Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

Five-day work week
Dental insurance
Fresh graduates

24d ago

Senior Manager (Basel Model Risk Specialist) - Intermediaries Supervision, Intermediaries

Securities and Futures Commission

Quarry Bay

exposures to advanced risk modelling
substantial experience in model risk management
good knowledge in the latest Basel market

9d ago

Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

11d ago

CS / Associate, Sales Department (5-day work week)

Yuanta Futures (HK) Co., Limited

Admiralty

11d ago

Senior Manager (Basel Model Risk Specialist) - Intermediaries Supervision, Intermediaries

Securities and Futures Commission

Quarry Bay

exposures to advanced risk modelling
substantial experience in model risk management
good knowledge in the latest Basel market

18d ago

Senior Manager (Suptech) - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/220414]

Securities and Futures Commission

Quarry Bay

Performing cybersecurity thematic review
Coordinating all existing IT/ data related project
Continually enhancing business analysis solutions

18d ago

Manager - Intermediaries Supervision (Greater China / Internal Model), Intermediaries

Securities and Futures Commission

Quarry Bay

Monitoring global regulatory developments
Assessing intermediaries’ risk management
At least five years’ relevant experience

27d ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.: JDB/M/ENF/DISIMT/220503]

Securities and Futures Commission

Quarry Bay

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

2d ago

Senior Manager - Enforcement (Investigation - Market Misconduct Team) [Ref.: JDB/SM/ENF/MMT/220624]

Securities and Futures Commission

Quarry Bay

Investigates intermediary misconduct cases
At least eight years of working experience
Familiarity with the securities and futures market

2d ago

Management Associate – Investment Sector (Fresh Grad are welcome)

Gracious Eternity Consultant Company

Quarry Bay

Great career path and personal growth
Fresh graduate are welcome
Professional Training Programme

2d ago

Temporary Legal Executive / Paralegal (6-Month Contract) - Legal Services (Ref: JDB/TLE/LSD/220128)

Securities and Futures Commission

Quarry Bay

Legal research and preparing research notes
Drafting court docs & correspondence
Degree with experience in law firm

2d ago

Clerk - Investment Products [Ref:JDB/CLK/IP/220408]

Securities and Futures Commission

Quarry Bay

undertake a full range of secretarial duties
provide administrative support
high proficiency in PC applications

2d ago

Manager, Human Resources (Performance & Rewards)

Huaan Securities (Hong Kong) Financial Holding Limited

Sheung Wan

Establish performance appraisal
Financial Services industry
Performance & Rewards

7d ago

Officer – Communications, CEO’s Office and Central Services [Ref:JDB/O/CEOO/220401]

Securities and Futures Commission

Quarry Bay

Handling written enquiries from the public
Providing administrative support
Minimum three years’ work experience

2d ago

Director - Finance, Corporate Affairs [Ref.: JDB/D/FIN/CA/220429]

Securities and Futures Commission

Quarry Bay

overseeing the entire finance function
coordination and preparation of the annual budget
develop and review investment policies

2d ago

SinoPac Securities (Asia) Limited's banner

Financial Consultant / Senior Financial Consultant

SinoPac Securities (Asia) Limited

Causeway Bay

5-day work
Competitive commission
on-the-job training

9d ago

Delta Asia Group (Holdings) Limited's banner

Senior Relationship Manager/ Relationship Manager (Commercial Banking)

Delta Asia Group (Holdings) Limited

Wan Chai

Competitive Basic Salary & Commission scheme
15 up 20 days AL, birthday leave, wedding leave
Immediately available is highly preferred

10d ago

Manager - Company Secretariat

Link Asset Management Limited

Kowloon Bay

Performing company secretarial services & duties
Handles corporate transactions & ad hoc projects
Monitor compliance with the Listing Rules

10d ago

Manager - Licensing, Intermediaries (Ref.:JDB/M/LIC/INT/220610)

Securities and Futures Commission

Quarry Bay

Handle licensing applications
Deal with enquiries on licensing matters
Assist in formulating policy

13d ago

Finance Manager

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

13d ago

Clerk - Investment Products [Ref:JDB/CLK/IP/220408]

Securities and Futures Commission

Quarry Bay

undertake a full range of secretarial duties
provide administrative support
high proficiency in PC applications

9d ago

Compliance Officer (Fresh graduate will also be considered)

先達合規顧問有限公司

Sheung Wan

12d ago

Vice President / Director (Tokyo, Japan On-site)

AB Capital Investment Limited

Overseas

12d ago

Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/220118]

Securities and Futures Commission

Quarry Bay

Experience in programming or software engineering
At least 10 years’ financial industry experience
Excellent ability to communicate to stakeholders

9d ago

Temporary Legal Executive / Paralegal (6-Month Contract) - Legal Services (Ref: JDB/TLE/LSD/220128)

Securities and Futures Commission

Quarry Bay

Legal research and preparing research notes
Drafting court docs & correspondence
Degree with experience in law firm

13d ago

Manager / Assistant Manager - Intermediaries Supervision, Intermediaries (Anti-Money Laundering)

Securities and Futures Commission

Quarry Bay

To monitor the money laundering
Assist in updating the AML/CFT requirements
At least 5 years of relevant working experience

12d ago

Manager - Information Technology, Corporate Affairs (IT Infrastructure)

Securities and Futures Commission

Quarry Bay

Provide technical support
Research on new technology
Minimum 15 year related working experiences

13d ago

Senior Secretary - Intermediaries Supervision, Intermediaries [Ref.:JDB/SSEC/IS/INT/220610]

Securities and Futures Commission

Quarry Bay

Provide a full range of secretarial duties
Form 5 or above with formal secretarial training
7 years' relevant secretarial experience

13d ago

Officer – Communications, CEO’s Office and Central Services [Ref:JDB/O/CEOO/220401]

Securities and Futures Commission

Quarry Bay

Handling written enquiries from the public
Providing administrative support
Minimum three years’ work experience

13d ago