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vice president compliance
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Shanghai Commercial Bank Ltd
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt
Not Specified
14-Dec-18
Shanghai Commercial Bank Ltd
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
Not Specified
14-Dec-18
Charterhouse Partnership
  • Large, prestigious financial services group
  • Opportunity to lead a small team
  • Around 1M base salary plus bonus
Not Specified
13-Dec-18
Job function: Accounting > Accountant | Audit
Chong Hing Bank Ltd
  • Lead the team to plan and conduct audit assignment
  • Track and follow up open audit/regulatory issues
  • Degree holder in Accounting, Finance or Banking
Not Specified
12-Dec-18
Bank Street by Sloane Manhattan
  • Degree in Risk, Law, Audit or relevant discipline,
  • 8 years’ Compliance experience in Securities Firm
  • Experience in Japanese Firm and can speak Japanese
12-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding CIB
  • Central location
OthersHK$70k - 90k /month (negotiable)
12-Dec-18
GF Holdings (Hong Kong) Corporation Ltd
  • Excellent development opportunities
  • Competitive salary package
  • Internal compliance project management
Sheung WanHK$30k - 45k /month (negotiable)
11-Dec-18
Morgan McKinley
  • Track record from PB Compliance a must
  • Join a dynamic team
  • Good career prospects
OthersSalary negotiable
11-Dec-18
Randstad Hong Kong Limited
  • Rapid expanding asset management firm
  • Attractive Bonus
  • AVP to VP
OthersHK$70k - 90k /month (negotiable)
11-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding CIB
  • Central location
OthersHK$70k - 90k /month (negotiable)
08-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding Insurance firm
  • Leadership role
OthersSalary negotiable
08-Dec-18
Asia Progress Executive Limited
  • Control Room,IBD,regulatory compliance,SFC,SFO,PRC
  • 8yr exp,audit,asset management,securities,degree
  • policies and procedures,compliance review,law,acct
07-Dec-18
China CITIC Bank International Limited
  • Investment and Treasury products knowledge
  • Review and approval of wall crossing requests
  • Review of cross-divisional conflicts
06-Dec-18
China CITIC Bank International Limited
  • Monitor trading of the Bank and employees
  • Pre-approve employee trading
  • Review employee’s outside business
06-Dec-18
Bo Le Associates
  • Legal
  • Compliance
  • Asset Management
Central & Western AreaSalary negotiable
05-Dec-18
Harbridge Partners Limited
  • Compliance, Licensing, AML, Trade surveillance
  • SFC, regulation, MLRO, AML/KYC
  • Investigation, Regulation, Monitoring
04-Dec-18
Harbridge Partners Limited
  • Compliance, Client facilitation
  • FATCA, AEOI, MIFID II, NPC
  • Professional investor regime, OTC derivatives
04-Dec-18
China CITIC Bank International Limited
  • Banking returns preparation
  • Regulatory compliance for new products
  • Regulatory reporting system
04-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding Insurance firm
  • Leadership role
OthersSalary negotiable
04-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding CIB
  • Central location
OthersHK$70k - 90k /month (negotiable)
04-Dec-18
Randstad Hong Kong Limited
  • Rapid expanding asset management firm
  • Attractive Bonus
  • AVP to VP
OthersHK$70k - 90k /month (negotiable)
03-Dec-18
Robert Walters Hong Kong
  • Equities Compliance advisory, Global I Bank
  • Good work life balance, excellent benefits
  • Diversity, Regional Exposure
OthersHK$70k - 120k /month (negotiable)
03-Dec-18
Bank Street by Sloane Manhattan
  • Degree in Risk, Law, Audit or relevant discipline,
  • 8 years’ Compliance experience in Securities Firm
  • Experience in Japanese Firm and can speak Japanese
01-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding Insurance firm
  • Leadership role
OthersSalary negotiable
01-Dec-18
Randstad Hong Kong Limited
  • HK Coverage
  • Expanding CIB
  • Central location
OthersHK$70k - 90k /month (negotiable)
01-Dec-18
Asia Progress Executive Limited
  • Control Room,IBD,regulatory compliance,SFC,SFO,PRC
  • 8yr exp,audit,asset management,securities,degree
  • policies and procedures,compliance review,law,acct
29-Nov-18
Everbright Sun Hung Kai Company Limited
  • Develop, implement and monitor the quality syste
  • Identify and resolve quality issues
  • Improve the quality of internal system
29-Nov-18
Sumitomo Mitsui Banking Corporation
  • Conduct compliance monitoring activities
  • Identify potential regulatory risks
  • Around 5 years’ relevant experience
28-Nov-18
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vice president compliance