Business operations manager Compliance &amp; Risk, Funds Management Jobs in Causeway Bay Wan Chai District

at BOCI-Prudential Trustee Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Degree, prefer Financial qualification holders such as CPA, ACCA, CFA, FRM
4-5yr Public fund operation exp in settlement/fund accounting 公募债券基金
Over 2yr experience in operation of public funds 公募债券基金

11d ago

Listed eight days ago

Administrator, Unit Trust (Welcome Fresh Graduate)

This is a Full time job

Tai Koo, Eastern District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Degree in Business Administration, Finance, Economics, Banking
Handle daily unit trust order, payment settlement
Welcome Fresh Graduate

8d ago

Listed nine days ago

高級主任/助理經理-資產負債管理（司庫部）

at Shanghai Pudong Development Bank Co., Ltd., Hong Kong Branch

This is a Full time job

at Shanghai Commercial Bank Ltd

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

司庫部
資產負債管理
3年以上相關工作經驗

9d ago

Listed twenty one hours ago

Assistant Manager, Life Insurance (Compliance & Business Development)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Ensure strict compliance with all legislation and guidelines
Pass in Paper I, III and V under (IIQE)
Product and compliance knowledge in bancassurance

21h ago

Listed ten days ago

Financial Consultant / Wealth Management Manager (Insurance, Investment and...

at AIA International Limited

This is a Full time job

at Asia Progress Executive Limited

$30,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

上班時間靈活中港兩地工作可遠程上班
提供簽證支援 IANG簽證優才、高才簽證受養人簽證歡迎新來港人士
每月底薪+花紅額外年終花紅

10d ago

Be an early applicant

Listed sixteen days ago

公募基金运营经理 Public Fund Operation Manager - Asset Management

This is a Full time job

at iFAST ePension Services Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Degree, prefer Financial qualification holders such as CPA, ACCA, CFA, FRM
4-5yr Public fund operation exp in settlement /fund accounting公募债券基金
Over 2yr must experience in operation of public funds 公募债券基金

16d ago

Listed ten days ago

Senior Executive/ Executive, Quality Assurance (MPF)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Monitor MPF admin processes and compliance control, assist in compiling reports
Fresh graduates are welcome to apply
21+ days AL, Staff performance shares

10d ago

Listed eighteen hours ago

Investment Product Manager

at Bank SinoPac

This is a Full time job

at WallStone Partners & Company Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

University degree in Finance, Economics
At least 5 years wealth management exp.
Familar with investment products in mutual funds & alternative products

18h ago

Listed eleven days ago

Assistant Manager – Agency Business (Agency Compliance & Debt Recovery)

This is a Full time job

at Magic Compass Securities Limited

$25,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Analyses of debt profiles for Hong Kong and Macau
Engage directly with agents to recover debts
Prepare reports and analysis on debt recovery issues

11d ago

Listed seven days ago

Compliance Manager / Head of Compliance (5-Days Work, Bonus)

This is a Full time job

at Shenwan Hongyuan Securities (H.K.) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Global leading financial company & trading platform, Compliance, CDD, KYC
5 years of exp in operational compliance; Perform day-to-day compliance matters
5-Days Work, Performance Bonus, Medical; Welcome QMAS / TTPS Visa

7d ago

Listed twenty two hours ago

Analyst - Associate, Enterprise Risk Management

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist the continuous enhancements of the Company’s enterprise risk
Assist the review and enhancement of the Risk Appetite Statement
Assist and support the regular maintenance of inventory of the risk policies

22h ago

Listed twenty four days ago

Senior Manager, Operations (AML & CDD)

at RD Holdings (Hong Kong) Limited

This is a Full time job

at Shanghai Commercial Bank Ltd

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

eKYC/ CDD /EDD
Analyze transaction data, customer profiles
At least 7 years of experience

24d ago

Listed sixteen hours ago

Assistant Vice President / Manager, Technology Risk

This is a Full time job

North Point, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop the cybersecurity risk management framework
Implement measures to address the applicable regulatory requirements
Implement the bank's business continuity plan

16h ago

Listed eighteen days ago

Finance Management Manager /Management Trainee, Fresh Graduate優先考慮

at AIA International Limited

This is a Full time job

at Prime Cdex Securities Limited

$28,000 – $33,333 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

18d ago

Be an early applicant

Listed fourteen days ago

Compliance Manager / Head of Compliance (5-Days Work, Performance Bonus)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed twenty one days ago

Manager, Investment & Insurance Compliance

at O-Bank Co., Ltd

This is a Full time job

at Mega International Commercial Bank Co., Ltd.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

21d ago

Listed fifteen hours ago

Team Head / AML Analyst (AML Team)

This is a Full time job

at United Overseas Bank Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

AML knowledge
Analytical and problem solving
Double Pay, Performance Bonus, Medical Insurance

15h ago

Listed twenty two days ago

VP/AVP, Compliance Assurance Review / Compliance Strategy Governance

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct regular compliance assurance review/testing
Identify root causes of control, develop corrective action plans
Participate in compliance initiatives and projects

22d ago

Listed sixteen days ago

AVP/VP, Generalist, Private Partners Service, Private Banking

This is a Full time job

Tai Koo, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Handle of client complaints
Good understanding of relevant HKMA and SFC rules
FATCA/CRS regulations

16d ago

Listed twenty three hours ago

Compliance Manager, Legal and Compliance Department

at Soochow Securities (Hong Kong) Financial Holdings Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support the promotion of the company's compliance culture
Conduct regular compliance training
Track and understand the latest developments and requirements of regulators

23h ago

Listed fourteen days ago

Compliance Manager (Compliance Review, China Bank)

at Adecco Personnel Limited

This is a Full time job

at United Overseas Bank Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 3 yrs working experience in AML compliance
Conduct compliance reviews / testing
Familiar with Banking Ordinance & relevant rules

14d ago

Listed twenty nine days ago

Manager, Anti-Financial Crime Compliance

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct financial crime investigations and transaction monitoring
Investigate, assess and analyze alerts
Prepare and file STRs for suspicious transactions

29d ago

Expiring soon

Listed twenty nine days ago

Assistant Compliance Manager (Compliance Review)

at Dah Sing Financial Group

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Conduct compliance reviews
University graduate in Business Administration, Accounting, Finance, Economics
A Minimum 3 years of experience in financial services

29d ago

Expiring soon

Listed twenty nine days ago

Assistant Compliance Manager (Central Compliance)

at Dah Sing Financial Group

This is a Full time job