Internal audit senior manager Compliance &amp; Risk, Financial Planning Jobs

subClassification: Compliance & Risk

classification: Banking & Financial Services

at iFAST Financial (HK) Limited

Compliance & Risk in General Insurance
Hong Kong operations
Hybrid work, double pay, bonus, good benefits

3d ago

Listed sixteen days ago

Assistant Manager/ Senior Executive, Operational Risk Management

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

All-rounded financial operational risk management
SFC & MPF regulatory experience preferred
21+ days AL, performance bonus and company shares

16d ago

Listed three days ago

KYC /Client Onboarding Manager, Private Banking

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Degree Holder
5 yrs rel experience in KYC/CDD/Client onboarding private banking
Ability to identify AML risks & demonstrate a solid grasp of AML / KYC policy

3d ago

Listed sixteen days ago

Senior Regulatory Compliance Manager, WPB

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Leading domestic bank
Dynamic working environment
Leading bank in innovation

16d ago

Listed five days ago

KYC / CDD / AML Compliance Manager, Private Banking

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Polaris Consultancy Limited

Degree Holder
5 yrs rel experience in KYC/CDD / AML Compliance private banking
Ability to identify AML risks & demonstrate a solid grasp of AML / KYC policy

5d ago

Listed twenty two days ago

Senior Manager/Manager (FCC, Risk Management, Compliance, Investment)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

operational risk management, investment analysis
investment fund management market analysis
Compliance, Company Secretary, Quality Assurance

22d ago

Listed twelve days ago

VP, Team Lead, Know Your Customer, Private Banking

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

Plan, direct and supervise KYC/AML activities
PB account opening and periodic review
Strong KYC/AML expertise in Private Banking or Wealth Management

12d ago

Listed twenty nine days ago

Audit Manager/ Senior Audit Manager (Anti-Money Laundering/Compliance)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Pok Fu Lam, Southern District

29d ago

Listed twenty days ago

Manager, AML (Governance and Assurance)

at ZA Bank Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading Virtual Bank in Hong Kong
Dynamic working environment
Provide quality financial and customers services

20d ago

Listed twenty seven days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

27d ago

Listed seventeen days ago

Deputy Executive Manager, Technology Risk

at The Hong Kong Jockey Club

This is a Full time job

Sha Tin District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Bachelor/Postgraduate degree in Engineering, Information Technology
Minimum of 10 years’ experience in related fields
Less experienced candidates will be considered as Senior Manager

17d ago

Listed nineteen days ago

Senior Traded Risk Manager

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

19d ago

Listed sixteen days ago

Market Conduct Compliance, Consultant (Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Assist in the Market Conduct Committee, Appeal Board & Preparing Reports
Support Sales Compliance Detection & Monitoring Programs e.g. Data Analytics
Min 5-yr Relevant Experience with Exposure in Investigation & Data Analytics

16d ago

Listed twenty three days ago

KYC / CDD / AML Compliance Manager, Private Banking

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

University Degree Holder
5 yrs rel experience in KYC/CDD / AML Compliance private banking
Ability to identify AML risks & demonstrate a solid grasp of AML / KYC policy

23d ago

Listed twenty nine days ago

Senior Customer Due Diligence Manager

This is a Full time job

Yau Tsim Mong District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Cornerstone Global Partners

29d ago

Listed eleven days ago

AML Compliance Manager (Private Banking/Wealth Management)

This is a Full time job

Central, Central and Western District

$35,000 – $50,000 per month

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

Well-Known PRC Bank
AML Compliance Manager (Private Banking)
Attractive salary package

11d ago

Listed three days ago

Manager, Business Compliance & Operation Risks Manager (Private Banking)

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at ICBC Credit Card Centre (Int'l)

Degree or above
5 years banking experience, with ORM experience in PB sector is preferred

3d ago

Listed nine days ago

合規助理經理/副经理/经理 (Compliance Assistant Manager/Deputy Manager/Manager)

This is a Full time job

North Point, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Mobile International Limited

5-day work, Bank holiday 五天工作，銀行假期
1.5h lunch hour 1.5小時午餐時間
Medical Insurance(Including Dental) 醫療保險（包牙科）

9d ago

Listed more than thirty days ago

Assistant Compliance Manager (CMIJD-0313-ACMCMHK)

This is a Full time job

Kwai Hing, Kwai Tsing District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Pfizer Corporation Hong Kong Limited

Create a Compliance Assessment/Evaluation system
formulate compliance risk preventive measures
conduct Compliance trainings

30d+ ago

Listed six days ago

Associate Corporate Counsel/ Senior Manager, International Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Morgan Stanley Asia Limited

6d ago

Listed five days ago

Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Pricewaterhousecoopers Limited

5d ago

Listed six days ago

Manager, Internal Control & IT Audit - Risk Assurance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Pricewaterhousecoopers Limited

6d ago

Listed six days ago

Senior Manager - Risk and Quality - Assurance - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

6d ago

Listed seventeen days ago

Financial Crime Compliance, Principal (Senior Manager Level)

at AIA

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Kowloon City, Kowloon City District

17d ago

Listed ten days ago

Monitoring & Testing - Associate

at JPMorgan Chase Bank, N.A.

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

10d ago

Listed five days ago

Operational Risk Manager

at Rabobank Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services