Sfc Banking &amp; Financial Services Jobs in Admiralty Central and Western District

classification: Banking & Financial Services

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Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

2h ago

Listed seven hours ago

SFC Type 1 & 2 & 5 ( preferred) Responsible Officers (RO)

at Zhanlin Securities Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Sinohope Technology Holdings Limited

7h ago

Listed five days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

5d ago

Listed five days ago

Responsible Officers (RO) SFC 1,4,9 – Application

at VOX Partners Group Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Topaz Investment Strategy Limited

Fast growing company
Excellent team dynamic, career progression opportunities
Hybrid work arrangement

5d ago

Listed four days ago

Responsible Officer

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

Wan Chai, Wan Chai District

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

4d ago

Listed two hours ago

Dealing Officer at Grandly Financial Services Limited

at Jobsdb - SmartHire

This is a Full time job

subClassification: Settlements

Settlements

classification: Banking & Financial Services

at Fortune Asset Management Limited

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Medical insurance, Performance bonus, Transportation allowance
Degree holder major in finance related disciplines.

2h ago

Listed one day ago

基金产品经理(证监会4，9号牌负责人) - Fund Manager (Type 4,9 RO)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Sinohope Technology Holdings Limited

每周5天工作制
有良好的发展前景
大学或以上学历，能实时上班优先考虑

1d ago

Listed six days ago

Public Fund Responsible Officer (RO9)

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Zircon Securities (HK) Limited

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

6d ago

Listed one day ago

Responsible Officer type 1, 4, 9 負責人員

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds Management

classification: Banking & Financial Services

at Ping An of China Securities (Hong Kong) Co Ltd

medical
13 months salary

1d ago

Listed six days ago

Responsible Officer (Insurance)

This is a Full time job

subClassification: Client Services

Client Services

classification: Banking & Financial Services

at China Merchants Bank Co., Ltd., Hong Kong Branch

RO
Insurance
Business Expansion

6d ago

Listed four days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

at RaffAello Securities (HK) Limited

4d ago

Listed four days ago

Responsible Office Type 1

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

4d ago

Listed two hours ago

Regulatory Compliance - Assistant/Officer

This is a Full time job

$20k - $30k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Investment Management Firm
Headquartered in Hong Kong
English & Chinese Required

2h ago

Be an early applicant

Listed one day ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Jinrui Futures (Hong Kong) Limited

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

1d ago

Listed one day ago

Dealer

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Exposure on global futures market trading
Holder of SFC (Type1,2) licenses
Work on shift and public holidays

1d ago

Listed two hours ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Capital Dynamics Asset Management (HK) Private Limited

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

2h ago

Be an early applicant

Listed two hours ago

Accountant – Fund Management

This is a Full time job

Causeway Bay, Wan Chai District

$30,000 – $44,999 per month

subClassification: Funds Management

classification: Banking & Financial Services

at China Merchants Securities International Company Limited

2h ago

Be an early applicant

Listed three hours ago

Trader, Institutional Equities Department (welcome TTPS, IANG)

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

Provide customers with market information;
Exp in equity dealing & familiarity with futures dealing;
Willing to work shifts;

3h ago

Listed four days ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

supervise SFC Type 4
investment strategies,investment research and analysis
Fluent in one of the minor languages

4d ago

Listed six hours ago

Compliance Manager (Licensing ,AML,Institution Compliance)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Licensing ,AML
Type 1,2,4,6,9
Attractive Package

6h ago

Be an early applicant

Listed twenty five days ago

Night Dealer / Senior Dealer / RO SFC Type 5 – Futures

at 中福國際期貨有限公司

This is a Full time job

$20,000 – $30,000 per month

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

25d ago

Listed four days ago

Compliance manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Securities & Futures Limited

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

4d ago

Listed twelve days ago

SFC Responsible Officer (Type 9) & KIP (for Public Fund)

This is a Full time job

Admiralty, Central and Western District

subClassification: Funds Management

classification: Banking & Financial Services

correspondence with SFC on Type 9 uplifting application to public fund
Key Investment Personnel (KIPs) in Public Fund
Responsible Officer #9

12d ago

Listed five days ago

Responsible Officer (Type 4,Equity Research )

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

supervise SFC Type 4
investment strategies,investment research and analysis
Chinese state owned securities

5d ago

Listed four days ago

Fund Accountant, Mandarin speaking candidates is a must

This is a Full time job

$30k - $3150000k p.a. + Discretionary Bonus

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Review Net Asset Value Calculations prepared by external fund admin
Prepare payments voucher for funds and corporate, including distributions, fund
Prepare audit and tax related documentation

4d ago

Listed four hours ago

Investment Accounting Manager | Expanding Regional Life Insurer

at Randstad Hong Kong Limited

This is a Full time job

$50k - $60k p.m. + competitive performance bonus

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at Neumann Advisory Hong Kong Limited

Lead a small team, reporting directly to the Team Head
Minimum 6 years relevant experience, preferably to have exposure in RBC
Hong Kong Island Districts

4h ago

Be an early applicant

Listed twenty two days ago

Senior Fund Accountant

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Oriental Patron Financial Services Group Ltd.

Opportunity to join a fast-growing hedge fund and share success of the fund
A Learning Culture Company that allows employees to improve individual skills
Competitive remuneration commensurate with individual performance

22d ago

Listed six days ago

Compliance Specialist

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Little Girl Securities (International) Limited

6d ago

Listed ten days ago

Responsible Officer (Type 1,4,9)

This is a Part time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services

at Zircon Securities (HK) Limited

10d ago

Listed one day ago

Chief Operating Officer 首席营运官 Type 1, 2, 4, 5 & 9

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Settlements

Settlements

classification: Banking & Financial Services

at Yue Xiu Securities Holdings Limited

medical
13 months salary

1d ago

Listed twenty three hours ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Securities (International) Finance Holding Company Limited

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

23h ago

Listed five days ago

Night Shift Dealer, Wealth Management and Brokerage

This is a Full time job

subClassification: Stockbroking & Trading

classification: Banking & Financial Services