Broker Corporate Finance &amp; Investment Banking, Compliance &amp; Risk Jobs in Sheung Wan Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

1d ago

Listed twenty two hours ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

22h ago

Listed three days ago

Tradition HK Internship Programme | Compliance Operations

at Tradition (Asia) Ltd

This is a Contract/Temp job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Meta Elephant Capital Limited

3d ago

Listed forty one minutes ago

Senior Relationship Manager (EAM/Family Office Platform)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

41m ago

Listed eight days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Sheung Wan, Central and Western District

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

8d ago

Listed seven days ago

Associate - VP, Counterparty Risk

at Be Myjob Company Limited

This is a Full time job

$50,000 – $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at BOSC International Company Limited

Counterpart Risk / Credit Risk
Strong knowledge in OTC Derivatives and ISDA Agreement
Less Experience will be considered as "Associate"

7d ago

Listed six days ago

Vice President / Director, Operations Management

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

6d ago

Listed thirteen days ago

Counterparty Risk Manager, Global Asset Manager

at Randstad Hong Kong Limited

This is a Full time job

$60k - $90k p.a. + attractive bonus

subClassification: Compliance & Risk

classification: Banking & Financial Services

Counterparty analysis focusing on broker/ dealer, bank
Partner closely with the front office and research team
International working environment

13d ago

Listed twelve days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

12d ago

Listed twelve days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

12d ago

Listed thirteen days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Hercules Search Consultation Company

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

13d ago

Listed eight days ago

KYC Senior Associate / Associate

This is a Full time job

$30,000 – $35,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Optimum Solutions (Hong Kong) Limited

KYC/COB/Customer Due Diligence, COB/CDD/KYC/AML
FATCA / MiFID II, Participate in project and UAT of system development
Well-known State-owned investment bank/brokerage/investment platform

8d ago

Listed fourteen days ago

Prime Brokerage -Middle Office (AVP level- contract role)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at BOC International Holdings Ltd

Good company
good working experience

14d ago

Listed eight days ago

AVP, Retail Business Risk Management, RMD

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Orient Securities International Financial Group Limited

8d ago

Listed eighteen days ago

OTC Product AVP/VP of Brokerage Department

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

18d ago

Listed four days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

4d ago

Listed nineteen days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Don Nelson Recruitment Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

19d ago

Listed fifteen days ago

Senior Relationship Manager(EAM)_Up to 60K plus high commission

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at Phillip Securities (HK) Ltd

Relationship Manager
High Net Worth Clients
wealth management

15d ago

Listed twelve days ago

Audit and Compliance Officer / Senior Audit and Compliance Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Degree in accounting, law or related disciplines
Sound knowledge of SFO and AML compliance
Hybrid Work / Performance Bonus / Birthday Off

12d ago

Listed twenty hours ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

10-14 years of Risk and Compliance experience in Insurance
Financial/insurance/sustainability risk knowledge is mandatory
Proficient in written and spoken Chinese (Cantonese) and English

20h ago

Listed fifteen days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at CN First International Futures Limited

15d ago

Listed four days ago

Compliance Officer (Securities Firm)

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Waterdrop Financial Services (HK) Limited

Good prospects of career advancement
double pay and discretionary bonus
5 days work

4d ago

Listed four days ago

High New Worth Wealth Management Manager (with banking experience)

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$50,000 – $75,000 per year

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Listed US NY stock Company (WDH)
Attractive commission package
Variety range of product choices

4d ago

Listed twenty four days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Magic Compass Securities Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

24d ago

Listed twenty four days ago

Responsible Officer/Head of Brokerage/Investment Manager(5-Days Work & Bonus)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

RO, Brokerage business, FX, Asset Management, Investment, Wealth Management
Minimum of 5 work exp., SFC license in 1,2,3,4,9, Family Office
5-Days Work, Performance Bonus, Medical Insurance, Birthday Leave

24d ago

Listed twelve days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

12d ago

Listed eleven days ago

AVP, Compliance (SFC Full Licesned Corp)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

SFC Licensed Firm
Brokerage & Securities Business
Experience in US stocks

11d ago

Listed twenty seven days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at CNCB (Hong Kong) Investment Limited

27d ago

Listed twenty nine days ago

Market Risk (SA - VP level)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Essence International Financial Holdings Limited

Attractive Renumeration Package
Friendly Working Environment
Minimum 5 Years of Experience

29d ago

Listed eighteen days ago

Private Wealth Management 私人财富管理部 VP/SVP/Director

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Formulate and Implement the Development Plan
Bachelor Degree or Above in Finance or Other Related Majors
At least 5 years’ Experience in Brokerage or PWM Business

18d ago

Listed eighteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Global Executive Consultants Ltd.

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

18d ago

Listed twenty five days ago

Institutional Sales Director, Investment Banking (HK$90K - $110K)

This is a Full time job

$90,000 – $110,000 per month

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services