1-30 of 972 jobs
Accounting Officer / Accountant (GEM listed securities firm with SFC Type 1 & 9 Licenses)
Pacific Foundation Securities Limited- Experience in securities firm
- Familiar with SFC regulations & regulatory returns
- Immediately available is highly preferred
Compliance Officer (Hedge Fund, SFC Type9)
Walters People (HK)- Hedge fund
- SFC Type 9
- Compliance officer
Compliance Assistant Manager (Buy-side SFC Licensed firm Type 1, 4,6 & 9)
DNA Recruit Partners Limited- Dynamic working culture, MNC office
- SFO Regulatory compliance
- Attractive Package | Appealing Bonuses
Chinese Securities House - Compliance Manager (SFC Type 1, 2, 4, 6 & 9 Business)
HANSEL INTERNATIONAL Executive Search Limited- Reputed Chinese Securities House
- At least 7 years of experience
- Business & regulatory compliance focus
Client Service & Trade Support (MNC | SFC Licensed | HKSI Paper 1)
DNA Recruit Partners Limited- Customer Service | Dynamic Team
- Non-shift | Dealing & Trading Support
- Career Development
Associate, Compliance Testing – Private Banking
Charterhouse Partnership- International European Private Bank
- 5 to 7 yrs exp. in compliance review
- General private banking compliance
Responsible Officer (SFC Type 9) (Crypto Investment)
Don Nelson Recruitment Limited- Crypto Investment
- Well-funded firm
- Start-up
Responsible Officer (Type 1, 4 & 9)
QMIS Financial Group Limited- Current holders of unconditional RO preferred
- Minimum 4 years management experience
- Provide support and assist to senior management
SFC Type (1, 2, 4, 6, 7, 9, 10) Responsible Officers (RO)
TeamPlus Consulting Limited- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Responsible Officer (SFC type9)
Amber Hill Holdings Limited- Responsible Officer, type 9, sole, public fund
- SFC manager-in-charge, unconditional, compliance
- asset management, public fund set up, operation
Responsible Officer (Type 1 / 2 / 4 / 5 / 9)
Up Recruitment Limited- Degree holder in Economics, Finance or Accounting
- Licensed for SFC Type 1/2/4/5/9 regulated activity
- Experience in monitoring regulated activity
Accounting Manager/ Finance Manager
Mighty Divine (HK) Limited- MYOB, BSS and UAT testing
- Experience in Type 1 Broker Firm
- Well understanding of regulatory requirements
SFC Type 1 & 4 RO (中资券商；境外美元债承销）
Macdonald & Company Limited- SFC RO 1&4
- 境外美元债承销
- 中资券商
CEO ( Fintech Company with SFC License )
Be Myjob Company Limited- SFC RA 1, 2, 4, 5, 9
- Online Brokerage
- Chief Executive Officer
Temporary Assistant (1-Year contract) - Licensing, Intermediaries (Ref.:JDB/TEMPASST/LIC/INT/210115)
Securities and Futures Commission- -
- -
- -
Dealer (Futures) (5 days work)
CSC Futures (HK) Limited- At least 1 year relevant experience
- Trade execution on various products in global mkts
- Smooth operation and support in risk mgt & CS
Manager - Corporate Finance
Elstone Capital Limited- Manager - Corporate Finance
- SFC Type 6
- Sheung Wan
Compliance Manager, Compliance Review
Charterhouse Partnership- Minimum 6 years compliance testing or review
- International commercial bank
- Required – Chinese and English language skills