Searches related to securities and futures commission jobs

1-30 of 38 jobs

Show 15 jobs at Securities and Futures Commission

Securities and Futures Commission's banner

230106]

Securities and Futures Commission

Quarry Bay

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

6d ago

Legal Executives - Legal Services [Ref: JDB/LE/LSD/230414]

Securities and Futures Commission

Quarry Bay

Legal research and draft research notes
Assistance to prepare cases for court hearing
Good degree with experience in law firm

6d ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

10d ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/230113]

Securities and Futures Commission

Quarry Bay

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

10d ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]

Securities and Futures Commission

Quarry Bay

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

17d ago

Manager - Investment Products [Ref: JDB/MGR/IP/230113]

Securities and Futures Commission

Quarry Bay

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

10d ago

Delta Asia Wealth Management Limited's banner

(Senior) Relationship Manager – Investment & Insurance Services

Delta Asia Wealth Management Limited

Wan Chai

IANG candidates & Fresh Graduates are welcome
Attractive basic salary + competitive commission
15-20 days AL, birthday leave, wedding leave, etc.

6d ago

Legal Executives - Legal Services [Ref: JDB/LE/LSD/230414]

Securities and Futures Commission

Quarry Bay

Legal research and draft research notes
Assistance to prepare cases for court hearing
Good degree with experience in law firm

20d ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection), Intermediaries

Securities and Futures Commission

Quarry Bay

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

20d ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

27d ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/230113]

Securities and Futures Commission

Quarry Bay

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

27d ago

Manager - Investment Products [Ref: JDB/MGR/IP/230113]

Securities and Futures Commission

Quarry Bay

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

27d ago

Relationship Manager – Investment & Insurance Services

Delta Asia Wealth Management Limited

Wan Chai

IANG candidates & Fresh Graduates are welcome
Attractive basic salary + competitive commission
15-20 days AL, birthday leave, wedding leave, etc.

27d ago

Core Pacific - Yamaichi Int'l (H.K.) Ltd's banner

Finance Manager

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

Knowledge in Securities and Futures Ordinance, FRR
8 years of Exp. in Securities/Finance industry
At least 3 years of Managerial experience

6d ago

Senior Credit Analyst

Robert Half

Central & Western Area

Regulatory compliance in wealth management
5+ years of relevant experience in bank
Diversified and collaborative team

2d ago

Bank of China (Hong Kong) Limited's banner

Manager - Mediator/Complaint Handling

Bank of China (Hong Kong) Limited

Degree holder or above
At least 3 years hands on experience
Able to handle complaints independently

8d ago

Senior Manager - Supervision of Markets [Ref:JDB/SM/SOM/230818]

Securities and Futures Commission

Quarry Bay

IT infrastructure in the Hong Kong markets
technological developments in financial markets
experience in the IT systems development

6d ago

Manager - Corporate Finance (IPO Transaction Team) [Ref.: JDB/M/CF/IPOTT/230217]

Securities and Futures Commission

Quarry Bay

Identifying irregularities
Knowledge of corporate and securities practice
Familiarity with Listing Rules and IPO

10d ago

Fund Accountant, Hedge Fund

Omni Group Asia Limited

Central

Hedge Fund
Fund Accountant
Junior Role

8d ago

Clerk - Corporate Finance [Ref.: JDB/CLK/CF/230915]

Securities and Futures Commission

Quarry Bay

Provide a full range of clerical duties
High proficiency in PC applications
Experience in managing databases

6d ago

Eddid Securities & Futures Limited's banner

Vice President (Wealth Management - Insurance)

Eddid Securities & Futures Limited

Admiralty

Wealth Management - Insurance Team
Official Permanent Employment NOT Self Employment
Monthly Salary + Commission + Group Medical

2d ago

Client Relationship Manager (Wealth Management)

Huaan Securities (Hong Kong) Financial Holding Limited

Sheung Wan

SFC Type 1,2,4 & 5 with min 3 relevant exp
Business travel to Mainland, expand client base
Basic Salary + Incentive + Double Pay

6h ago

Office Administrator – Compliance

Compliance Consulting Limited

Central

Career in regulatory compliance
Financial services exposure
Excellent career development

1d ago

Recruitment Intelligence Consultants Ltd's banner

REGULATORY, PRODUCT & SALES COMPLIANCE - MANAGER / SENIOR MANAGER

Recruitment Intelligence Consultants Ltd

a well established insurance company
regulatory, product & sales compliance
excellent career opportunity

1d ago

Hong Kong Virtual Asset Exchange Limited's banner

IT Security & Infrastructure Manager

Hong Kong Virtual Asset Exchange Limited

Wan Chai

Cyber security
Digital Asset
Cryptocurrency

9d ago

(SFC License 1 / 2) Sales Executive

Chaos International Financial Limited

Central

9d ago

Assistant Manager - Enforcement (Investigation - Market Misconduct Team)

Securities and Futures Commission

Quarry Bay

gathering evidence into suspected market crimes
detect and investigate suspected market
professional qualifications in Law or Accounting

20d ago

Manager (Wealth Management)

Huaan Securities (Hong Kong) Financial Holding Limited

Sheung Wan

SFC Type 1,2,4 & 5 with min 3 relevant exp
Business travel to Mainland
Basic Salary + Incentive + Double Pay

9d ago

Accountant, Finance

iFAST Financial (HK) Limited

Central

Knowledge of FRR, Tax, Audit and Reporting
CPA qualified and immediate available is preferred
21+ days AL & Medical and Dental Insurance

7d ago

Project Engineer/ Assistant Project Engineer (Double-pay)

B & T Engineering Ltd

Kwun Tong Area

1-3 years project management experience
5-days work week, flexible working hour
ELV projects & IOT solutions

1d ago

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