• Global banking group well-established in Asia
  • To ensure compliance with HKMA Banking regulations
  • 10+ years experience in regulatory compliance

10 hours ago

 

Applied
  • Legal & Compliance
  • Minimum 8 years compliance experience
  • SFC & HKEX rules and regulations

10 hours ago

Salary negotiable

Applied
  • Act as a focal regulatory contact point
  • Co-ordinate regulatory reports
  • Minimum 5 years of relevant Banking experience

11 hours ago

 

Applied
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient

12 hours ago

 

Applied
  • HK and China Coverage
  • Private Banking and Fund Management
  • Central location

15 hours ago

HK$70k - 90k /month (negotiable)

Applied
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  • exp. in wealth management compliance is essential.
  • exp. in compliance advisory in Big 4 is welcome.
  • exp. in private banking compliance is welcome.

17 hours ago

 

Applied
  • legal background
  • listing company secretary
  • state owned enterprise

13-Aug-18

Salary negotiable

Applied
  • Compliance
  • virtual bank
  • license application

13-Aug-18

Salary negotiable

Applied
  • Compliance
  • Financial services
  • Asset management

13-Aug-18

 

Applied
  • Compliance monitoring of asset management business
  • 3-5 years' of relevant compliance experience
  • With exposure in investment products

11-Aug-18

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

10-Aug-18

 

Applied
  • Degree holder or above
  • Minimum 8 years compliance experience
  • Life & health insurance product

10-Aug-18

 

Applied
  • Minimum 5 years regulatory compliance
  • International commercial bank
  • Required – Chinese and English language skills

10-Aug-18

 

Applied
  • Degree holder in Finance, Business Law
  • 3 years futures experience in compliance, legal
  • Oversee the overall compliance monitoring function

10-Aug-18

 

Applied
  • Compliance & Money Laundering Reporting Officer
  • Support a strong Corporate Governance Framework
  • Support the Board in discharging responsibilities

08-Aug-18

 

Applied
  • Legal & Compliance
  • Minimum 8 years compliance experience
  • SFC & HKEX rules and regulations

07-Aug-18

Salary negotiable

Applied
  • Conduct investigation on suspicious transactions
  • 3 years' exp or above in anti-money laundering
  • Medical and life insurance

07-Aug-18

 

Applied
  • At least 4 years experience in Compliance Review
  • Strong Compliance Culture with overseas exposure
  • Attractive Package

06-Aug-18

 

Applied
  • Review and monitor the AML/CFT functions
  • Bachelor degree or above in Law, Risk Management
  • Medical and life insurance

06-Aug-18

 

Applied
  • Formulate and update the Bank’s AML/CFT policies
  • Degree or above in Statistics, Mathematics,Finance
  • Medical and life insurance

06-Aug-18

 

Applied
  • Formulate and update AML/CTF policies
  • Review Enhanced Due Diligence (EDD) cases
  • Medical and life insurance

06-Aug-18

 

Applied
  • Provide compliance advice
  • Perform full spectrum of compliance functions
  • Minimum 5 years of experience in compliance

04-Aug-18

 

Applied
  • Degree holder in Finance, Business Law
  • 3 years futures experience in compliance, legal
  • Oversee the overall compliance monitoring function

04-Aug-18

 

Applied
  • At least 8-10 years of experience in Compliance
  • Strong Compliance Culture with work life balance
  • Attractive package with Excellent fringe benefits

03-Aug-18

HK$90k - 120k /month

Applied
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development

02-Aug-18

Salary negotiable

Applied
  • HK and China Coverage
  • Private Banking and Fund Management
  • Central location

01-Aug-18

HK$90k - 120k /month (negotiable)

Applied
  • ensure regulations, internal polices & procedures
  • degree w/ 5 yrs+ of compliance experience
  • financial product knowledge (treasury, loans etc)

01-Aug-18

 

Applied
  • HK and China Coverage
  • Private Banking and Fund Management
  • Central location

30-Jul-18

HK$70k - 90k /month (negotiable)

Applied
  • Degree holder Legal, Compliance or Finance related
  • 10 year’s relevant experience in listed company
  • Senior level representational experience skills

30-Jul-18

HK$45k - 70k /month (negotiable)

Applied
  • Global Fortune 500 Company
  • Regional Role
  • Compliance Exposure

30-Jul-18

Salary negotiable

Applied
  • Strong banking compliance background
  • Well versed in HKMA & SFC regulations
  • Compliance advisory & training support

30-Jul-18

 

Applied
  • Newly Created position
  • Risk and Compliance role
  • Build your own team

30-Jul-18

 

Applied
  • Growing Insurer
  • High Net Worth Exposure
  • New Headcount

30-Jul-18

Salary negotiable

Applied
  • compliance manager, SFC license, Type 1, Type 4 ,
  • legal financial AML, financial company, central, i
  • asset management, money lender, Type 9,investment

29-Jul-18

 

Applied
  • AML/ General Compliance
  • Attractive package
  • Reputable bank with good prospect

28-Jul-18

 

Applied
  • Perform periodic compliance review
  • Provide AML and compliance-related training
  • At least 3 years futures experience in compliance

27-Jul-18

Salary negotiable

Applied
  • investment compliance monitoring activities
  • degree 2/ 3-6 yrs in compliance, audit or control
  • fluent English & Mandarin

27-Jul-18

 

Applied
  • Oversee all compliance functions
  • Prepare and review a broad range of legal document
  • Minimum 5 years’ relevant experience

27-Jul-18

Salary negotiable

Applied
  • A senior regulatory compliance advisor is saught
  • Focus on retail banking and insurance compliance
  • 8 years of experience in compliance or audit

25-Jul-18

 

Applied
  • Handle SFC licensing matters;
  • Update compliance policies and procedures
  • Degree in Accountancy/ Finance/ Law

25-Jul-18

 

Applied
  • Provide advisory services to business units
  • Degree or above with major in Finance, Accounting
  • Medical and life insurance

24-Jul-18

 

Applied
  • Conduct quality assurance, complaint investigation
  • Degree holder in Business Administration
  • Review and update internal control policies

24-Jul-18

Salary negotiable

Applied
  • Degree holder in Law, Accounting, Finance
  • 5 years general audit / compliance experience
  • Good knowledge in banking laws, products

24-Jul-18

 

Applied
  • Handle regulators enquiries (e.g.SFC, HKMA, HKEx)
  • Formulate KYC/ AML policies and procedures
  • Min. 6 years’ experience of financial compliance

24-Jul-18

Salary negotiable

Applied
  • Good Prospect
  • Good Offer
  • Good knowledge & exposure in AML,Sanctions,CFT

24-Jul-18

 

Applied
  • Leading IFA is hiring senior compliance manager
  • To ensure compliance with regulatatories
  • Must have 8 years of compliance experience

23-Jul-18

 

Applied
  • Min. 3 years' experience
  • University graduate
  • Familiar with Type 1,4&9 license related business

23-Jul-18

Salary negotiable

Applied
  • World Leading Insurance Firm
  • Regional Position
  • Excellent Benefits

23-Jul-18

Salary negotiable

Applied
  • Sizable Group
  • Regional exposure
  • Attractive remuneration package

20-Jul-18

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

20-Jul-18

 

Applied