Securities and Futures Commission in All Classifications

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Listed more than one day ago
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than two days ago
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
2 日前
2 日前
Listed more than one day ago
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
SFC Type 4 (Securities Trading) and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than three days ago
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than two days ago
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
2 日前
2 日前
Listed more than twelve days ago
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
12 日前
12 日前
Listed more than four days ago
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than twenty three days ago
  • 3-4 years of working experience
  • Experience in handling complaints preferable
  • 5 day week, attractive package, double pay
  • 3-4 years of working experience
  • Experience in handling complaints preferable
  • 5 day week, attractive package, double pay
Stable, continuous learning and attractive benefits.
Stable, continuous learning and attractive benefits.
subClassification: OtherOther
classification: Insurance & Superannuation(Insurance & Superannuation)
23 日前
23 日前
Listed more than three days ago
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
  • US Listed Investment Banking Group at ICC Office
  • Senior Management Review CV & Seat In First Interview
  • Allocated With Clear & Fair Career Development Path
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
Working in our West Kowloon ICC office Investment Banking team, position direct report to senior management
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
Listed more than four days ago

This is a Full time job

$20,000 – $30,000 per month
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than one day ago
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
Elevate your career as a Company Secretary with us,where your expertise will play a pivotal role in shaping our corp. governance & strategic direction
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
1 日前
1 日前
Listed more than one day ago
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
SFC Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than one day ago
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
5 days work week, work life balance, friendly working environment, competitive salary and benefits.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than eleven days ago
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
  • 2 years relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核; 2.負責處理客戶帳戶年度審核工作; 3.負責處理客戶的日常詢問,為客戶提供優質的服務; 4.負責處理客戶業務辦理及相應的資料備存; … 任職要求 1.金融相關專業本科或以上學歷; 2.擁有1年以上金融機構客戶服務工作經驗優先; ...
職位描述 1.負責新帳戶開立審核、客戶盡職調查及反洗錢審核; 2.負責處理客戶帳戶年度審核工作; 3.負責處理客戶的日常詢問,為客戶提供優質的服務; 4.負責處理客戶業務辦理及相應的資料備存; … 任職要求 1.金融相關專業本科或以上學歷; 2.擁有1年以上金融機構客戶服務工作經驗優先; ...
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
11 日前
11 日前
Listed more than two days ago

This is a Full time job

$45,000 – $55,000 per month
Exciting opportunity to lead compliance as an SFC Responsible Officer for a leading financial services firm.
Exciting opportunity to lead compliance as an SFC Responsible Officer for a leading financial services firm.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
2 日前
2 日前
Listed more than eighteen days ago
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Have offices in HK, SG and US
  • Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
18 日前
18 日前
Listed more than eighteen days ago
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
  • SFC Type 1,2,4,5 or Type 1,4 unconditional RO holder
  • Manage daily operations to ensure full regulatory compliance
  • Supportive working environment
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
To act as Responsible Officer (Type 1,2,4,5 or Type 1,4) of the Licensed Corporation
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
18 日前
18 日前
Listed more than fifteen days ago
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
15 日前
15 日前
Listed more than twenty six days ago
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
  • 5-day work week
  • Medical insurance, Dental insurance, Annual leave, Birthday leave
  • Work-life balance
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
Grow your accounting skills at a leading financial services firm with competitive benefits and work-life balance.
subClassification: Financial Accounting & ReportingFinancial Accounting & Reporting
classification: Accounting(Accounting)
26 日前
26 日前
Listed more than two days ago
The CFO serve as a key partner, protection and enhancement of the family's assets, Reporting to the Board, collaborate closely with the executive team
The CFO serve as a key partner, protection and enhancement of the family's assets, Reporting to the Board, collaborate closely with the executive team
subClassification: Financial Managers & ControllersFinancial Managers & Controllers
classification: Accounting(Accounting)
2 日前
2 日前
Listed more than one day ago
An experienced Compliance Manager to oversee regulatory compliance frameworks, mitigate risks, and ensure adherence to financial regulations.
An experienced Compliance Manager to oversee regulatory compliance frameworks, mitigate risks, and ensure adherence to financial regulations.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1 日前
1 日前
Listed more than fifteen days ago
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
15 日前
15 日前
Listed more than five days ago
  • Capital Market
  • FI & NBFI
  • Attractive Salary
  • Capital Market
  • FI & NBFI
  • Attractive Salary
Our clients is looking for a FI sales to join their team
Our clients is looking for a FI sales to join their team
subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than twenty four days ago
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
  • Discretionary bonus; Medical and dental coverage;
  • Marriage leave; Paternity leave; Birthday leave;
  • Friendly working environment; On-the-job training.
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
Offer support services to a client base of individual client; Create and maintain good relationship with both prospective and existing clients;
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
24 日前
24 日前
Listed more than eight days ago
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
This position is a newly created position and directly reports to the Chief Compliance Officer.
This position is a newly created position and directly reports to the Chief Compliance Officer.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
8 日前
8 日前
Listed more than twenty six days ago
* Medical Dental Benefit * 5 days work, 09:00-18:00 * Performance Bonus
* Medical Dental Benefit * 5 days work, 09:00-18:00 * Performance Bonus
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
26 日前
26 日前
Listed more than twenty five days ago

即將到期

This is a Full time job

$20,000 – $30,000 per month
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
25 日前
25 日前
Listed more than eleven days ago

This is a Full time job

$20,000 – $30,000 per month
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
11 日前
11 日前
Listed more than three days ago
  • Family Office / Asset Management Operation
  • Five-day work week with attractive salary package
  • Stable platform with excellent work culture
  • Family Office / Asset Management Operation
  • Five-day work week with attractive salary package
  • Stable platform with excellent work culture
Join us to build the engine behind a high‑touch family office services.
Join us to build the engine behind a high‑touch family office services.
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
3 日前
3 日前
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