Listed more than one day ago
We are planning to open a new licensed company to carry out SFC Type 1, 4 and 9 regulated activities.
We are planning to open a new licensed company to carry out SFC Type 1, 4 and 9 regulated activities.
1 日前
1 日前
sfc in All Classifications
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Listed more than one day ago
Albamen Capital (Hong Kong) Limited is seeking a skilled SFC Responsible Officer (Type 4 & 9) to join our dynamic team in the Central District.
Albamen Capital (Hong Kong) Limited is seeking a skilled SFC Responsible Officer (Type 4 & 9) to join our dynamic team in the Central District.
1 日前
1 日前
Listed more than five days ago
- Virtual Bank
- Business Development
- Virtual Bank
- Business Development
We are looking for Head of Compliance Department
We are looking for Head of Compliance Department
5 日前
5 日前
Listed more than three days ago
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
The primary responsibility of the role is to provide quality control, risk management and advice on the transactions within the Department
3 日前
3 日前
Listed more than twelve days ago
熟悉1号大牌业务，确保公司业务符合香港证监会（SFC）法规、内部政策及行业标准
熟悉1号大牌业务，确保公司业务符合香港证监会（SFC）法规、内部政策及行业标准
12 日前
12 日前
Listed more than one day ago
We are looking for an Compliance generalist who will be participated in all-rounded compliance duties in asset management business.
We are looking for an Compliance generalist who will be participated in all-rounded compliance duties in asset management business.
1 日前
1 日前
Listed more than fifteen days ago
Compliance Officer role with great benefits - health insurance, wellness programs, career growth opportunities.
Compliance Officer role with great benefits - health insurance, wellness programs, career growth opportunities.
15 日前
15 日前
Listed more than eight days ago
What We’re Looking For:
Proven experience in accounting leadership roles
Exceptional analytical and problem-solving skills
What We’re Looking For:
Proven experience in accounting leadership roles
Exceptional analytical and problem-solving skills
8 日前
8 日前
Listed more than three days ago
- Compliance
- Compliance Officer
- Insurance Broker
- Compliance
- Compliance Officer
- Insurance Broker
We are looking for a Compliance Officer in Insurance Brokerage business, details as follows:
We are looking for a Compliance Officer in Insurance Brokerage business, details as follows:
3 日前
3 日前
Listed more than twelve days ago
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
Responsibilities:
Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
Responsibilities:
Develop and implement compliance policy and review program covering our equities and futures businesses with particular...
12 日前
12 日前
Listed more than one day ago
A listed company with a financial background.
A listed company with a financial background.
1 日前
1 日前
Listed more than one day ago
Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products.
Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products.
1 日前
1 日前
Listed more than two days ago
- Rapidly expanding Fintech company (SFC Type 1,4,6,9)
- Have offices in HK, SG and US
- Branch operation I Sales I CS I Account opening
- Rapidly expanding Fintech company (SFC Type 1,4,6,9)
- Have offices in HK, SG and US
- Branch operation I Sales I CS I Account opening
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
Reporting to the Branch Manager, you will be responsible for providing quality customer services to our clients
2 日前
2 日前
Listed more than twenty six days ago
- Exposure to both securities and virtual asset business.
- Strong learning and career advancement opportunities.
- Exposure to both securities and virtual asset business.
- Strong learning and career advancement opportunities.
Possession of relevant SFC licenses (Type 1 & 4) and solid experience in securities industry.
Possession of relevant SFC licenses (Type 1 & 4) and solid experience in securities industry.
26 日前
26 日前
Listed more than four days ago
SFC Type 4 and 9 license holder, asset management experience with prior AUM records.
SFC Type 4 and 9 license holder, asset management experience with prior AUM records.
4 日前
4 日前
Listed more than nine days ago
Competitive salary, medical benefits, and a collaborative team environment. Join our growing financial services firm.
Competitive salary, medical benefits, and a collaborative team environment. Join our growing financial services firm.
9 日前
9 日前
Listed more than one day ago
- Growth in Fintech & Web3
- Diving deep into derivatives, cross-border payments
- Continuous Learning in crypto
- Growth in Fintech & Web3
- Diving deep into derivatives, cross-border payments
- Continuous Learning in crypto
This isn’t just another accounting job—it’s a chance to dive deep into derivatives, cross-border payments while working with a high-performing team.
This isn’t just another accounting job—it’s a chance to dive deep into derivatives, cross-border payments while working with a high-performing team.
