Investment Compliance in Corporate Finance & Investment Banking & 3 more classifications Jobs in Hong Kong - Sep 2024

at Shanghai Commercial Bank Ltd

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Cutting-edge AI strategies for optimized investment performance and growth.
Experienced team with over 60 years in asset management.
Focus on compliance ensures trust and regulatory adherence.

8h ago

Listed seven days ago

AVP/ Manager, Investment & Insurance Compliance (One-Year Contract)

This is a Full time job

North Point, Eastern District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Provide advisory services on I&I businesses
Provide I&I compliance development updates
Participate in new product & service development

7d ago

Listed fifteen days ago

Assistant Compliance Manager (Investment & Insurance) (Ref: ACM-II-KF-NCB)

at Nanyang Commercial Bank, Limited

This is a Full time job

at BOCI-Prudential Trustee Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

15d ago

Listed seven days ago

Associate, Fiduciary (Welcome Fresh Graduate)

This is a Full time job

Tai Koo, Eastern District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Degree in Business Administration, Economics, Finance,Law or related disciplines
1-3yrs of work exp in financial institutions w exposure to compliance monitoring
Welcome Fresh Graduate

7d ago

Listed nine days ago

Associate/ Senior Associate, Client Servicing (Regulatory Compliance)

at IQ EQ Corporate Services (HK) Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

9d ago

Listed more than thirty days ago

INVESTMENT COMPLIANCE OFFICER, ASSET MANAGEMENT

at Recruitment Intelligence Consultants Ltd

This is a Full time job

Hong Kong

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

an international asset management company
investment compliance
excellent exposure

30d+ ago

Listed twenty eight days ago

Compliance Post for Asset Management

at Essence International Financial Holdings Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

At least 7 years’ relevant experience
Support regulatory compliance of authorized fund
Knowledge of Asset Management business and products

28d ago

Expiring soon

Listed seven hours ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

at Compliance First Consulting Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

7h ago

Be an early applicant

Listed four days ago

Compliance Officer (Fresh graduate will also be considered)

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Working location:Central
5 days work
bank holidays

4d ago

Listed eighteen days ago

Private Wealth Management Product Specialist

at Futu Securities International (Hong Kong) Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Double Pay
Medical insurance
Five-Day Work Week

18d ago

Listed four days ago

Investment Finance Manager - Investment Finance (HongKong)

at TIKTOK PTE. LTD.

This is a Full time job

Hong Kong Island

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed seven hours ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

at Asia Progress Executive Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

7h ago

Be an early applicant

Listed sixteen days ago

Corporate Finance Associate / AVP

This is a Full time job

Wan Chai District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Prefer professional qualification &/or University Degree in accounting/finance
solid exp in corporate finance & work exp in international accounting firm
4yr as sponsor handle IPO transactns OR as regulator in vettg IPO applicatns

16d ago

Listed six hours ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

6h ago

Listed nine hours ago

Investment Product Manager

at Bank SinoPac

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

University degree in Finance, Economics
At least 5 years wealth management exp.
Familar with investment products in mutual funds & alternative products

9h ago

Listed twenty one days ago

Compliance Officer (Fresh graduate will also be considered)

at Compliance First Consulting Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Working location:Central
5 days work
bank holidays

21d ago

Listed seventeen days ago

Responsible Officer (RO, Type 4&9）

at Huaxia Shunze Investment (Hong Kong) Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

17d ago

Listed three days ago

(Senior) Analyst, Investment Operations (fresh-graduates will be considered)

at The Hong Kong Jockey Club

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

University graduate with major in Accounting, Finance or related
Up to 3 years of experience in an audit / accounting / operations role
Fresh graduates will be considered

3d ago

Listed ten days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

10d ago

Listed one day ago

Product Associate, Asset Management

This is a Full time job

at GPTX Investment Management Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Competitive Compensation Packages/ Comprehensive Benefits /Rewards &Recognition
Career Development Opportunities
Collaborative and Supportive Work Environment

1d ago

Listed three days ago

Investment, Product and Marketing Intern / Full-Time Position (Asset Management)

This is a Full time job

Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed eleven days ago

Associate/ Senior Associate - Fund Services (Fund Accounting & Valuation)

at Bank Consortium Trust Co. Ltd.

This is a Full time job

at Michael Page International (HK) Ltd

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

University grad in Accounting (fresh graduates will also be considered)
Prepare accounting entries and fee schedules for pension schemes and funds
Prepare valuation reports and calculate the net asset value per unit for funds

11d ago

Listed one day ago

Product Risk Analyst - Top US Investment Bank!

This is a Contract/Temp job

at SBI China Capital Holdings Limited

$40k - $60k p.m.

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Tier 1 US Investment bank - under Private wealth management sector
Good exposure in product risk, due diligence, risk management
International working environment

1d ago

Be an early applicant

Listed one day ago

Senior Compliance Officer

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

Wealth Management – Product Manager (Fund & Risk Management)

at PAO Bank Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Wealth Management - Fund & Risk
Bank/Fund House/Big 4 FS Advisory welcome

1d ago

Be an early applicant

Listed twenty four days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

24d ago

Expiring soon

Listed twenty one days ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Custody Services
Fund Accountant
Fund Management

21d ago

Listed three days ago

投资银行总部总经理（General Manager of Investment Banking Headquarters）

at Pulun International Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed three days ago

资产管理公司总经理（General Manager of Asset Management Company）

at Pulun International Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed four days ago

Bank Senior Business Associate - Pricing & Governance ($66K, 9-month contract)

at Manpower Services (Hong Kong) Limited

This is a Contract/Temp job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Understanding of investment products and securities market
Manage deal review processes, Stakeholder Management, Securities Services
Global leading bank

4d ago

Be an early applicant

Listed three days ago

Assistant General Manager - Projects (Thailand)

at HKR International Ltd

This is a Full time job

Hong Kong Island

subClassification: ManagementManagement

classification: Construction(Construction)

Degree in Architecture or Building Surveying
Minimum 15 years' experience in managing development projects
Relevant project management in Thailand is an advantage

3d ago

Listed eight days ago

Associate Director, Investment Fund Management (For Pension Product)

at AIA Hong Kong

This is a Full time job