Investment Compliance Analysis & Reporting & 2 more classifications Jobs in Central and Western District - Jun 2024

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

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Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

1d ago

Listed five hours ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$27,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

An international fund manager with strong presense in Asia Pacific
Supportive team members and promising career path
A growth-oriented environment that recognizes and rewards proactive efforts

5h ago

Listed six days ago

Senior Manager, Compliance [Investment & Insurance]Banking

at Conners Consulting Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Regulatory advice on business compliance
Strong knowledge on investment and insurance compliance
Good career prospect & attractive Package

6d ago

Listed thirteen days ago

Investment Compliance Manager, Private Banking

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Min. 5 years of investment compliance experience in private banking industry
Familiar with banking operations & knowledge of investment products
Strong knowledge of regulatory requirements

13d ago

Listed thirteen days ago

Manager/AVP – Investment & Insurance Compliance

at Chong Hing Bank Ltd

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

13d ago

Listed five days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

at CMBC Capital Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

5d ago

Listed eleven days ago

Compliance manager

This is a Full time job

at ICBC Asset Management (Global) Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

11d ago

Listed six days ago

Legal and Compliance Manager

This is a Full time job

at Sofi Securities (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Top-tier Chinese asset management firm
With at least 3 years of experience in Audit, Compliance or Control functions
Fair knowledge of compliance, AML and local regulations

6d ago

Listed seven days ago

Associate, Risk and Compliance

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2+ years of relevant working experience
20 days of Annual Leave
Semi-Annual Bonus

7d ago

Listed eighteen days ago

Junior Compliance Specialist in a leading Fund Platform [20-25k][20240524A]

at 悖論管理有限公司

This is a Full time job

at Oriental Patron Financial Services Group Ltd.

$20,000 – $25,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

18d ago

Listed fourteen days ago

Compliance Specialist

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed twenty one days ago

Asset Mangement - Compliance VP/SVP

at JH Partners (Asia) Company Limited

This is a Full time job

at Gravitas Recruitment Group (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

21d ago

Listed eighteen days ago

Hedge Fund - Compliance Associate

This is a Full time job

$20k - $25k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

18d ago

Listed twenty days ago

Compliance Manager (Leading Securities, MIC)

at Links international

This is a Full time job

at Manpower Services (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

20d ago

Listed twenty two days ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

22d ago

Listed twenty days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

20d ago

Listed twenty days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

at TeamPlus Consulting Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

20d ago

Listed twenty nine days ago

Compliance Manager in Asset Management Firm

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Attractive remuneration
3- 5 yrs of asset management experience
Fast growing financial group

29d ago

Listed twenty one days ago

Compliance Manager (Insurance Company)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Insurance Compliance
Life Insurance Business
Attractive Package

21d ago

Listed twenty nine days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

29d ago

Listed more than thirty days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

at Michael Page International (HK) Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

30d+ ago

Be an early applicant

Listed six days ago

Compliance Officer - European Private Bank

This is a Full time job

at BOCI-Prudential Asset Management Ltd

$35k - $45k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

International working environment
Dynamic and experienced team

6d ago

Listed one day ago

Senior Vice President / Vice President, Compliance (ARC-098-J)

This is a Full time job

at JH Partners (Asia) Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed twenty one hours ago

Compliance VP/SVP

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 days work
compliance
asset management company

21h ago

Listed eight days ago

Investment Accounting Manager | Expanding Regional Life Insurer

at Randstad Hong Kong Limited

This is a Full time job

at BOCI-Prudential Asset Management Ltd

$50k - $60k p.m. + competitive performance bonus

subClassification: Analysis & ReportingAnalysis & Reporting

classification: Banking & Financial Services(Banking & Financial Services)

Lead a small team, reporting directly to the Team Head
Minimum 6 years relevant experience, preferably to have exposure in RBC
Hong Kong Island Districts

8d ago

Be an early applicant

Listed eleven days ago

Senior Vice President / Vice President, Compliance (ARC-097-J)

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

11d ago

Listed eighteen days ago

Manager - Mediator/Complaint Handling

This is a Full time job