Securities and Futures Commission in All Classifications
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Show 31 jobs at Securities and Futures Commission
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Listed more than five days ago

Vice President, IBD Compliance and Quality Control

at Guoyuan International Holdings Limited

This is a Full time job

中環, 中西區
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than ten days ago

Senior Accountant – Audit & Assurance Services

at HLB Hodgson Impey Cheng Limited

This is a Full time job

中西區
  • 5 days work per week with medical insurance
  • Provide study and exam leave
  • Willing to travel
  • 5 days work per week with medical insurance
  • Provide study and exam leave
  • Willing to travel
Work on audit assignments for Hong Kong listed companies
Work on audit assignments for Hong Kong listed companies
subClassification: Audit - ExternalAudit - External
classification: Accounting(Accounting)
10 日前
10 日前
Listed more than fourteen days ago

Compliance Manager - Brokerage

at Guosen Securities (HK) Financial Holdings Company, Limited

This is a Full time job

金鐘, 中西區
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
  • SFC type 1, 2, 4, 5 regulated activities
  • brokerage compliance
  • equities and futures businesses
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
14 日前
14 日前
Listed more than five days ago

Management Director - Corporate Finance, Sponsor Principal

at SDIC Securities International Financial Holdings Limited

This is a Full time job

中環, 中西區
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
  • Oversee team management
  • Lead business development initiatives
  • Act as a Responsible Officer
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under (SFC)
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
5 日前
5 日前
Listed more than four days ago

Associate, Client Onboarding

at uSMART Securities Limited

This is a Full time job

上環, 中西區
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
  • Rapidly expanding Fintech company (SFC Type 1,4,6,9)
  • Offices in HK, SG and US
  • Corporate Account I AML I KYC
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
Reporting to the Head of Customer Services, you will be responsible for handling issues related to corporate account onboarding
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
4 日前
4 日前
Listed more than ten days ago

Chubb Life HK- Senior Manager, Compliance Monitoring

at Chubb Life Insurance Hong Kong Limited

This is a Full time job

銅鑼灣, 灣仔區(混合工作)
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
  • Lead and execute the compliance monitoring program
  • Manage regulatory and internal compliance projects
  • Internal Audit candidates are also welcomed
This position is a newly created position and directly reports to the Chief Compliance Officer.
This position is a newly created position and directly reports to the Chief Compliance Officer.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
10 日前
10 日前
Listed more than seventeen days ago

Settlement Officer, Futures & Securities

at China International Futures (Hong Kong) Co Ltd

This is a Full time job

銅鑼灣, 灣仔區
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
Responsible for daily settlement operations of Futures & Securities Perform daily settlement operation...
subClassification: SettlementsSettlements
classification: Banking & Financial Services(Banking & Financial Services)
17 日前
17 日前
Listed more than twenty days ago

Compliance Assistant

at Willis Towers Watson

This is a Full time job

香港島(混合工作)
  • 1-2 years of experience
  • HKIA / SFC standards
  • Hybrid working model
  • 1-2 years of experience
  • HKIA / SFC standards
  • Hybrid working model
As a Compliance assistant, you’ll work closely with business leaders and regulators to help deliver good client outcomes and manage regulatory risk.
As a Compliance assistant, you’ll work closely with business leaders and regulators to help deliver good client outcomes and manage regulatory risk.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
20 日前
20 日前
Listed more than six days ago

Relationship Manager

at Yunfeng Financial Group Limited

This is a Full time job

灣仔區
$20,000 – $30,000 per month
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
6 日前
6 日前
Listed more than sixteen days ago

Company Secretarial Assistant Manager/ Senior Officer

at SWCS Corporate Services Group (Hong Kong) Limited

This is a Full time job

灣仔, 灣仔區
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
Elevate your career as a Company Secretarial Manager! Join our innovative team to drive corporate governance. Apply now for growth opportunities!
subClassification: Company SecretariesCompany Secretaries
classification: Accounting(Accounting)
16 日前
16 日前
Listed more than ten days ago

Manager - Intermediaries Supervision (Greater China), Intermediaries

at Securities and Futures Commission

This is a Full time job

鰂魚涌, 東區
Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work.
Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
10 日前
10 日前
Listed more than thirteen days ago

Relationship Manager

at Yunfeng Financial Group Limited

This is a Full time job

灣仔區
$20,000 – $30,000 per month
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
HK$ 20000 - HK$ 45000/ month One of the pioneer Fintech Giant Financial Firm Excellent Career Path Development Unique business model in Hong Kong
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
13 日前
13 日前
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