Securities and Futures Commission in All Classifications
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Listed more than one day ago

Junior Client Services Officer (FX)

at GMO-Z.com Forex HK Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than two days ago

Branch Officer

at uSMART Securities Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
2 日前
2 日前
Listed more than three days ago

Vice President, IBD Compliance and Quality Control

at Guoyuan International Holdings Limited

This is a Full time job

中環, 中西區
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than one day ago

Licensed Responsible Officer (RO) for Asset Management & Advising on securities

at Grande Capital Limited
搶先申請

This is a Full time job

金鐘, 中西區
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than twenty six days ago

Accountant/ Senior Accountant

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
subClassification: Financial Accounting & ReportingFinancial Accounting & Reporting
classification: Accounting(Accounting)
26 日前
26 日前
Listed more than eighteen days ago

Branch Officer (Tsim Sha Tsui / Sheung Shui/ West Kowloon)

at uSMART Securities Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
18 日前
18 日前
Listed more than two days ago

Associate, Client Onboarding

at uSMART Securities Limited

This is a Full time job

上環, 中西區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
2 日前
2 日前
Listed more than thirty days ago

Junior Operations Officer

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
Exciting opportunity to join the dynamic team at GMO-Z.com Forex HK. Competitive remuneration and career development.
Exciting opportunity to join the dynamic team at GMO-Z.com Forex HK. Competitive remuneration and career development.
subClassification: Analysis & ReportingAnalysis & Reporting
classification: Banking & Financial Services(Banking & Financial Services)
超過 30 日
超過 30 日
Listed more than eighteen days ago

SFC Responsible Officer (Type 1,2,4,5 or Type 1,4)

at Going International (HK) Financial Group Limited

This is a Full time job

尖沙咀, 油尖旺區
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
18 日前
18 日前
Listed more than three days ago

Field Sales & Fund Sales - Investment Banking

at Solomon Private Wealth Limited

This is a Full time job

尖沙咀, 油尖旺區
$30,000 – $40,000 per month
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than twelve days ago

Compliance Manager - Brokerage

at Guosen Securities (HK) Financial Holdings Company, Limited

This is a Full time job

金鐘, 中西區
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
12 日前
12 日前
Listed more than four days ago

Management Director - Corporate Finance, Sponsor Principal

at SDIC Securities International Financial Holdings Limited

This is a Full time job

中環, 中西區
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than twenty four days ago

Junior Client Services Officer (FX)

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
24 日前
24 日前
Listed more than five days ago

Manager, Senior Manager, Regulatory Compliance

at Airstar Bank Limited

This is a Full time job

尖沙咀, 油尖旺區
  • Virtual Bank
  • Business Development
  • Virtual Bank
  • Business Development
We are looking for Head of Compliance Department
We are looking for Head of Compliance Department
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than twenty nine days ago

Field Sales & Fund Sales - Investment Banking Team

at Solomon Private Wealth Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
$30,000 – $40,000 per month
  • Chance to join an Investment Banking industry
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
  • Chance to join an Investment Banking industry
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
Working in our West Kowloon ICC office Investment Banking team
Working in our West Kowloon ICC office Investment Banking team
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
29 日前
29 日前
Listed more than twenty four days ago

Senior Operations Officer

at GMO-Z.com Forex HK Limited
即將到期

This is a Full time job

尖沙咀, 油尖旺區
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
  • 5-day work week
  • Medical insurance, Dental Insurance, Annual Leave, Birthday Leave
  • Continuous professional development and growth opportunities
Advance your career as a Senior Operations Officer at a leading financial firm. Competitive salary, great benefits, and growth opportunities.
Advance your career as a Senior Operations Officer at a leading financial firm. Competitive salary, great benefits, and growth opportunities.
subClassification: Analysis & ReportingAnalysis & Reporting
classification: Banking & Financial Services(Banking & Financial Services)
24 日前
24 日前
Listed more than eleven days ago

Assistant Manager, Officer, Customer Service Department 助理客戶服務經理/客戶服務主任

at CITIC Futures International Company Limited

This is a Full time job

金鐘, 中西區
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核； 2.負責處理客戶帳戶年度審核工作； 3.負責處理客戶的日常詢問，為客戶提供優質的服務； 4.負責處理客戶業務辦理及相應的資料備存； … 任職要求 1.金融相關專業本科或以上學歷； 2.擁有1年以上金融機構客戶服務工作經驗優先； ...
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核； 2.負責處理客戶帳戶年度審核工作； 3.負責處理客戶的日常詢問，為客戶提供優質的服務； 4.負責處理客戶業務辦理及相應的資料備存； … 任職要求 1.金融相關專業本科或以上學歷； 2.擁有1年以上金融機構客戶服務工作經驗優先； ...
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
11 日前
11 日前
Listed more than eleven days ago

