Securities and Futures Commission in All Classifications
Refine by location
Read More

Related searches

Modify my search
Listed more than three days ago

Licensed Responsible Officer (RO) for Asset Management & Advising on securities

at Grande Capital Limited

This is a Full time job

金鐘, 中西區
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than three days ago

Junior Client Services Officer (FX)

at GMO-Z.com Forex HK Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than five days ago

Vice President, IBD Compliance and Quality Control

at Guoyuan International Holdings Limited

This is a Full time job

中環, 中西區
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than four days ago

Branch Officer

at uSMART Securities Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than four days ago

Associate, Client Onboarding

at uSMART Securities Limited

This is a Full time job

上環, 中西區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than ten days ago

Senior Accountant – Audit & Assurance Services

at HLB Hodgson Impey Cheng Limited

This is a Full time job

中西區
  • 5 days work per week with medical insurance
  • Provide study and exam leave
  • Willing to travel
  • 5 days work per week with medical insurance
  • Provide study and exam leave
  • Willing to travel
Work on audit assignments for Hong Kong listed companies
Work on audit assignments for Hong Kong listed companies
subClassification: Audit - ExternalAudit - External
classification: Accounting(Accounting)
10 日前
10 日前
Listed more than five days ago

Management Director - Corporate Finance, Sponsor Principal

at SDIC Securities International Financial Holdings Limited

This is a Full time job

中環, 中西區
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than fourteen days ago

Compliance Manager - Brokerage

at Guosen Securities (HK) Financial Holdings Company, Limited

This is a Full time job

金鐘, 中西區
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
14 日前
14 日前
Listed more than thirteen days ago

Assistant Manager, Officer, Customer Service Department 助理客戶服務經理/客戶服務主任

at CITIC Futures International Company Limited

This is a Full time job

金鐘, 中西區
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核； 2.負責處理客戶帳戶年度審核工作； 3.負責處理客戶的日常詢問，為客戶提供優質的服務； 4.負責處理客戶業務辦理及相應的資料備存； … 任職要求 1.金融相關專業本科或以上學歷； 2.擁有1年以上金融機構客戶服務工作經驗優先； ...
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核； 2.負責處理客戶帳戶年度審核工作； 3.負責處理客戶的日常詢問，為客戶提供優質的服務； 4.負責處理客戶業務辦理及相應的資料備存； … 任職要求 1.金融相關專業本科或以上學歷； 2.擁有1年以上金融機構客戶服務工作經驗優先； ...
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
13 日前
13 日前
Listed more than twenty days ago

Branch Officer (Tsim Sha Tsui / Sheung Shui/ West Kowloon)

at uSMART Securities Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
20 日前
20 日前
Listed more than twenty eight days ago

Accountant/ Senior Accountant

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
subClassification: Financial Accounting & ReportingFinancial Accounting & Reporting
classification: Accounting(Accounting)
28 日前
28 日前
Listed more than twenty days ago

SFC Responsible Officer (Type 1,2,4,5 or Type 1,4)

at Going International (HK) Financial Group Limited

This is a Full time job

尖沙咀, 油尖旺區
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
20 日前
20 日前
Listed more than five days ago

Field Sales & Fund Sales - Investment Banking

at Solomon Private Wealth Limited

This is a Full time job

尖沙咀, 油尖旺區
$30,000 – $40,000 per month
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than three days ago

Licensed Responsible Officer (RO) for Securities

at Grande Capital Limited

This is a Full time job

金鐘, 中西區
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than twenty six days ago

Junior Client Services Officer (FX)

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
26 日前
26 日前
Listed more than seven days ago

Financial Institutional Sales

at Talentquest HR Limited

This is a Full time job

中環, 中西區
  • Capital Market
  • FI & NBFI
  • Attractive Salary
  • Capital Market
  • FI & NBFI
  • Attractive Salary
Our clients is looking for a FI sales to join their team
Our clients is looking for a FI sales to join their team
subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional
classification: Banking & Financial Services(Banking & Financial Services)
7 日前
7 日前
Listed more than sixteen days ago

