Legal compliance manager Compliance &amp; Risk Jobs

at Soochow Securities (Hong Kong) Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct compliance reviews
University graduate in Business Administration, Accounting, Finance, Economics
A Minimum 3 years of experience in financial services

29d ago

Expiring soon

Listed sixteen hours ago

Compliance Manager, Legal and Compliance Department

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support the promotion of the company's compliance culture
Conduct regular compliance training
Track and understand the latest developments and requirements of regulators

16h ago

Listed twenty eight days ago

Assistant Manager, Group Compliance and Administration

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Group compliance management
Risk Management
Responsible for information transmission

28d ago

Expiring soon

Listed fourteen hours ago

Assistant Vice President, General Compliance Team, Legal and Compliance Section

at Mizuho Bank, Ltd

This is a Full time job

at Monex Boom Securities (H.K.) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4 years' experience in compliance
Familiar in managing the General Compliance functions
Competitive Package

14h ago

Be an early applicant

Listed one day ago

Company Secretary & Compliance Executive

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5-day work with Dental & Group Medical
Perform Company secretarial & Compliance duties
Handle CDD and KYC reviews and communicate with business teams

1d ago

Listed three days ago

Assistant Manager, Group Compliance and Administration

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

at Public Bank (Hong Kong) Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Group compliance management
Risk Management
Responsible for information transmission

3d ago

Listed seven days ago

Deputy / Assistant Compliance Manager (Ref: JD-ACM)

This is a Full time job

Hong Kong

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed four days ago

Compliance Officer / Manager (Securities Brokerage)

at Classy Wheeler Limited

This is a Full time job

at Shanghai Commercial Bank Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 Days Work
Competitive Salary Package
Immediate available will be highly preferred

4d ago

Listed fourteen hours ago

Assistant Manager, Life Insurance (Compliance & Business Development)

This is a Full time job

at Hong Kong Interbank Clearing Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Ensure strict compliance with all legislation and guidelines
Pass in Paper I, III and V under (IIQE)
Product and compliance knowledge in bancassurance

14h ago

Listed seven days ago

Assistant Manager (Legal & Compliance)

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

7d ago

Listed nine hours ago

Compliance Analyst / Compliance Officer

at Prosperous Future Holdings Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Fintech Compliance
Experience in Crypto operations
AML/KYC

9h ago

Listed nine days ago

Compliance Officer

at INDEX HK LIMITED

This is a Full time job

$20,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Dental Insurance
Meal Allowance

9d ago

Listed eleven days ago

Assistant Manager – Agency Business (Agency Compliance & Debt Recovery)

at WallStone Partners & Company Limited

This is a Full time job

at Pure Search International Limited

$25,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Analyses of debt profiles for Hong Kong and Macau
Engage directly with agents to recover debts
Prepare reports and analysis on debt recovery issues

11d ago

Listed seven hours ago

AML Analyst - Compliance - Global Law Firm

This is a Full time job

at Mega International Commercial Bank Co., Ltd.

$28,000 – $33,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Regional exposure in handling AML matters; stable working environment
Junior talents from financial institutions are also welcome
Excellent platform for career progression

7h ago

Listed eight hours ago

Team Head / AML Analyst (AML Team)

This is a Full time job

at Soochow Securities (Hong Kong) Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

AML knowledge
Analytical and problem solving
Double Pay, Performance Bonus, Medical Insurance

8h ago

Listed twenty nine days ago

Compliance Manager, Legal and Compliance Department

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support the promotion of the company's compliance culture
Conduct regular compliance training
Track and understand the latest developments and requirements of regulators

29d ago

Expiring soon

Listed thirteen hours ago

Analyst/ Associate, AML Advisory, Financial Crime Compliance Section

at Mizuho Bank, Ltd

This is a Full time job

Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1 to 3 years experience in AML, with sanctions experience is preferred
Junior AML professional
Competitive package

13h ago

Listed one day ago

Compliance Specialist – Asset Management Firm

at Darmax Limited

This is a Full time job

$20,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Prestigious Asset Management firm with a collaborative and dynamic team
Proven 1-3 years’ working experience in the Compliance Sector
Must have Asset Management/ Hedge Fund industry experience

1d ago

Listed twenty nine days ago

Assistant Compliance Manager (Central Compliance)

at Dah Sing Financial Group

This is a Full time job

at United Overseas Bank Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist Group Compliance Division in promoting bank wide compliance culture
Degree holder, preferably in Laws, Finance, Banking
A minimum of 3 years’ hands on experience in financial services industry

29d ago

Expiring soon

Listed twenty nine days ago

Manager, Anti-Financial Crime Compliance

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct financial crime investigations and transaction monitoring
Investigate, assess and analyze alerts
Prepare and file STRs for suspicious transactions

29d ago

Expiring soon

Listed one day ago

Compliance Officer

at Xsolla Asia Limited

This is a Full time job

Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

Compliance Analyst, Bank - Open to FS Auditors

at Charterhouse Limited

This is a Full time job

$25k - $35k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Compliance Testing
Required 2 years' experience in compliance/audit
Stable Bank

1d ago

Listed one day ago

Officer (Member Protection and Services) – Member Protection function

at Mandatory Provident Fund Schemes Authority

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct investigation into default contribution
Assist in the compilation of contribution reports
Compile inspection reports

1d ago

Listed two days ago

Consultant - Compliance and Corporate Services

at JAST Compliance Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed three days ago

Compliance Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed three days ago

Money Laundering Reporting Officer / Compliance Officer

at PFH Fintech Limited

This is a Full time job

at Emperor Capital Group Limited

$25,000 – $35,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Implement the compliance framework for the credit card program
3 years of AML compliance experience, preferably in banking or credit card
AML/CFT certifications (e.g., AAMLP/CAMS/CFE) are a plus

3d ago

Listed four days ago

Compliance Officer/Assistant (Financial Services)

This is a Full time job

Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5-day-work week with flexible working hours
External training subsidy support
Ensure applicable requirements are complied with SFC

4d ago

Listed four days ago

Financial Crimes Compliance | Top investment bank | 35k

at Hays Hong Kong Limited

This is a Contract/Temp job

$25k - $35k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Work in an international and dynamic environment
Develop your career with top-tier investment banks
Excellent branding

4d ago

Listed five days ago

Compliance Officer (Bank, $25K - $28K)

at CL Technical Services Ltd.

This is a Full time job

at Zurich Insurance (Hong Kong)

$25,000 – $28,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Mon-Fri: 9am - 6pm, stable working environment
Professional qualification (e.g. ACOP or equivalent)
Good command of written English

5d ago

Listed seven days ago

(Senior) Compliance Officer

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Compliance assurance
Promote ethical and proper business practices
Compliance transformation program with using data analytics tools

7d ago

Listed seven days ago

Compliance Officer

at ServiceOne Limited

This is a Full time job