Administrative Officer

at Goldhorse Capital

This is a Full time job

尖沙咀, 油尖旺區
  • Diverse admin and event coordination
  • End-to-end vendor management
  • Supportive and professional team environment
  • Diverse admin and event coordination
  • End-to-end vendor management
  • Supportive and professional team environment
A dynamic role to manage daily office operations, vendor relations, and staff activities, ensuring a smooth and efficient workplace for all.
A dynamic role to manage daily office operations, vendor relations, and staff activities, ensuring a smooth and efficient workplace for all.
subClassification: Administrative AssistantsAdministrative Assistants
classification: Administration & Office Support(Administration & Office Support)
11 日前
11 日前
Listed more than one day ago

Company Secretarial Professionals

at SWCS Corporate Services Group (Hong Kong) Limited
搶先申請

This is a Full time job

灣仔, 灣仔區
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
1 日前
1 日前
Listed more than fifteen days ago

Company Secretarial Assistant Manager/ Senior Officer

at SWCS Corporate Services Group (Hong Kong) Limited

This is a Full time job

灣仔, 灣仔區
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
15 日前
15 日前
Listed more than one day ago

Licensed Responsible Officer (RO) for Securities

at Grande Capital Limited

This is a Full time job

金鐘, 中西區
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than one day ago

Compliance Assistant

at Kingsway Group Services Limited

This is a Full time job

金鐘, 中西區
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than five days ago

Financial Institutional Sales

at Talentquest HR Limited

This is a Full time job

中環, 中西區
  • Capital Market
  • FI & NBFI
  • Attractive Salary
  • Capital Market
  • FI & NBFI
  • Attractive Salary
Our clients is looking for a FI sales to join their team
Our clients is looking for a FI sales to join their team
subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than eleven days ago

Responsible Officer

at ZUU Digital Financial Services Limited

This is a Full time job

紅磡, 九龍城區
  • 5-day work
  • Group Medical
  • Stable & Diversified Business
  • 5-day work
  • Group Medical
  • Stable & Diversified Business
Experienced Responsible Officer (IA Paper 1–5) with strong compliance, regulatory, and business sense in insurance brokerage.
Experienced Responsible Officer (IA Paper 1–5) with strong compliance, regulatory, and business sense in insurance brokerage.
subClassification: BrokerageBrokerage
classification: Insurance & Superannuation(Insurance & Superannuation)
11 日前
11 日前
Listed more than fifteen days ago

Settlement Officer, Futures & Securities

at China International Futures (Hong Kong) Co Ltd

This is a Full time job

銅鑼灣, 灣仔區
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
15 日前
15 日前
Listed more than eight days ago

Chubb Life HK- Senior Manager, Compliance Monitoring

at Chubb Life Insurance Hong Kong Limited

This is a Full time job

銅鑼灣, 灣仔區(混合工作)
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
This position is a newly created position and directly reports to the Chief Compliance Officer.
This position is a newly created position and directly reports to the Chief Compliance Officer.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
8 日前
8 日前
Listed more than one day ago

Compliance Manager

at Fargo Wealth Group Limited

This is a Full time job

尖沙咀, 油尖旺區
An experienced Compliance Manager to oversee regulatory compliance frameworks, mitigate risks, and ensure adherence to financial regulations.
An experienced Compliance Manager to oversee regulatory compliance frameworks, mitigate risks, and ensure adherence to financial regulations.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than eight days ago

Company Secretarial Officer

at Yue Xiu Enterprises (Holdings) Limited
搶先申請

This is a Full time job

灣仔, 灣仔區
  • YUEXIU GROUP
  • High quality development platform
  • Positive, passion, straightforwardness, and inclusivity
  • YUEXIU GROUP
  • High quality development platform
  • Positive, passion, straightforwardness, and inclusivity
Support a full spectrum of company secretarial and compliance duties for the Group which holds 4 listed companies and...
Support a full spectrum of company secretarial and compliance duties for the Group which holds 4 listed companies and...
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
8 小時前
8 小時前
Listed more than thirty days ago

Management Trainee

at ALL WELL MANAGEMENT LIMITED
即將到期

This is a Full time job

金鐘, 中西區
  • Direct exposure to capital financing, investment advisors
  • Fast-track career development with clear progression pathways
  • Global exposure
  • Direct exposure to capital financing, investment advisors
  • Fast-track career development with clear progression pathways
  • Global exposure
This role offers direct exposure to capital financing, investment advisory while working closely with professionals and high-net-worth clients.
This role offers direct exposure to capital financing, investment advisory while working closely with professionals and high-net-worth clients.
subClassification: Public Relations & Corporate AffairsPublic Relations & Corporate Affairs
classification: Marketing & Communications(Marketing & Communications)
超過 30 日
超過 30 日
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