Office operation Stockbroking &amp; Trading, Settlements, Compliance &amp; Risk Jobs

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed one day ago

Senior Officer/Officer, Specialists, Equities Operations, Vickers Securities

This is a Full time job

at MIB Securities (Hong Kong) Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Listed two days ago

Global Markets Operations Associate (Cross Product & Client Data Services Team)

at Hang Seng Bank Ltd

This is a Full time job

Hong Kong

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Leading domestic bank
Dynamic working environment
Fantastic opportunity in wealth management

2d ago

Listed three days ago

Senior Analyst, Risk Management

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed two days ago

Analyst, Specialists, Equities Operations, Vickers Securities

This is a Full time job

at RaffAello Securities (HK) Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed eight days ago

Responsible Office Type 1

This is a Full time job

at BOCOM International Holdings Company Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed twelve days ago

Associate, Settlement - Operations (Offer good package)

This is a Full time job

at China Securities (International) Finance Holding Company Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Cash and Equity Settlement
Exposure to Investment Banking Industry
Deposit

12d ago

Listed eleven days ago

Assistant Manager (operation)

at ADECCO

This is a Full time job

Wan Chai District

$30,000 – $35,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

HK$30k to 35k per month
5 working days in a week
solid experience in loan industry

11d ago

Listed ten days ago

Assistant Manager / Manager, Settlement, Clearing and Operation Department

This is a Full time job

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Hong Kong / Overseas Settlement
Equity, Futures, Bonds, Derivatives
2-5 years’ relevant experience in settlement

10d ago

Listed one day ago

Senior Officer, Securities & Fiduciary Svs Ops (Custodian & Settlement), Technol

This is a Full time job

at United Overseas Bank Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

1d ago

Be an early applicant

Listed one day ago

Vice President, Compliance Analytics & Insights

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Building UOBHK AFC analytical capabilities
Support data model development and validation
Implement processes/systems to monitor data quality

1d ago

Be an early applicant

Listed eleven days ago

Treasury Settlement Operation, Stable Foreign Bank

at Interfill Group Limited

This is a Full time job

at BOC International Holdings Ltd

$35,000 – $50,000 per month

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Deputy head position for potential candidate
Stable and reputable foreign bank
Strong sense of responsibility and great leadership

11d ago

Listed twelve days ago

Head of Operation, Regional Corporate Bank

at Captar Partners Limited

This is a Full time job

Hong Kong Island

HKD 1200000 - 1440000 per annum

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Well-reputed Wholesale Bank
Great Working Culture
Great Worklife Balance

12d ago

Listed eleven days ago

ASSO, Private Banking Operation Support

This is a Full time job

Sheung Wan, Central and Western District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 2~5 years working experience in supporting Fixed Income, loan and trade
Ability to work in a team environment and interact with all levels
Rigorous attention to detail and extreme accuracy with numerical calculations

11d ago

Listed four days ago

Manager/Asst Manager/Sr Exe/Exe (PENSIONS OPERATIONS/QA)

at Polaris Consultancy Limited

This is a Full time job

Hong Kong

$26,667 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

MPF administration processes and compliance control
Good knowledge in MPF and ORSO legislation,
client servicing

4d ago

Listed eight days ago

Operations - Settlement Manager

at ICBC International Holdings Limited

This is a Full time job

at Bank of China (Hong Kong) Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed fourteen days ago

Customer Due Diligence Manager / Assistant Operation Manager

This is a Full time job

Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed eleven days ago

Senior IT Manager (Project Management, Risk/ AML/ RPA )

at Leapin Hong Kong

This is a Full time job

Hung Hom, Kowloon City District

$65,000 – $70,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Project Management
Business Analysis
Banking environment

11d ago

Listed ten days ago

Team Head, Equity Operations and Settlement (Fintech)

at KOS International Limited

This is a Full time job

Islands District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Sound in equity settlement (both HK and US stocks)
Good knowledge in CCASS & DCASS
Excellent project management skills

10d ago

Listed eight days ago

Manager, Quality Assurance (Pension Operations)

at iFAST ePension Services Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Monitor MPF admin processes and compliance control
Quality assurance
21+ days AL, Staff performance shares

8d ago

Listed three days ago

Assistant Mgr, AML Transaction Monitoring–Legal & Compliance Dept (Corporate Bk)

at Asia Progress Executive Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Degree or above major in Law, Banking, Finance or other related disciplines
4-5 yrs exp in AML Transaction compliance in banking industry
AML Professional (AAMLP), Familiar with AMLO & other regulatory requirements

3d ago

Listed eleven days ago

Vice President, Corporate Actions Support, Technology & Operations

This is a Full time job

at China CITIC Bank International Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

11d ago

Listed nineteen days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

19d ago

Listed sixteen days ago

Operation Officer / Senior Officer (Cheque Clearing)

at Bank of China (Hong Kong) Limited

This is a Full time job

Mong Kok, Yau Tsim Mong District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

16d ago

Listed nineteen days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

at China CITIC Bank International Limited

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

19d ago

Listed two days ago

Settlement Manager

at Phillip Securities (HK) Ltd

This is a Full time job

Admiralty, Central and Western District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 5 yrs experience in settlement operations
Knowledge of securities & derivatives settlement in local and global markets
Stable working environment with discretionary bonus

2d ago

Listed four days ago

Compliance Manager (Licensing ,AML,Institution Compliance)

at Links international

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

4d ago

Listed eleven days ago

AVP, ETF Fund Operations – Asset Management

at Charterhouse Limited

This is a Full time job

at China Merchants Securities International Company Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

ETF - Fund Operations
Expertise in asset management industry processes
Collaborative and dynamic work environment

11d ago

Listed one day ago

Contract Officer, AML/CTF Compliance

This is a Contract/Temp job

at New Harvest Wealth (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform transaction monitoring & STR report duties
Provide AML/CFT advisory and training
Sound exp in handling CRS, FATCA and QI matters

1d ago

Listed one day ago

Head of Settlement

This is a Full time job

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Cutting-Edge Financial Services
Competitive compensation and benefits package
Immediate availability strongly preferred

1d ago

Listed three days ago

ASSISTANT MANAGER / MANAGER – COMPLIANCE DEPARTMENT

at CSC Futures (HK) Limited

This is a Full time job

at Sofi Securities (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed three days ago

Associate, Risk and Compliance

This is a Full time job