Responsible officer Jobs in Eastern District

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

1d ago

Listed four days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

4d ago

Listed three days ago

Compliance Officer, STR Investigation & Reporting

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Assist the MLRO to review exception reports
Investigate suspicious cases
Prepare and update STR procedures

3d ago

Listed three days ago

Officer (Swift Operations, Telecommunications)

This is a Full time job

subClassification: Settlements

classification: Banking & Financial Services

at Noah International (Hong Kong) Limited

Classify and distribute all incoming Swift messages to related parties
Perform AML name screening of payment
Basic knowledge of telecommunications products

3d ago

Listed six days ago

Compliance Director风控合规总监

This is a Full time job

at Cornerstone Global Partners

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

(Legal)

6d ago

Listed thirteen days ago

Insurance Brokerage RO - Renowned Insurer's Subsidiary

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

Current/Previous RO registered under IA
Agency Channel Management experiences
Employment under a top tier MNC insurer

13d ago

Listed seven days ago

Senior Operation Officer /Operation Officer (Vault Management Division)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Shift duty is required
Related Work Experiences
Hong Kong Island (Eastern District)

7d ago

Listed eleven days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

11d ago

Listed eleven days ago

Manager - Licensing (Fintech unit), Intermediaries [Ref: MGR/FIN/LIC/INT/240426]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

Provide technical assistance licensing application
virtual asset trading platform
Handle corporate/individual licensing application

11d ago

Listed eleven days ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

at Gateway Private Markets (HK) Limited

Detect & analyze possible misconduct relate to securities & futures market
Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
Recent university graduates of exceptional qualities will also be considered

11d ago

Listed twelve days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

12d ago

Listed eleven days ago

Senior Manager - Licensing (Fintech unit), Intermediaries

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

at Bison (HK) Management Services Limited

develop and enhance the SFC’s regulatory framework
virtual asset-related activities
leading a team in processing licensing application

11d ago

Listed fourteen days ago

Chief Operating Officer – Investment

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Taiping Financial Holdings Company Limited

14d ago

Listed fifteen days ago

Asset Management Middle Office Analyst

This is a Full time job

Tin Hau, Eastern District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Zurich Insurance (Hong Kong)

15d ago

Listed thirteen days ago

Contract (Senior) Compliance Officer (1-year)

This is a Contract/Temp job

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

2 years of working experience
Experience in creating meaningful dashboard using data analytics
Anti-trust and fair competition, AML, data privacy, distribution management

13d ago

Listed seventeen days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

17d ago

Listed seventeen days ago

Officer (Remittance Operations)

This is a Full time job

subClassification: Settlements

classification: Banking & Financial Services

Process remittance transactions
Perform day-end reconciliation of payment messages
With 1 years payment operations experience

17d ago

Listed fourteen days ago

Company Secretarial & Compliance Officer

at Openrice Limited

This is a Full time job

at K. H. Si Advisory & Consulting Co.

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

(Legal)

Relevant experience in Company Secretarial
Flexible Working Hour
handling full spectrum of company secretarial

14d ago

Listed fifteen days ago

Wealth Management and Protection Manager (Local/ IANG/ TTPS/ QMAS Executive...

This is a Full time job

$60,000 – $90,000 per month

subClassification: Client Services

Client Services

classification: Banking & Financial Services

Chai Wan, Eastern District

Monthly income from HK$60,000 +
Local/ IANG/ TTPS/ QMAS visa holders
Fast track program to managerial level

15d ago

Listed fourteen days ago

Assistant Insurance Officer (Ref: JD/IO/04/2023)

at Citybus Limited

This is a Full time job

subClassification: Actuarial

Actuarial

classification: Insurance & Superannuation

(Insurance & Superannuation)

ANZIIF / ACII
Motor Insurance and Employees’ Compensation claims
Experience in attending Small Claims Tribunal

14d ago

Listed twenty four days ago

Loan Services Officer (私人貸款銷售主任)

at Dah Sing Financial Group

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

Meet and exceed personal loan target assigned
Work to follow up on approval and drawdown to ensure customer satisfaction
Ability to work as part of a team in a fast paced

24d ago

Listed nineteen days ago

WeLab Bank - Wealth Customer Ambassador

at Welab Bank Limited

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at Riche Bright Securities Limited

3+ years in retail banking/ FI
Qualified individual to carry out regulated activities (Type 1 and Type 4)
Sound knowledge on mutual funds and investment

19d ago

Listed twenty days ago

Settlement and Administration Officer

This is a Full time job

Fortress Hill, Eastern District

subClassification: Settlements

classification: Banking & Financial Services

20d ago

Listed twenty one days ago

Officer (Remittance Operations)

This is a Full time job

subClassification: Settlements

classification: Banking & Financial Services

Process remittance transactions
Perform day-end reconciliation of payment messages
With 1 years payment operations experience

21d ago

Listed seventeen days ago

Finance Administration Officer

at Swire Coca-Cola Limited

This is a Full time job

Administrative Assistants

subClassification: Administrative Assistants

classification: Administration & Office Support

(Administration & Office Support)

Provide full spectrum of administrative services to support the Financial team
3 - 5 years of secretarial experience in serving senior executive
Strong communication and interpersonal skills

17d ago

Listed seventeen days ago

Officer (Swift Operations, Telecommunications)

This is a Full time job

subClassification: Settlements

classification: Banking & Financial Services

at Emperio Gold Bullion Limited

Classify and distribute all incoming Swift messages to related parties
Perform AML name screening of payment
Basic knowledge of telecommunications products

17d ago

Listed twenty seven days ago

(New Position) Afternoon Shift Settlement Officer

This is a Full time job

(Call Centre & Customer Service)

$20,000 – $25,000 per month

subClassification: Supervisors/Team Leaders

Supervisors/Team Leaders

classification: Call Centre & Customer Service

New Position
5-Day Work
Medical Insurance & Discretionary Bonus

27d ago

Listed twenty four days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

conduct fund tracing analysis for investigation into possible market misconduct
conducting search operations on the premises relating to the suspects
12yrs+ experience and tangible interest in SFC investigation & enforcement work

24d ago

Listed twenty four days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

24d ago

Listed twenty four days ago

Contract Manager (2-Year) - Enforcement (Investigation - Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

gather information & conduct fund tracing analysis to prepare search operation
interview suspects and parties involved in the suspected misconduct
preferably with professional qualifications in Law or Accounting

24d ago

Listed twenty five days ago

Chief Risk Officer, Virtual Banking

at Alexis Services Limited

This is a Full time job

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

Oversee the credit, operational & market risk
Formulate the Company’s risk policies
Provide testing & oversight on business strategy

25d ago

Listed twenty nine days ago

Officer/Senior Officer, Sales Personnel (Insurance Agency Recruitment)

at Swiss Privilege

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services