Searches related to sfc jobs

1-30 of 751 jobs

Responsible Officer Type 1, 4 & 9

Redbridge Capital Management Limited

Sheung Wan

Current Unrestricted RA149 Responsible Officer
Flexible working hours and medical benefit
Minimum 5 years of solid management experience

1d ago

Assistant Vice President, Investment Banking Compliance

OCBC Bank (Hong Kong) Limited

Central & Western Area

Investment Banking Compliance
Familiar with the HK Listing Rules
Compliance experience in HK ECM

1d ago

Accounting Manager 會計經理

Company Confidential

Tsim Sha Tsui

Finance and Accounting
FRR for Type 1, 4, 6, 9 with margin business
Immediate available is highly preferred

7h ago

Finance & Accounting Manager (5-Days Work & Performance Bonus)

Magic Compass Securities Limited

Tsim Sha Tsui

CPA/ACCA, Brokerage Business, Securities
Finance and Accounting, FRR in compliance SFC
5-Days Work, Performance Bonus, Medical Insurance

1d ago

Senior Asso - VP, Compliance, AML Focus (SFC License Company)

Be Myjob Company Limited

Attract Package
AML Focus
Securities Firm

2d ago

Responsible Officer - Type 7

Trinity Search Limited

Central

Current holders of RO 7 preferred
Virtual Asset Experience is preferred
Competitive Package

15h ago

Responsible officer -RO TYPE 4,9

Asset Dynamic Management Limited

Central & Western Area

Responsible Officer of SFC Type 4 & 9
Experience in regulated activity
Immediate available

2d ago

Accounting Manager

Kingkey Securities Group Limited

Wan Chai

Accounting exp. in Securities (mostly HK stocks)
Well experienced in daily & monthly FRR
Immediate available is highly preferred

2d ago

Associate, Finance ( SFC Licensed Firm )

Be Myjob Company Limited

Central & Western Area

Attractive Bonus
SFC Licensed
Finance & Accounting

7d ago

Finance Manager (Ref_3680)

Talentquest HR Limited

Wan Chai

Solid experience in securities/finance industry
At least 3 years managerial experience
A firm with over fifty years of experience

1d ago

Senior Vice President/ Vice President – Finance & Accounting

Webull Securities Limited

Tsim Sha Tsui

Online Brokerage Firm/ Fintech
Finance & Accounting
Competitive Remuneration Package

2d ago

Securities and Futures Commission's banner

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

5d ago

Customer Service Officer, Wealth Management (Ref: 01009-CSOWM-JDB)

KGI Hong Kong Limited

Wan Chai

Execute client's order for Wealth Management Dept
Handle inquiries from client, relationship manager
Assist the department for projects

2d ago

Ping An of China Securities (Hong Kong) Co Ltd's banner

Compliance Officer

Ping An of China Securities (Hong Kong) Co Ltd

Central

Bachelor Degree
General Compliance
Good career prospect

1d ago

Director, RO4, 9, Asset Management

Be Myjob Company Limited

Causeway Bay

Responsible Officer
Hedge Fund
Product Development

1d ago

Head of Compliance 合規部主管

Company Confidential

Tsim Sha Tsui

Compliance, AML 合規、反洗錢
SFC Licensed corp.
with regulated activities Type 1、4、6、9

7h ago

Senior Officer/Assistant Manager, Accounts Department

Changjiang Securities International Financial Group Limited

Sheung Wan

2d ago

Fund Accountant - (Hybrid, Fresh graduate are welcomed to apply)

TMF Hong Kong Limited

Causeway Bay

Professional development opportunities
Join a supportive and growing team
Hybrid working arrangement

2d ago

Executive Director, HRBP (SFC License Corporation)

Be Myjob Company Limited

Central & Western Area

Human Resources
SFC 1, 2, 4, 5, 6, 9
Top Tier Chinese Investment Bank

8d ago

JH Partners (Asia) Company Limited's banner

Responsible Officer (SFC Type 7 - Providing Automated Trading Services)

JH Partners (Asia) Company Limited

RO7
Responsible Officer
Attractive Package

8d ago

Finance & Accounting Manager (5-Days Work & Performance Bonus)

Magic Compass Securities Limited

Tsim Sha Tsui

CPA/ACCA, Brokerage Business, Securities
Finance and Accounting, FRR in compliance SFC
5-Days Work, Performance Bonus, Medical Insurance

12d ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

TeamPlus Consulting Limited

Central

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

8d ago

Compliance Officer (Ref: JD-COMP)

Public Bank (Hong Kong) Limited

5d ago

Responsible Officer Type 4 & 9

Apollo Asset Management Limited

Sheung Wan

Unconditional Responsible Officer
Flexible working hours and medical benefit
Performanance bonus and double pay

8d ago

Compliance Manager (Licensing ,AML,Institution Compliance)

Links International

Central & Western Area

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

1d ago

Compliance Manager (Chinese Listed Securities ,Type 1,4,6,9)

Links International

Central & Western AreaHK$55K - 69,999 /month

Chinese Listed Securities
general compliance
Type 1,4,6,9

1d ago

China Securities (International) Finance Holding Company Limited's banner

Trader, Manager / Senior Manager, Wealth Management and Brokerage Department

China Securities (International) Finance Holding Company Limited

Central

Trader
Dealing in Securities and Futures
SFC Type 1 & 2 Licence

10h ago

Senior Credit Risk Officer (SFC licensed corporation)

Conners Consulting Limited

Wan Chai

Risk exposure in client, firm & product level
Product LTV ratio
Sizeable firm, bonus, medical, dental

9d ago

Compliance Manager

Ping An of China Securities (Hong Kong) Co Ltd

Central

General Compliance
Good working culture
Good career prospect

1d ago

Assistant Vice President - Investment Solutions Sales, Global Markets

OCBC Bank (Hong Kong) Limited

Sheung Wan

University degree holder in Banking
Well versed in MS Excel/Word/Powerpoint
A minimum of 5 years of relevant experience

10h ago

Hong Kong

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