Vp compliance Banking &amp; Financial Services Jobs in Causeway Bay Wan Chai District

at Yue Xiu Securities Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

2d ago

Listed three days ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

3d ago

Listed three days ago

Assistant Vice President - Treasury Settlement

at Taishin International Bank Co Ltd

This is a Full time job

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

University degree in business or finance
Minimum of 8 years of experience in Treasury Settlement
Supervise daily operation of the treasury team

3d ago

Listed six days ago

Vice President/Assistant Vice President, Technology Risk

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop the cybersecurity risk management framework
Implement measures to address the applicable regulatory requirements
Implement the bank's business continuity plan

6d ago

Listed six days ago

Assistant Vice President, Credit Risk Analytics

This is a Full time job

subClassification: CreditCredit

classification: Banking & Financial Services(Banking & Financial Services)

Review and assess credit portfolio
Support post-lending activities
Formulate and review credit policies

6d ago

Listed thirteen days ago

Vice President, Operational Risk

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: CreditCredit

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

13d ago

Listed fourteen days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

14d ago

Listed twenty one days ago

Assistant Vice President – Senior Vice President, Sales Division

at China Everbright Securities International Company Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Provide professional financial planning services to High Net Worth clients
Acquire Chinese customers and explore WM needs
With good client network in China is preferred

21d ago

Listed twenty four days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

24d ago

Listed twenty seven days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

27d ago

Be an early applicant

Listed twenty seven days ago

Assistant Vice President, Operational Risk

This is a Full time job

at China CITIC Bank International Limited

subClassification: CreditCredit

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and execute the project plan
Document the project progress and report
Take up ad hoc tasks assigned

27d ago

Be an early applicant

Listed twenty eight days ago

Assistant Vice President, Treasury Settlement Operations

This is a Full time job

at United Overseas Bank Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Support Treasury Markets settlement operations
Liaise with and support mainland office
Excellent command of written and spoken Mandarin

28d ago

Listed twenty nine days ago

Vice President, Compliance Analytics & Insights

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Building UOBHK AFC analytical capabilities
Support data model development and validation
Implement processes/systems to monitor data quality

29d ago

Be an early applicant

Listed more than thirty days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

30d+ ago

Be an early applicant

Listed twenty seven days ago

AVP/ VP, Credit Control (Remedial & Portfolio Management)

This is a Full time job