Company Secretarial Assistant Manager/ Senior Officer

at SWCS Corporate Services Group (Hong Kong) Limited

This is a Full time job

灣仔, 灣仔區
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
16 日前
16 日前
Listed more than seventeen days ago

Settlement Officer, Futures & Securities

at China International Futures (Hong Kong) Co Ltd

This is a Full time job

銅鑼灣, 灣仔區
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
17 日前
17 日前
Listed more than ten days ago

Chubb Life HK- Senior Manager, Compliance Monitoring

at Chubb Life Insurance Hong Kong Limited

This is a Full time job

銅鑼灣, 灣仔區(混合工作)
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
This position is a newly created position and directly reports to the Chief Compliance Officer.
This position is a newly created position and directly reports to the Chief Compliance Officer.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
10 日前
10 日前
Listed more than twenty six days ago

Senior Operations Officer

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
Advance your career as a Senior Operations Officer at a leading financial firm. Competitive salary, great benefits, and growth opportunities.
Advance your career as a Senior Operations Officer at a leading financial firm. Competitive salary, great benefits, and growth opportunities.
subClassification: Analysis & ReportingAnalysis & Reporting
classification: Banking & Financial Services(Banking & Financial Services)
26 日前
26 日前
Listed more than three days ago

Compliance Assistant

at Kingsway Group Services Limited

This is a Full time job

金鐘, 中西區
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than twenty eight days ago

Senior Company Secretarial Officer

at 4X Technology Limited
即將到期

This is a Full time job

銅鑼灣, 灣仔區
* Medical Dental Benefit * 5 days work, 09:00-18:00 * Performance Bonus
* Medical Dental Benefit * 5 days work, 09:00-18:00 * Performance Bonus
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
28 日前
28 日前
Listed more than twenty eight days ago

Customer Service and Trader

at Bradbury Securities Limited
即將到期

This is a Full time job

中環, 中西區
  • Performance bonus and medical benefit
  • Work-life balance and stable working hours
  • Performance bonus and medical benefit
  • Work-life balance and stable working hours
Customer service and trade duties for SFC Type 1 & 4 licensee
Customer service and trade duties for SFC Type 1 & 4 licensee
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
28 日前
28 日前
Listed more than three days ago

Company Secretarial Professionals

at SWCS Corporate Services Group (Hong Kong) Limited

This is a Full time job

灣仔, 灣仔區
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
3 日前
3 日前
Listed more than twenty one days ago

Senior Institutional Sales and Business Development Manager (Futures Department)

at SinoPac Securities (Asia) Limited

This is a Full time job

銅鑼灣, 灣仔區
  • 7-10 years’ experience in sales
  • Business developing
  • expand institutional sales
  • 7-10 years’ experience in sales
  • Business developing
  • expand institutional sales
To deeply communicate and understand institutional customers’ needs, to design and provide various viable solutions to meet the clients various demand
To deeply communicate and understand institutional customers’ needs, to design and provide various viable solutions to meet the clients various demand
subClassification: New Business DevelopmentNew Business Development
classification: Sales(Sales)
21 日前
21 日前
Listed more than twenty eight days ago

Temporary System Testing Assistant (3-month Contract)

at Sofi Securities (Hong Kong) Limited
即將到期

This is a Contract/Temp job

中西區
Design test cases and perform testing on systems that support online investing for retail customers
Design test cases and perform testing on systems that support online investing for retail customers
subClassification: Testing & Quality AssuranceTesting & Quality Assurance
classification: Information & Communication Technology(Information & Communication Technology)
28 日前
28 日前
Listed more than thirty five days ago

Fixed Income Portfolio Manager (Asset Management)

at Sunshine Asset Management (HK) Limited

This is a Full time job

中環, 中西區
  • Supportive Culture & Work Environment
  • Clear Career Progression
  • Competitive Remuneration & Benefits
  • Supportive Culture & Work Environment
  • Clear Career Progression
  • Competitive Remuneration & Benefits
NA
NA
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
35 分鐘前
35 分鐘前
Modify my search
這些搜尋結果適合你嗎?

Receive new jobs for this search by email

Return to search results
Modify my search

Select a job

Display details here