Regulatory compliance officer Full Time Jobs in Central Central and Western District

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

5d ago

Listed five days ago

Senior Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

classification: Legal

at BDO Financial Services Limited

Compliacne Legal
Financial, Finance
Bonus

5d ago

Listed one day ago

Officer/Assistant, Compliance (Part-time) – Asset Management

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Japanese based Asset Management
On-the-job training provided
Welcome candidates with different background

1d ago

Listed five days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$35,000 – $45,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

An international and mixed team setting with a harmonious culture
Supportive team members
A growth-oriented environment that recognizes and rewards proactive efforts

5d ago

Listed nine days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at BDO Financial Services Limited

Legal & Compliacne
Financial, Finance
Bonus

9d ago

Listed six days ago

Officer/Assistant, Compliance (Part-time) – Asset Management

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Bee Career Technology Limited

Japanese based Asset Management
On-the-job training provided
Welcome candidates with different background

6d ago

Listed seven days ago

Compliance Officer

This is a Full time job

$35,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Compliance experience at type 4&9 licence firm
Top tier fund house in HK
Great package

7d ago

Listed seven days ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Aden Financial Group Limited

7d ago

Listed twelve days ago

Assistant Manager/Senior Compliance officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

12d ago

Listed thirteen days ago

Compliance Officer (KYC/AML) - Financial Institution

This is a Full time job

$25k - $35k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

English & Chinese Required
Global Financial Institution

13d ago

Listed sixteen days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Sinohope Technology Holdings Limited

Legal & Compliacne
Financial, Finance
Bonus

16d ago

Listed two days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Futu Securities International (Hong Kong) Limited

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

2d ago

Listed sixteen days ago

Business Compliance Officer

This is a Full time job

Admiralty, Central and Western District

subClassification: Banking & Finance Law

classification: Legal

Tsim Sha Tsui, Yau Tsim Mong District

Double Pay
Medical insurance
Five-Day Work Week

16d ago

Listed fourteen days ago

Officer, Regulatory Compliance (new fresh graduate welcome)

at Airstar Bank Limited

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

Sheung Wan, Central and Western District

14d ago

Listed sixteen days ago

Compliance Officer

at TSE'S Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

16d ago

Listed sixteen days ago

Junior Compliance Officer

at Hays Hong Kong Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

16d ago

Listed two days ago

AML Senior Officer/Analyst

at Red Dot Technology Limited

This is a Full time job

$25,000 – $30,000 per month

subClassification: Banking & Finance Law

classification: Legal

at Mouette Securities Company Limited

2d ago

Listed sixteen days ago

Compliance Officer

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Banking & Finance Law

classification: Legal

at Shanghai Commercial Bank Ltd

Compliance and risk (SFC type 1,2,4,5,9)
3 years related experience or above
immediate available

16d ago

Listed five days ago

Assistant Business Development Manager, Life Insurance

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Management

Management

classification: Insurance & Superannuation

(Insurance & Superannuation)

Implement strategy plans set out by the department
Support distribution channels for the company
Ensure the selling processes are in compliance

5d ago

Listed twenty three days ago

Senior Legal & Compliance Officer

at Xin Yongan International Financial Holdings Limited

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Orient Overseas Container Line Ltd (OOCL)

Legal & Compliacne
Financial, Finance
Bonus

23d ago

Listed one day ago

Senior Officer - Company Secretarial

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Company Secretaries

Company Secretaries

classification: Accounting

(Accounting)

Handle full spectrum of company secretarial duties
3 years of experience in sizeable listed companies
Member of HKCGI

1d ago

Listed twenty one days ago

Compliance Officer (SFC Type 1,4,9)

at Realord Asia Pacific Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Degree in Law, BA, Finance or related
Compliance MIC (SFC Type 1,4,9)
Immediate available

21d ago

Listed seven days ago

Responsible Officer (SFC 4 & 9) - UNWI focused fund manager

at LW Consulting Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Solid top tier buyside and family office background management
Down to earth and friendly culture
Employment flexibility can be offered to the right candidates

7d ago

Listed five days ago

Assistant Manager / Senior Officer, Policy Servicing

at Randstad Hong Kong Limited

This is a Full time job

(Insurance & Superannuation)

$30k - $40k p.m.

subClassification: Management

Management

classification: Insurance & Superannuation

Support life policy administration operations
work life balance, working hours: 9:00am - 6:00pm
Experienced in life insurance operations

5d ago

Listed twelve days ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

at TeamPlus Consulting Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

12d ago

Listed one day ago

Treasury Officer (≤35k, buy side, great exposure, financial stable)

at HR Plus (Talent) Limited

This is a Full time job

$25,000 – $37,500 per month

subClassification: Treasury

Treasury

classification: Banking & Financial Services

Admiralty, Central and Western District

Great buy side exposure with a large variety of investment products
Decent benefits within a financially stable and friendly working environment
Reputable and well-established family office, working closely with mentors

1d ago

Listed thirteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

13d ago

Listed twenty six days ago

Compliance Officer

at 西京投資管理有限公司

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Well Link Life Insurance Company Limited

Compliance Officer
Compliance
Officer

26d ago

Listed seven days ago

Officer/Senior Officer, Underwriting

This is a Full time job

(Insurance & Superannuation)

subClassification: Underwriting

Underwriting

classification: Insurance & Superannuation

Linking the Greater Bay Area to the World
5-day workweek, Public Holidays, Birthday Leave
Medical, Dental Insurance

7d ago

Listed eight days ago

Responsible Officer - Type 9 [Asset Management]

at DNA Recruit Partners Limited

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

at Admiralty Harbour Capital Limited

Asset Management
Qualified SFC Type 9 RO
Attractive package | Dynamic Team Culture

8d ago

Listed twenty six days ago

Legal & Compliance Senior Officer/Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Compliance Consulting Limited

Boutique Investment Bank
Attractive Remuneration Package
Great Job Exposure and Company Culture

26d ago

Listed twenty six days ago

Compliance Officer / Senior Compliance Officer, Regulatory Compliance

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal