Searches related to type 6 jobs
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- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Central
- Responsible Officer (Type 1, 2, 4, 5, 9)
- Great development opportunities
- Less experience will be considered
Associate / Senior Associate, Corporate Finance
China Everbright Securities International Company Limited- Handle IPOs, financial advisory deals
- 3 to 5 years' experience in corporate finance
- Basic understanding of securities market
- 3years+ working experience
- Proficient in Financing Management
- Proficient in Chinese（Mandarin）、English
- Great Opportunity for your next step in finance
- Excellent Exposures, Career Path and Benefits
- Work Life Balance
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
- Cayman fund management (private equity)
- Corporate finance
- Capital market
Senior Compliance Manager (Cross-border / Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)
Nanyang Commercial Bank, Limited- Degree holder in Business Administration
- At least 8 years banking experience
- Knowledge in Fintech, Regtech and Virtual Bank
SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Rapidly expanding Fintech company in HK, SG & CN
- Applying for the company license of SFC Type 6
- RO and MIC of Type 6 regulated activities
- Degree in Finance / Economics / related discipline
- 3 years ECM experience (Coverage SEA /Dubai Mkt)
- Institution Sales exp / ECM exp in Investment bank
- Fast Growth Financial Services Institution
- Good Compensation Package
- Work closely with senior management
- Team management opportunity, friendly culture
- Regional role, flexible working hours
- Prime working location / work from home
- Act as a RO to supervise SFC Type 4 & 9
- Communicate with other brokers
- Prepare and submit FRR
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