Senior compliance manager Banking &amp; Financial Services Jobs

classification: Banking & Financial Services

3d ago

Listed two days ago

Senior Regulatory Compliance Manager, WPB

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

2d ago

Listed two days ago

Senior/Manager (Compliance/AML/Risk exp is preferred) Ref: LT-J079477

at Gemini Personnel Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Compliance/AML/Risk exp in banking or related industry
Proficient in English writing
Project management

2d ago

Listed five days ago

Senior Compliance Advisory Manager, Wealth and Personal Banking

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

5d ago

Listed five days ago

Senior AML Manager / Manager (Legal and Compliance Department)

at Chiyu Banking Corp Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Promise (Hong Kong) Co., Limited

5d ago

Listed five days ago

Senior Officer / Assistant Manager, Operation Compliance

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Perform Transaction Monitoring and Name screening
Handle related investigation and file STR to JFIU
Assist in reporting to relevant authorities related to AML

5d ago

Listed one day ago

Compliance Manager

at Regal Executives Limited

This is a Full time job

$40,000 – $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Sheung Wan, Central and Western District

1d ago

Listed nine days ago

Compliance Manager / Senior Compliance Manager

at Long Bridge HK Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Polaris Consultancy Limited

General compliance
Review and revise compliance manuals
Experience in Securities firms (Type 1, 4, 9)

9d ago

Listed eight days ago

Senior Manager/Manager (FCC, Risk Management, Compliance, Investment)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

operational risk management, investment analysis
investment fund management market analysis
Compliance, Company Secretary, Quality Assurance

8d ago

Listed two days ago

Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Leading domestic bank
Dynamic working environment
Leading bank in innovation

2d ago

Listed two days ago

VP, Business Compliance, Corporate Banking (Compliance Advisory, 2nd line of def

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Quarry Bay, Eastern District

Hybrid working envrionment
Excellent career development opportunity
Comprehensive benefits support employees' wellbeings

2d ago

Listed thirteen days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

13d ago

Listed six days ago

compliance manager

This is a Full time job

Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central and Western District

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

6d ago

Listed three days ago

VP/ Associate Director, AML Compliance – Equities/ Securities

at Harbridge Partners Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Excellent stable company, with strong growth prospects
Fantastic remuneration package & benefits
Good work-life balance

3d ago

Listed two days ago

Compliance – Securities

at Talentquest HR Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nanyang Commercial Bank, Limited

Fast Growth Securities
Compliance
SFC Type 1, 4, 9

2d ago

Listed two days ago

Compliance Manager (General Compliance and Compliant Handling)(Ref:CM-GC-KF-NCB)

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

Review compliance issues
General Compliance
Compliant Handling

2d ago

Listed two days ago

Manager, Group Enterprise Risk Management/ Compliance

at HKT

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at SinoPac Asset Management (Asia) Limited

Candidates from Commercial Risk Management are most welcome
Provide risk management and regulatory compliance support
Coordinate with the First Line of Defense and Group Legal team

2d ago

Listed three days ago

LEGAL & COMPLIANCE MANAGER

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Admiralty, Central and Western District

Legal & Compliance
5 Day works
5y+ experience

3d ago

Listed seventeen days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

17d ago

Listed two days ago

Officer, AML Compliance (Project & System Management)

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Assist in the maintenance of AML systems
Implementation of AML/CFT related Regtech projects
Prepare reports and management information

2d ago

Listed three days ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

3d ago

Listed ten days ago

Head of Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at United Asia Finance Limited

MIC
Compliance
AML

10d ago

Listed two days ago

Associate Vice President, Compliance (Credit Card)

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

at China Everbright Securities International Company Limited

Oversee the Compliance activities related to credit card business
Degree holder in Finance/Accounting/Business Administration
Minimum 5 years’ relevant experience in preferably with exposure to Compliance

2d ago

Listed two days ago

Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Central and Western District

Provide AML/CFT guidance and advisory
Develop and implement AML/CFT policies
At least 8 years experience in AML compliance

2d ago

Listed five days ago

Compliance Manager (Licensing ,AML,Institution Compliance)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

5d ago

Listed two days ago

Assistant Compliance Manager / Compliance Manager, AML Advisory & Training

This is a Full time job

North Point, Eastern District

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at Bank of Communications Hong Kong Branch

Provide advices on day-to-day AML/CFT matters
Prepare & update the AML/CFT policies & Procedures
Perform ML/TF risk assessments

2d ago

Listed two days ago

Manager, Financial Crime Compliance (System Management)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

2d ago

Listed fifteen days ago

Audit Manager/ Senior Audit Manager (Anti-Money Laundering/Compliance)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

15d ago

Listed five days ago

Compliance Advisory Manager, Wealth and Personal Banking (Securities)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

Leading domestic bank
Dynamic working environment
Leading bank in innovation

5d ago

Listed two days ago

Assistant Manager/Manager, Compliance Review

This is a Full time job

North Point, Eastern District

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at China Minsheng Banking Corporation Limited

Develop a risk-based compliance review program
Conduct compliance reviews and on-site visits
Prepare compliance review reports

2d ago

Listed two days ago

Assistant Manager, Platform Management & Internal Control (Private Banking)

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Aden Financial Group Limited

Platform Management and Internal Control in Private Banking.
All-rounded career development in PB's compliance.
Bachelor's degree or above with 3 years' working experience.

2d ago

Listed sixteen days ago

Assistant Manager/Senior Compliance officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services