1 日前
1 日前
Listed more than one day ago
Client Service | Compliance Operations | Cross-Team Collaboration
Client Service | Compliance Operations | Cross-Team Collaboration
1 日前
1 日前
Listed more than nine days ago
- 20 days Annual Leave, Group Medical Benefits
- International culture & exposure
- Opportunity for growth
- 20 days Annual Leave, Group Medical Benefits
- International culture & exposure
- Opportunity for growth
We are seeking an experienced Compliance Officer who would bring expertise in ensuring regulatory compliance across trust-related services.
We are seeking an experienced Compliance Officer who would bring expertise in ensuring regulatory compliance across trust-related services.
9 日前
9 日前
Listed more than eleven days ago
We invite interested candidates to submit a comprehensive resume, along with their expected salary and availability for the start date.
We invite interested candidates to submit a comprehensive resume, along with their expected salary and availability for the start date.
11 日前
11 日前
Listed more than two days ago
- Experience in IPOs and related transactions
- Corporate Finance
- Assist in the execution of corporate finance transactions
- Experience in IPOs and related transactions
- Corporate Finance
- Assist in the execution of corporate finance transactions
2 日前
2 日前
Listed more than fifteen days ago
- SFC Type 1 2 4 6 9
- Head of Compliance (One-Man Band)
- Budget 60-80K
- SFC Type 1 2 4 6 9
- Head of Compliance (One-Man Band)
- Budget 60-80K
My client is one SFC licensed platform (licensed for Type 1 2 4 6 9 activities) of one leading Chinese Financial Institution listed in HK.
My client is one SFC licensed platform (licensed for Type 1 2 4 6 9 activities) of one leading Chinese Financial Institution listed in HK.
15 日前
15 日前
Listed more than nine days ago
Competitive salary, medical benefits, and a collaborative team environment. Join our growing financial services firm.
Competitive salary, medical benefits, and a collaborative team environment. Join our growing financial services firm.
9 日前
9 日前
Listed more than four days ago
This is a Contract/Temp job
We are currently seeking for high caliber candidates to join our Corporate Services team for the position of Compliance Review Assistant.
We are currently seeking for high caliber candidates to join our Corporate Services team for the position of Compliance Review Assistant.
4 日前
4 日前
Listed more than twenty three days ago
即將到期
submitting compliance reports，implementing policies and procedures
submitting compliance reports，implementing policies and procedures
23 日前
23 日前
Listed more than twelve days ago
- 5-day work
- Group Medical
- Stable & Diversified Business
- 5-day work
- Group Medical
- Stable & Diversified Business
Experienced Responsible Officer (IA Paper 1–5) with strong compliance, regulatory, and business sense in insurance brokerage.
Experienced Responsible Officer (IA Paper 1–5) with strong compliance, regulatory, and business sense in insurance brokerage.
12 日前
12 日前
Listed more than five days ago
Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones
Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones
5 日前
5 日前
Listed more than ten days ago
Act as Responsible Officer of the Licensed Corporation Oversee the overall operation of Regulated Activities Type 1,2,4,5and 9 Develop...
Act as Responsible Officer of the Licensed Corporation Oversee the overall operation of Regulated Activities Type 1,2,4,5and 9 Develop...
10 日前
10 日前
Listed more than three days ago
- Rapidly expanding Fintech company in HK, US and SG
- Handle account opening I Resolve client enquiries I Team lead exp. required
- SFC License Type 1
- Rapidly expanding Fintech company in HK, US and SG
- Handle account opening I Resolve client enquiries I Team lead exp. required
- SFC License Type 1
Reporting to the Head of Brokerage, you will be responsible for leading the CS team to provide all-rounded customer services duty
Reporting to the Head of Brokerage, you will be responsible for leading the CS team to provide all-rounded customer services duty
3 日前
3 日前
Listed more than one day ago
- Good Brand Reputation
- Strong Excel and VBA is required
- Stable Work Environment
- Good Brand Reputation
- Strong Excel and VBA is required
- Stable Work Environment
Oversee operations, valuation, audit, accounting and tax reporting for funds, investments and the management company
Oversee operations, valuation, audit, accounting and tax reporting for funds, investments and the management company
1 日前
1 日前
Listed more than twelve days ago
The F&A team optimizes our global finance initiatives and enjoys being detailed-oriented while multitasking across various exciting project scopes.
The F&A team optimizes our global finance initiatives and enjoys being detailed-oriented while multitasking across various exciting project scopes.
12 日前
12 日前
Listed more than four days ago
SFC Type 1, 4 and 9 license holder, Wealth Management
SFC Type 1, 4 and 9 license holder, Wealth Management
4 日前
4 日前
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