Regulatory compliance officer Full Time Jobs in Tsim Sha Tsui Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oscar and Partners Capital Limited

2d ago

Listed nine days ago

Compliance Officer, Type 9 Asset Management Licensed Corporation

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at CN First International Futures Limited

9d ago

Listed two days ago

Compliance Officer (Securities Firm)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ComplianceOne Consulting Limited

Good prospects of career advancement
double pay and discretionary bonus
5 days work

2d ago

Listed two days ago

Associate Compliance Consultant (MSO)

This is a Full time job

Management & Change Consulting

$22,000 – $32,000 per month

subClassification: Management & Change Consulting

classification: Consulting & Strategy

(Consulting & Strategy)

- Good Benefit
- Opportunity to join the best team in Hong Kong
- Strive for success

2d ago

Listed nine days ago

Senior Compliance Officer

at Valuable Capital Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

9d ago

Listed nine days ago

Senior Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

Compliacne Legal
Financial, Finance
Bonus

9d ago

Listed nine days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$35,000 – $45,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bee Career Technology Limited

An international and mixed team setting with a harmonious culture
Supportive team members
A growth-oriented environment that recognizes and rewards proactive efforts

9d ago

Listed eleven days ago

Compliance Officer

This is a Full time job

$35,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Compliance experience at type 4&9 licence firm
Top tier fund house in HK
Great package

11d ago

Listed one day ago

Assistant Business Development Manager, Life Insurance

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Management

Management

classification: Insurance & Superannuation

(Insurance & Superannuation)

Implement strategy plans set out by the department
Support distribution channels for the company
Ensure the selling processes are in compliance

1d ago

Listed thirteen days ago

Senior Legal & Compliance Officer

at Xin Yongan International Financial Holdings Limited

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Shanghai Commercial Bank Ltd

Legal & Compliacne
Financial, Finance
Bonus

13d ago

Listed one day ago

Officer, Digital Innovation

This is a Full time job

Mong Kok, Yau Tsim Mong District

subClassification: Digital & Search Marketing

Digital & Search Marketing

classification: Marketing & Communications

(Marketing & Communications)

Stay up-to-date with the latest industry trends and technologies
Collaborate with cross-functional teams to improve customer digital
Manage UAT, defect resolutions and post implementation performance tracking

1d ago

Listed fifteen days ago

Assistant Manager/Senior Compliance officer

at Aden Financial Group Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at PERSOLKELLY Hong Kong Limited

15d ago

Listed five days ago

Legal Counsel (Chinese MNC)

This is a Full time job

Causeway Bay, Wan Chai District

$40,000 – $50,000 per month

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at Sinohope Technology Holdings Limited

at least 1 year legal/ compliance exp. with LLB
Fluent in both English and Mandarin
with guidance from the senior team member

5d ago

Listed five days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

5d ago

Listed twenty days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Futu Securities International (Hong Kong) Limited

Legal & Compliacne
Financial, Finance
Bonus

20d ago

Listed nineteen days ago

Business Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

at Mouette Securities Company Limited

Double Pay
Medical insurance
Five-Day Work Week

19d ago

Listed twenty days ago

Compliance Officer

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

Compliance and risk (SFC type 1,2,4,5,9)
3 years related experience or above
immediate available

20d ago

Listed one day ago

Compliance Manager

at Regal Executives Limited

This is a Full time job

$40,000 – $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Orient Overseas Container Line Ltd (OOCL)

1d ago

Listed five days ago

Senior Officer - Company Secretarial

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Company Secretaries

Company Secretaries

classification: Accounting

(Accounting)

Handle full spectrum of company secretarial duties
3 years of experience in sizeable listed companies
Member of HKCGI

5d ago

Listed twenty four days ago

Compliance Officer

at K U M Insurance Brokers Limited

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Other

Other

classification: Insurance & Superannuation

(Insurance & Superannuation)

24d ago

Listed twenty seven days ago

Senior Legal & Compliance Officer

at Xin Yongan International Financial Holdings Limited

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

Legal & Compliacne
Financial, Finance
Bonus

27d ago

Listed ten days ago

Responsible Officer (SFC 4 & 9) - UNWI focused fund manager

at LW Consulting Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Solid top tier buyside and family office background management
Down to earth and friendly culture
Employment flexibility can be offered to the right candidates

10d ago

Listed four days ago

Treasury Officer (≤35k, buy side, great exposure, financial stable)

at HR Plus (Talent) Limited

This is a Full time job

$25,000 – $37,500 per month

subClassification: Treasury

Treasury

classification: Banking & Financial Services

Great buy side exposure with a large variety of investment products
Decent benefits within a financially stable and friendly working environment
Reputable and well-established family office, working closely with mentors

4d ago

Listed sixteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at TeamPlus Consulting Limited

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

16d ago

Listed sixteen days ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

16d ago

Listed twelve days ago

General Manager, Human Resources

at KOS International Limited

This is a Full time job

(Human Resources & Recruitment)

Competitive 6-digit salary package & benefits

subClassification: Management - Internal

Management - Internal

classification: Human Resources & Recruitment

Conglomerate business - HR Leadership role for one of the key subsidiaries
Strategic overview of the Human Capital of the designated business unit
Experience from both sizeable & start up business, with agile mindset ideal

12d ago

Listed more than thirty days ago

Compliance Officer / Senior Compliance Officer, Regulatory Compliance

at Compliance Consulting Limited

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at Mirae Asset Global Investments (Hong Kong) Limited

SFC Regulatory Compliance
Financial Services exposure
Excellent career development

30d+ ago

Listed more than thirty days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Optimum Solutions (Hong Kong) Limited

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

30d+ ago

Listed two days ago

Head of IT (Banking FO business IT experience a must)

This is a Full time job

Programme & Project Management

$110,000 – $120,000 per month

subClassification: Programme & Project Management

classification: Information & Communication Technology

(Information & Communication Technology)

Good company
good working experience
good culture

2d ago

Listed twenty three days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

23d ago

Listed twenty three days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at COSCO SHIPPING Ports Limited

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

23d ago

Listed eighteen days ago

Assistant Legal Manager / Senior Legal Officer

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal