Searches related to type 6 jobs

1-30 of 106 jobs

9) Responsible Officers (RO)

TeamPlus Consulting Limited

Central

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

5d ago

Risk Director (Leading Securities ,Type 1,4,6,9）

Links International

Central & Western Area

Leading Securities
Fixed Income, FX and Equities
ISDA/CSA/GMRA

3d ago

China Everbright Securities International Company Limited's banner

Associate / Senior Associate, Corporate Finance

China Everbright Securities International Company Limited

Wan Chai

Handle IPOs, financial advisory deals
3 to 5 years' experience in corporate finance
Basic understanding of securities market

5d ago

Senior Manager / Manager, Corporate Finance

Platinum Securities Company Limited

Central

2d ago

Nanyang Commercial Bank, Limited's banner

Senior Compliance Manager (Cross-border / Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)

Nanyang Commercial Bank, Limited

Central

Degree holder in Business Administration
At least 8 years banking experience
Knowledge in Fintech, Regtech and Virtual Bank

1d ago

Vice President, Corporate Finance

Asian Capital Limited

Central

5-day working week
Performance bonus and Medical Scheme
5 years of relevant experience

9d ago

Team Head, Syndicated Finance & Corporate Advisory Department

Hang Seng Bank Ltd

3d ago

Responsible Officer Type 6

uSMART Securities Limited

Sheung Wan

Rapidly expanding Fintech company in HK, SG & CN
Applying for the company license of SFC Type 6
RO and MIC of Type 6 regulated activities

16d ago

FP&A AM/M , General Insurance Regional Office, 45-55k

Robert Half

Central & Western Area

Fast Growth Financial Services Institution
Good Compensation Package
Work closely with senior management

3d ago

Corporate Finance Manager (M&A - MNC)

Robert Half

Central & Western Area

Regional exposure
Dynamic working environment
Attractive renumeration

3d ago

Legal and Compliance Manager

PICCO Bent Consultancy Limited

Central & Western Area

Team management opportunity, friendly culture
Regional role, flexible working hours
Prime working location / work from home

5d ago

Manager - Corporate Finance - M&A Advisory - Hong Kong

PwC

Central

Lead M&A financial advisors
MNC and domestics project exposure
5+ years of relevant experience

12d ago

ARTA TechFin Corporation Limited's banner

Responsible Officer, Type 1,4 & 9

ARTA TechFin Corporation Limited

Quarry Bay

Act as a RO to supervise SFC Type 4 & 9
Communicate with other brokers
Prepare and submit FRR

8d ago

Corporate Finance Manager

Varitronix Ltd

Kwun Tong Area

Analysis & due diligence on biz opportunities
Corporate transactions & post-investment mgmt, IR
Degree in Finance/Accounts, 5 day week, 14 day A/L

8d ago

Compliance Manager

Han Kun Law Offices LLP

Central

Performance based incentives
5-day work
Fringe benefits include medical & dental insurance

4d ago

RO of SFC Type (1/2/4/5/6/9)

Everlasting Trust Limited

Wan Chai

Responsible Officer (Type 1,2,4,5,6,9)
Min 3 years' industry experience in regulated act
Immediate availability

19d ago

AE Majoris Advisory Company Limited's banner

Associate – Advisory

AE Majoris Advisory Company Limited

Sheung Wan

Dynamic role in the functions of business advisory
Excellent industry exposures, well-defined career
Competitive package, work-life balance

10d ago

Responsible Officer (Type 1 & 4 & 9)

Success Talent Global Investments Limited

Sheung WanHK$35K - 54,999 /month

Responsible Officer (Type1 & 4 & 9)
Sheung Wan
Monthly salary up to HK$50,000

9d ago

Senior Associate

Ambition

HK$35K - 44,999 /month

International professional services firm \
Advisory team - insolvency and restructuring
25 days AL and hybrid WFH arrangement

3d ago

Head of HR for Chinese Securities Brokerage SFC Type 1,2,4,6,9

Randstad Hong Kong Limited

Strategic C-level HR position
Making Impactful Business change
Extensive HR Expertise: 12+ years all rounded

19d ago

Assistant Vice President/ Vice President, Syndicated Finance

Fubon Bank (Hong Kong) Limited

Central

13 Month Pay
Medical Benefits
Insurance Benefits

5d ago

Ping An of China Securities (Hong Kong) Co Ltd's banner

Analyst/ Associate, Corporate Finance

Ping An of China Securities (Hong Kong) Co Ltd

Central

Team Expansion
Strong Deal Pipeline
Good career prospect

8d ago

Equity Capital Market_ Team Head

Hudson

Team leader for Equity capital market
Solid experience of ECM deal origination
Well-established Chinese Investment bank

9d ago

Officer, Leveraged & Project Finance

Emperor Capital Group

Wan Chai

Entry role to Finance field
Financial and Credit Analysis
Client Relationship

8d ago

Konew Fintech Corporation Limited's banner

Manager, Corporate Finance

Konew Fintech Corporation Limited

Central

Candidates with management experience is preferred
Candidates with listed company is preferred
Attractive remuneration package

11d ago

Assistant Corporate Finance Manager (Ref: CF-AM-JDB)

Hongkong Land Group Limited

Central

6-8 years' of experience
Proficient in financial modelling
Exp in conducting in-depth mkt studies preferred

15d ago

Global Executive Consultants Ltd.'s banner

IPO Compliance Manager, Investment Banking (HK$45K - $70K) (Ref. No.: 26610)

Global Executive Consultants Ltd.

IPO Sponsor, ECM, DCM, M&A
Investment Banking Compliance
Control Room

15d ago

Assistant Vice President / Vice President, Corporate Finance

Ping An of China Securities (Hong Kong) Co Ltd

Central

Team Expansion
Fast growing IBD platform
Strong deal pipeline

19d ago

Essence International Financial Holdings Limited's banner

Associate, Corporate Finance

Essence International Financial Holdings Limited

Central

At least 2-3 years' corporate finance experience
Prepare, review and follow up transaction issues
Assist in/ Handle due diligence work

25d ago

China Securities (International) Finance Holding Company Limited's banner

Vice President, Investment Banking

China Securities (International) Finance Holding Company Limited

Central

Investment Banking
IPO
Corporate Finance

22d ago

Hong Kong

Australia Hong KongIndonesia Malaysia New Zealand Philippines Singapore Thailand

Explore site