• Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project

15-Feb-18

 

Applied
  • Degree holder in preferably in Law
  • Minimum of 8 years of compliance experience
  • Competitive remuneration package; 5-day work week

15-Feb-18

Salary negotiable

Applied
  • Handling the compliance related issues
  • Bachelor degree or above in Law
  • international offices experience is preferred

15-Feb-18

 

Applied
  • Good salary package, Compliance Head role
  • Work life balance, well est banking environment
  • 10 years’ compliance experience in bank / FI

13-Feb-18

HK$90k - 120k /month (negotiable)

Applied
  • equities, fixed income, Investment bank compliance
  • compliance advice to the sales and trading teams
  • regulatory and compliance matters

13-Feb-18

Salary negotiable

Applied
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  • See job description.
  • See job description.
  • See job description.

13-Feb-18

Salary negotiable

Applied
  • Degree in Risk Management, Law or equivalent
  • Over 10 yrs banking experience in Compliance
  • Willing to travel to ASEAN countries

12-Feb-18

Salary negotiable

Applied
  • Market leading bank hiring compliance professional
  • Must have CIB experience
  • HK regulatory knowledge crucial

09-Feb-18

HK$70k - 90k /month

Applied
  • Compliance
  • investment banking
  • corporate finance

09-Feb-18

 

Applied
  • 5+ years asset management company experience
  • Experience in authorized funds is a must
  • Solid project management experience

09-Feb-18

Salary negotiable

Applied
  • Vice President level role
  • Global leading bank
  • Good career progression and benefits

08-Feb-18

Salary negotiable

Applied
  • Expanding asset management firm
  • VP level, team head role
  • Central location

07-Feb-18

HK$90k - 120k /month (negotiable)

Applied
  • Degree in Risk Management, Law or equivalent
  • Over 10 yrs banking experience in Compliance
  • Willing to travel to ASEAN countries

06-Feb-18

Salary negotiable

Applied
  • 5 yrs’ exp in a sizable financial institution
  • AML compliance experience
  • Business analysis experience

06-Feb-18

 

Applied
  • 5 yrs’ exp in a sizable financial institution
  • 2 yrs’ expe in AML compliance, experience in AML
  • Good knowledge on banking operations, products

06-Feb-18

 

Applied
  • Reviews & comments on the manuals
  • Conduct compliance reviews,ad-hoc investigation
  • Report non-compliance issues & suggest resolution

06-Feb-18

 

Applied
  • 5 years’ working exp in regulatory / compliance
  • AML/CFT, FATCA and CRS compliance
  • Banking ordinance and rules, codes and guidelines

06-Feb-18

 

Applied
  • To supervise a small team for listing compliance
  • To liaise with front-line regulators at listed co
  • Qualified lawyer or accountant with 8 years of exp

05-Feb-18

 

Applied
  • equities, fixed income, Investment bank compliance
  • compliance advice to the sales and trading teams
  • regulatory and compliance matters

05-Feb-18

Salary negotiable

Applied
  • Experience in Financial services
  • Familiar with SFC regulations
  • Supervisory experience

03-Feb-18

Salary negotiable

Applied
  • Develop, implement and monitor the quality syste
  • Identify and resolve quality issues
  • Improve the quality of internal system

02-Feb-18

 

Applied
  • Perform the compliance functions
  • Liaise with auditor & regulatory authorities
  • Perform anti-money laundering monitoring functions

02-Feb-18

Salary negotiable

Applied
  • Advise on AML/CFT/Sanctions compliance matters
  • Degree holder
  • Minimum 5 - 7 years of hands on AML/CFT

02-Feb-18

 

Applied
  • Assess security threats, risks and vulnerabilities
  • Maintain up-to-date and robust response procedures
  • Develop and implement security programmes

01-Feb-18

Salary negotiable

Applied
  • A bank is seeking a compliance professional
  • To look over legal and compliance duties
  • Candidates must have 5 years of related experience

01-Feb-18

 

Applied
  • Top global bank looking to transform compliance
  • Must have strong data visualization background
  • Need strong communication & management experience

01-Feb-18

HK$90k - 120k /month

Applied
  • Global Asset Management Company
  • Attached to global brand name bank
  • Leadership role in covering compliance & risk

01-Feb-18

HK$90k - 120k /month

Applied
  • Perform banking compliance monitoring & reporting
  • Review of policies and compliance control
  • Min 3 years relevant experience in banking

30-Jan-18

 

Applied
  • See job description.
  • See job description.
  • See job description.

30-Jan-18

Salary negotiable

Applied
  • Control Room and Research vacancy
  • Global coverage
  • Central location

29-Jan-18

HK$55k - 70k /month (negotiable)

Applied
  • Global Bank
  • Strong Benefits
  • Progression

29-Jan-18

Salary negotiable

Applied
  • COO-like role within Compliance
  • Driving Regulatory Initiatives
  • Attractive Base Salary + Bonuses

26-Jan-18

Salary negotiable

Applied
  • Hybrid investment operations/compliance role
  • Global investment management firm
  • High exposure, team leadership role

26-Jan-18

 

Applied
  • public/ private fundset up and fund documentation
  • private fundsPublic fund ComplianceAssetManagement
  • Handle KYC and AML Compliance Asset Management

26-Jan-18

 

Applied
  • regulatory compliance, regulatory relationships
  • Hong Kong Monetary Authority (HKMA)
  • Hong Kong Exchanges and Clearing (HKEx)

26-Jan-18

Salary negotiable

Applied
  • Bachelor degree
  • At least 6 years’ relevant compliance experience
  • Handle AML matters and ABS compliance

25-Jan-18

 

Applied
  • See job description.
  • See job description.
  • See job description.

24-Jan-18

 

Applied
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