Processing Self Employment, Stockbroking &amp; Trading, Compliance &amp; Risk Jobs in Causeway Bay Wan Chai District

at Promise (Hong Kong) Co., Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Perform qualitative and quantitative validation on AML models
Manage validation process
Experience in model-related activities

12d ago

Listed thirteen days ago

Risk Management Officer / Senior Officer

This is a Full time job

at Promise (Hong Kong) Co., Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

13d ago

Listed two days ago

Risk Management Officer / Senior Officer

This is a Full time job

at Principal Asset Management Company (Asia) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed nine days ago

Manager, Investment Governance & Control

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

US Listed Company
MPF and SFC products focus
Friendly and collaborative team culture

9d ago

Listed ten days ago

Project Manager / Project Officer

at PFH Finance Limited

This is a Full time job

$28,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Fintech
Compliance
Payment Company/MSO

10d ago

Listed ten days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

10d ago

Listed twenty seven days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

27d ago

Expiring soon

Listed sixteen days ago

Assistant Manager (operation)

at ADECCO

This is a Full time job

at CEB International Investment Corporation Limited

$30,000 – $35,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

HK$30k to 35k per month
5 working days in a week
solid experience in loan industry

16d ago

Listed fourteen hours ago

Fixed Income Trader -VP/AD

This is a Full time job

at Shenwan Hongyuan Securities (H.K.) Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

14h ago

Be an early applicant

Listed one day ago

Analyst - Associate, Enterprise Risk Management

This is a Full time job

at Centaline Securities Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist the continuous enhancements of the Company’s enterprise risk
Assist the review and enhancement of the Risk Appetite Statement
Assist and support the regular maintenance of inventory of the risk policies

1d ago

Listed twenty hours ago

Stocks Broker / Investment Consultant Trainee (Brokerage Services) TTPS 證券經紀

This is a Full time job

North Point, Eastern District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Attractive commission scheme and incentive program, 5 days work
Merit-based progression and strong career growth opportunities
Top Talent Pass Scheme are welcomed 歡迎經高材計劃來港的人士

20h ago

Listed two days ago

Senior Manager, Technology Risk

at Dah Sing Financial Group

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Dedication to fostering an inclusive culture and value diverse perspectives
At least 10 years of Technology risk experience
Assist to promote risk awareness and culture within the Division

2d ago

Listed twenty three days ago

Risk Management Officer / Senior Officer

at Promise (Hong Kong) Co., Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

23d ago

Expiring soon

Listed twenty four days ago

Compliance Operations Analyst

at Adecco Personnel Limited

This is a Contract/Temp job

at GPTX Investment Management Limited

$25,000 – $35,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

KYC, TM, CDD
Medical, 17AL
Immediately availability preferred

24d ago

Expiring soon

Listed twenty two days ago

Operation and Risk Manager / Assistant Operation and Risk Manager(3-5 Yr exp)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

22d ago

Listed twenty days ago

KYC Analyst

at Airplus International

This is a Contract/Temp job

at H&W Technology Service Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

20d ago

Listed six days ago

Dealer

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Career growth and personal development within a growing global organization
Competitive compensation package
A flat organizational structure that values collaboration and transparency

6d ago

Listed six days ago

Head of IT Risk Control

at Dah Sing Financial Group

This is a Full time job

North Point, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Mature and able to work independently under pressure
Promote positive control culture and awareness within ITD
Act as a gatekeeper role to exercise oversight on new business initiatives

6d ago

Listed twenty seven days ago

Dealing Manager

at Hafoo Securities Limited

This is a Full time job

at Yue Xiu Securities Holdings Limited

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

27d ago

Expiring soon

Listed ten days ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

This is a Full time job

at China Life Insurance (Overseas) Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

10d ago

Listed ten days ago

Derivative Team - Investment Dept

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Finance & Insurance
Investment
Derivative team

10d ago

Listed thirteen days ago

Manager, Quality Assurance (Pension Operations)

at iFAST ePension Services Limited

This is a Full time job

at Yunfeng Financial Group Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Monitor MPF admin processes and compliance control
Quality assurance
21+ days AL, Staff performance shares

13d ago

Listed six days ago

综合财富管理顾问 (高才通/IANG签证优先考虑)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

津贴+业绩提成+月奖金+年度奖金额外年终花红额外业绩奖赏弹性工作地点及自主安排工作时间
协助入职者续签高才/优才/IANG签证
为期一年的助理副总裁快速晋升计划业绩优异者可获免费海外会议旅游资格 ;

6d ago

Be an early applicant

Listed more than thirty days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

at The Hong Kong Mortgage Corporation Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

30d+ ago

Expiring soon

Listed thirteen days ago

Senior Manager (Environmental, Social and Governance)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

13d ago

Listed twenty days ago

VP-Credit Risk- Private Wealth Management [Banking]

at Conners Consulting Limited

This is a Full time job

at Nice Talent Asset Management Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Degree Holder
Over 15 years of experiences in credit risk management
Solid experience in wealth management credit control

20d ago

Listed twenty two days ago

Intern (Compliance & Operations)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 Days Work

22d ago

Listed twenty one days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

at Manpower Services (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Risk and compliance knowledge in the Banking sector is essential
Minimum 5 years' experience in Banking risk and compliance
Highly proficient in written and spoken Chinese (Cantonese) and English

21d ago

Listed twenty four days ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

24d ago

Expiring soon

Listed twenty seven days ago

Dealing Manager (Ref: 02002-DLM-JDB)

at KGI Hong Kong Limited

This is a Full time job