• Degree in Law, Finance/Account, ACAMS / ICA
  • 2-10yrs Compliance exp, AML / General Compliance
  • AML Advisory, Sanction Management

22 hours ago

Salary negotiable

Applied
  • Minimum 7 years of relevant experience
  • Degree holder in Laws or related disciplines
  • Familiar with SFC regulations

23 hours ago

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

23 hours ago

 

Applied
  • Strategize post implementation review
  • Identify needs and deliver relevant training
  • Provide support and back up to Central Compliance

23 hours ago

 

Applied
  • Solid regional IT Risk, IT Audit & IT Security exp
  • Certified in CISSP, CISM, CISA, ISO27001
  • Fluent in English

23-Feb-18

HK$55k - 90k /month (negotiable)

Applied
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  • Degree holder in Finance, Risk Management
  • FRM or CFA holder is preferred
  • Min. 5 years relevant experience in market risk

23-Feb-18

 

Applied
  • Regional Role
  • Steady Business
  • Strategic Growth Direction

22-Feb-18

Salary negotiable

Applied
  • 5-10 years in General Compliance in Banks
  • Promising career development
  • Competitive package and performance bonus

21-Feb-18

HK$55k - 70k /month

Applied
  • Global Banking and Market Asia Pac compliance
  • degree w/ 4+ yrs Compliance experience
  • financial product e.g treasury, loans, deposit etc

21-Feb-18

 

Applied
  • See job description.
  • See job description.
  • See job description.

21-Feb-18

Salary negotiable

Applied
  • Minimum 6 years of compliance experience
  • Familiar with SFC Type 1,4,6,9 activities
  • Competitive package with performance bonus

21-Feb-18

HK$70k - 90k /month (negotiable)

Applied
  • oversee compliance issues
  • in charge of licensing issues
  • formulate compliance related policies

20-Feb-18

Salary negotiable

Applied
  • To review and provide comment on the investment
  • To advise on and handle the licensing
  • Degree holder in Law, Finance

20-Feb-18

Salary negotiable

Applied
  • 8 years solid risk and compliance experience
  • CPA is an added advantage
  • Good command of spoken & written Chinese & English

19-Feb-18

Salary negotiable

Applied
  • Insurance Compliance
  • "AML", "CTF", "Anti-Money Laundry"
  • Regulatory

15-Feb-18

Salary negotiable

Applied
  • VP/ Senior Compliance Manager
  • General Compliance (Advisory)
  • Leading Securities Group

15-Feb-18

Salary negotiable

Applied
  • International Client
  • Managerial Role
  • Great Prospects

15-Feb-18

Salary negotiable

Applied
  • Insurance Compliance
  • Monitoring
  • Audit

15-Feb-18

HK$70k - 90k /month

Applied
  • Coordinate and manage related projects
  • Degree or above in Law, Risk Management
  • Medical and life insurance

15-Feb-18

 

Applied
  • Review and monitor the AML/CFT functions
  • Prepare reports / proposals to management
  • Medical and life insurance

15-Feb-18

 

Applied
  • Formulate and update AML/CTF policies
  • Review Enhanced Due Diligence (EDD) cases
  • Medical and life insurance

15-Feb-18

 

Applied
  • Prepare suspicious transaction reports
  • 5 years' or above experience in Sanctions
  • Medical and life insurance

15-Feb-18

 

Applied
  • Conduct investigation on suspicious transactions
  • 3 years' exp or above in anti-money laundering
  • Medical and life insurance

15-Feb-18

 

Applied
  • At least 10 years relevant working experienc
  • Handle internal / external review or audit
  • Medical and life insurance

15-Feb-18

 

Applied
  • Set up margin risk policies and standards
  • At least 5 years experience
  • 5-day week

14-Feb-18

Salary negotiable

Applied
  • Expanding International Insurance Group
  • Group Pension & Insurance Compliance Advisory
  • Attractive Base Salary + Bonus

13-Feb-18

 

Applied
  • Understanding of FSC, PEFC, PREPS
  • Conduct regular compliance reviews
  • Maintain a policy hierarchy for the company

12-Feb-18

 

Applied
  • Regional Role
  • Steady Business
  • Strategic Growth Direction

12-Feb-18

Salary negotiable

Applied
  • At least 4 years of relevant working experience
  • Diploma / Degree holder
  • Self-motivated, meticulous, analytical

12-Feb-18

 

Applied
  • Life Insurance and Investment
  • 8+ years of Compliance or Risk Experience
  • Support in Driving Regulatory Change

10-Feb-18

Salary negotiable

Applied
  • Solid regional IT Risk, IT Audit & IT Security exp
  • Certified in CISSP, CISM, CISA, ISO27001
  • Fluent in English

09-Feb-18

HK$55k - 90k /month (negotiable)

Applied
  • a leading financial group
  • Pension/Trustee business regulation
  • Deg-law/finance, fin/ trustee Management

09-Feb-18

 

Applied
  • Famous Banking Group; 5day!
  • HK$50K-HK$75K x 13month + discretionary bonus
  • Excellent Career Path & Opportunity

07-Feb-18

 

Applied
  • Prepare license applications
  • Legal and Compliance
  • Conduct regular compliance monitoring reviews

05-Feb-18

 

Applied
  • Global exposure
  • International Firm
  • Newly created position

05-Feb-18

 

Applied
  • Direct report to APAC CRO covering risk/compliance
  • Senior role overseeing: controls, risk, compliance
  • Multinational firm, HQ in Europe, diverse team

05-Feb-18

HK$70k - 90k /month

Applied
  • Knowledge of investment products
  • Familiarity with HK local rules and regulations
  • Minimum 5 years relevant compliance experience

05-Feb-18

Salary negotiable

Applied
  • distribution and product compliance
  • degree w/ 4+ yrs in Compliance, Audit, Risk, etc
  • exp in financial industry

05-Feb-18

 

Applied
  • Minimum 6 years of compliance experience
  • Familiar with SFC Type 1,4,6,9 activities
  • Competitive package with performance bonus

03-Feb-18

HK$70k - 90k /month (negotiable)

Applied
  • a leading financial group
  • Pension/Trustee business regulation
  • Deg-law/finance, fin/ trustee Management

02-Feb-18

 

Applied
  • Minimum 6 years compliance testing
  • International commercial bank
  • Competitive salary remuneration

02-Feb-18

 

Applied
  • At least 10 years relevant working experienc
  • Handle internal / external review or audit
  • Medical and life insurance

02-Feb-18

 

Applied
  • Assist in monitoring the investment and insurance
  • To review and provide comment on the investment
  • Degree holder in Law, Finance

01-Feb-18

Salary negotiable

Applied
  • Review and keep up-to-date compliance policies
  • Review business documents and operation flow
  • At least 2 years of compliance experience

30-Jan-18

Salary negotiable

Applied
  • Reviews & assesses complaint investigation reports
  • Monitors & enforces distribution compliance policy
  • Manages internal disciplinary policy & guidelines

30-Jan-18

 

Applied
  • AML Compliance System
  • Management Information (MI) reports
  • AAMLP

29-Jan-18

 

Applied
  • Degree holder preferably in Law, Accounting
  • Min. 6 years’ experience in AML/CFT compliance
  • Certified AML Professional (CAMLP)] is an asset

29-Jan-18

 

Applied
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