- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
Searches related to securities and futures commission jobs
1-30 of 41 jobs
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]
Securities and Futures Commission- 5 years of experience in financial services sector
- Active team player
- University degree & or professional qualification
Manager / Assistant Manager - Intermediaries Supervision (Inspection), Intermediaries
Securities and Futures Commission- Policy setting and issuing codes and guidelines
- Analysing industry and firm-specific data
- Depicting industry trends
- Providing litigation and general admin support
- Experience in a law firm / legal department
- Good attention to detail
- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
Senior / Company Secretarial Officer
Company Confidential- Senior/ Company Secretarial Officer
- Medical Allowance, Marriage Leave, Birthday Leave
- 3 mins to MTR
Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]
Securities and Futures Commission- 5 years of experience in financial services sector
- Active team player
- University degree & or professional qualification
Institutional Sales Director
Company Confidential- R.O. Type 1 and 2 qualification
- Execute trades in securities and futures
- Build and manage relationship with clients
- Knowledge in Securities and Futures Ordinance, FRR
- 8 years of Exp. in Securities/Finance industry
- At least 3 years of Managerial experience
Temporary Assistant Manager (2-Year Contract) - Enforcement (Investigation - Market Misconduct Team)
Securities and Futures Commission- gathering evidence into suspected market crimes
- detect and investigate suspected market
- professional qualifications in Law or Accounting
- Regulatory compliance in asset management
- 5+ years of relevant experience in buy-/sell- side
- Diversified and collaborative team
- Annual Salary from 500K - 600K
- Medical benefits (Spouse + Children) + AL 22 days
- International Culture) + Fast Career Progression
- Min. 2 - 3 yrs exp in a bank / securities company
- Working exp in US or global stock markets
- Required to work in night shift& HK public hoilday
Associate/ Senior Associate, Regulatory Compliance - Financial Resource Rules
ComplianceAsia Consulting Limited- Annual leave of 25 days
- Medical and dental benefits
- Hybrid working model
Client Relationship Manager (Wealth Management)
Huaan Securities (Hong Kong) Financial Holding Limited- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland, expand client base
- Basic Salary + Incentive + Double Pay
Personal Assistant/Executive Assistant - Asset Management Firm - Fresh Graduates Are Welcome
Cornerstone Global Partners- Native in Mandarin/Putonghua is a MUST
- Asset Management Firm Subsidiary
- Up to 30k
- 1-3 years project management experience
- 5-days work week, flexible working hour
- ELV projects & IoT solutions
Inhouse Legal Counsel at Private Equity Brokerage Firm
Company Confidential- Fast growing field of private equity brokerage
- Minimum 5 years experience in financial services
- Strong career development
- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland
- Basic Salary + Incentive + Double Pay
- COMPETITIVE BENEFIT PACKAGE
- Supportive working environment
- Progressive career advancement opportunities
Assistant Manager - Enforcement (Surveillance - Market Misconduct Team)
Securities and Futures Commission- Monitoring trading activities on Stock Exchange
- Conducting inquiries relation to market misconduct
- University degree in finance / business preferred
Operations Manager: Private Markets Brokerage Firm
Company Confidential- Fast growing field of private equity brokerage
- Minimum 5 years experience in financial services
- Strong career development
- Two-year talent development programme
- Comprehensive and customized training
- Participate in intra and cross-divisional projects
- Good Commission. Supportive team members
- Experience in Protection & Security/ ELV industry
- 5+ years working experience
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