Searches related to sfc jobs

1-30 of 486 jobs

Responsible Officer Type 1, 4 & 9

Redbridge Capital Management Limited

Sheung Wan

Current Unrestricted RA149 Responsible Officer
Flexible working hours and medical benefit
Minimum 5 years of solid management experience

1d ago

Assistant Vice President, Investment Banking Compliance

OCBC Bank (Hong Kong) Limited

Central & Western Area

Investment Banking Compliance
Familiar with the HK Listing Rules
Compliance experience in HK ECM

1d ago

Finance & Accounting Manager (5-Days Work & Performance Bonus)

Magic Compass Securities Limited

Tsim Sha Tsui

CPA/ACCA, Brokerage Business, Securities
Finance and Accounting, FRR in compliance SFC
5-Days Work, Performance Bonus, Medical Insurance

1d ago

Accounting Manager

Kingkey Securities Group Limited

Wan Chai

Accounting exp. in Securities (mostly HK stocks)
Well experienced in daily & monthly FRR
Immediate available is highly preferred

2d ago

Associate, Finance ( SFC Licensed Firm )

Be Myjob Company Limited

Central & Western Area

Attractive Bonus
SFC Licensed
Finance & Accounting

7d ago

Customer Service Officer, Wealth Management (Ref: 01009-CSOWM-JDB)

KGI Hong Kong Limited

Wan Chai

Execute client's order for Wealth Management Dept
Handle inquiries from client, relationship manager
Assist the department for projects

2d ago

Securities and Futures Commission's banner

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

5d ago

Ping An of China Securities (Hong Kong) Co Ltd's banner

Compliance Officer

Ping An of China Securities (Hong Kong) Co Ltd

Central

Bachelor Degree
General Compliance
Good career prospect

1d ago

Director, RO4, 9, Asset Management

Be Myjob Company Limited

Causeway Bay

Responsible Officer
Hedge Fund
Product Development

1d ago

Finance & Accounting Manager (5-Days Work & Performance Bonus)

Magic Compass Securities Limited

Tsim Sha Tsui

CPA/ACCA, Brokerage Business, Securities
Finance and Accounting, FRR in compliance SFC
5-Days Work, Performance Bonus, Medical Insurance

12d ago

Senior Officer/Assistant Manager, Accounts Department

Changjiang Securities International Financial Group Limited

Sheung Wan

2d ago

Fund Accountant - (Hybrid, Fresh graduate are welcomed to apply)

TMF Hong Kong Limited

Causeway Bay

Professional development opportunities
Join a supportive and growing team
Hybrid working arrangement

2d ago

Executive Director, HRBP (SFC License Corporation)

Be Myjob Company Limited

Central & Western Area

Human Resources
SFC 1, 2, 4, 5, 6, 9
Top Tier Chinese Investment Bank

8d ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

TeamPlus Consulting Limited

Central

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

8d ago

Compliance Officer (Ref: JD-COMP)

Public Bank (Hong Kong) Limited

5d ago

Compliance Manager (Licensing ,AML,Institution Compliance)

Links International

Central & Western Area

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

1d ago

Assistant Vice President - Legal & Compliance Department - Compliance Assurance

Sumitomo Mitsui Banking Corporation

Conduct compliance monitoring activities
University graduate
5-8 years’ experience in legal and compliance

2d ago

Compliance Manager (Chinese Listed Securities ,Type 1,4,6,9)

Links International

Central & Western AreaHK$55K - 69,999 /month

Chinese Listed Securities
general compliance
Type 1,4,6,9

1d ago

Senior Credit Risk Officer (SFC licensed corporation)

Conners Consulting Limited

Wan Chai

Risk exposure in client, firm & product level
Product LTV ratio
Sizeable firm, bonus, medical, dental

9d ago

Compliance Manager (Leading Securities, MIC)

Links International

Central & Western Area

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

1d ago

Financial Assistant Manager

Zinvest Global Limited

Admiralty

5-day work week, friendly working environment
Monitor general accounting duties
Knowledge in FRR

2d ago

Responsible Officer (Type 4 & 9)

FBG Global Assets Limited

Sheung Wan

SFC RO Type 4 and 9
5 years + experience
Self-motivated and results-oriented mindset

9d ago

Senior Associate/Associate, Compliance

Randstad Hong Kong Limited

HK$17K - 44,999 /month

All-around compliance exposure with fund managers
Westernize culture, stepping stone to compliance
High-caliber line manager, hands on training

1d ago

Core Pacific - Yamaichi Int'l (H.K.) Ltd's banner

Finance Manager

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

Knowledge in Securities and Futures Ordinance, FRR
8 years of Exp. in Securities/Finance industry
At least 3 years of Managerial experience

5d ago

Officer – Financial Department (Fresh graduate will also be considered)

Fulbright Securities Limited

Kowloon Bay

Knowledge in FRR & relevant rules
Regular management accounts
Fresh graduate will also be considered

6d ago

Assistant Vice President – Investment & Insurance Compliance

Chong Hing Bank Ltd

Central

I & I Compliance Advisory and Updates
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

10h ago

Compliance Assistant ‐ Chong Hing Securities

Chong Hing Securities Limited

Central

Perform regular compliance program
Knowledge in securities operations
2 years experience in bank or securities firm

5d ago

Dealer / Dealer (Night Shift)

South China Financial Holdings Limited

Central

Holder of SFC License Type 1 & 2
Willing to work on shift and public holidays
Immediate available is preferred

1d ago

Dealing Officer

Emperor Capital Group

Wan Chai

Entry role to join the financial field
Exposure to variety of global investment products
Challenging job in the fast changing market

1d ago

China Construction Bank (Asia) Corporation Limited's banner

Manager / AVP, Securities Services (Night Shift)

China Construction Bank (Asia) Corporation Limited

Kowloon Bay

Min. 2 - 3 yrs exp in a bank / securities company
Working exp in US or global stock markets
Required to work in night shift& HK public hoilday

1d ago

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