Compliance lead Banking &amp; Financial Services, CEO &amp; General Management Jobs

subClassification: Compliance & Risk

classification: Banking & Financial Services

at The Bank of East Asia, Limited

4d ago

Listed fifteen hours ago

Wealth Sales Process Manager - Branch Distribution & Services

This is a Full time job

Kwun Tong District

subClassification: Management

Management

classification: Banking & Financial Services

15h ago

Listed eight days ago

Head Of Legal &Compliance (Chinese leading Securities)

at Links international

This is a Full time job

$100k - $140k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Chinese leading Securities
Type 1,4,6,9
Experience in FICC Compliance

8d ago

Listed one day ago

VP/ Associate Director, AML Compliance – Equities/ Securities

at Harbridge Partners Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Third Bridge (Hong Kong) Limited

Excellent stable company, with strong growth prospects
Fantastic remuneration package & benefits
Good work-life balance

1d ago

Listed seven hours ago

ASSOCIATE (JAPANESE SPEAKER) - Immediate Start

This is a Full time job

$25,000 – $35,000 per month

subClassification: Credit

Credit

classification: Banking & Financial Services

at Third Bridge (Hong Kong) Limited

Native or N1 Japanese Speaker
Immediate Start
Visa Sponsorship available

7h ago

Listed six hours ago

Associate, Bahasa Speaker (Consulting & Private Equity Clients)

This is a Full time job

subClassification: Client Services

Client Services

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Native Bahasa Language Required
Visa Sponsorship available (2-3yrs exp required)
Available to start on April & July 2024

6h ago

Listed twenty two days ago

Compliance Lead - Asset Management Firm

This is a Full time job

Islands District

$840k - $1000k p.a.

subClassification: Compliance & Risk

classification: Banking & Financial Services

Quarry Bay, Eastern District

Looking for strong SFC type 1 4 9 compliance exp !
SFC/SEC/MAS regulatory exp a bonus !
Must have CIMA regulatory exp !

22d ago

Listed eleven days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls

11d ago

Listed twenty two days ago

(Multiple) Senior Compliance hiring, Banks

at Hays Hong Kong Limited

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

22d ago

Listed fifteen days ago

Head of Compliance, Leading Electronic Trading Platform

at Randstad Hong Kong Limited

This is a Full time job

$100k - $130k p.m. + plus shares plus bonus

subClassification: Compliance & Risk

classification: Banking & Financial Services

Strong Commitment In Hong Kong Market
Stable Working Environment and Low Turn-Over Rate
Young, Energetic and Westernized Culture

15d ago

Listed twenty one days ago

Compliance Manager (Leading Securities, MIC)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

21d ago

Listed seven days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

North Point, Eastern District

subClassification: Banking - Corporate & Institutional

Banking - Corporate & Institutional

classification: Banking & Financial Services

at The Bank of East Asia, Limited

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

7d ago

Listed fifteen days ago

Wealth Sales Process Manager - Branch Distribution & Services

This is a Full time job

Kwun Tong District

subClassification: Management

Management

classification: Banking & Financial Services

at Total Credit Management Services Hong Kong Limited

15d ago

Listed ten days ago

Non-financial Due Diligence Analyst and Investigator - Trainee

This is a Full time job

Ngau Tau Kok, Kwun Tong District

$15,000 – $18,000 per month

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Pok Fu Lam, Southern District

Rapid Career Growth - abundant opportunities and streamlined promotions
Supportive Team Environment - here to guide you every step of the way
Flexible working hours and work from home policy

10d ago

Listed sixteen days ago

Manager, Retail Credit Policy

at ZA Bank Limited

This is a Full time job

subClassification: Banking - Retail/Branch

Banking - Retail/Branch

classification: Banking & Financial Services

at Bolder Corporate Services (Hong Kong) Limited

Leading Virtual Bank in Hong Kong
Dynamic working environment
Provide quality financial and customers services

16d ago

Listed seventeen days ago

Sr. Fund Accountant - Assistant Account Manager

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

A fast growing company
Experienced colleagues mentor all staff in a friendly environment.
Own local & global projects, grow together!

17d ago

Listed fourteen days ago

Manager, Business Compliance & Control (Corporate Banking)

at Dah Sing Financial Group

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Third Bridge (Hong Kong) Limited

Strive for continuous improvement in the process
Holder of AAMLP at least, or preferably CAMLP, or holder of CAMS
At least 5 - 6 years of banking experience

14d ago

Listed seventeen days ago

Associate, Bahasa Speaker (Consulting & Private Equity Clients)

This is a Full time job

subClassification: Client Services

Client Services

classification: Banking & Financial Services

Native Bahasa Language Required
Visa Sponsorship available (2-3yrs exp required)
Available to start on April & July 2024

17d ago

Listed fifteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

15d ago

Listed three days ago

Product Head, Retail Loans & Digital Development (Bank)

at KOS International Limited

This is a Full time job

Islands District

subClassification: Management

Management

classification: Banking & Financial Services

Solid retail loans product development
Excellent project management
Strong leadership skills

3d ago

Listed ten days ago

Vice President (Team Head, Investment & Insurance Compliance)

at Chong Hing Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Hong Kong Applied Science and Technology Research Institute Company Limited

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

10d ago

Listed ten hours ago

Chief Operating Officer

This is a Full time job

Sha Tin District

subClassification: COO & MD

COO & MD

classification: CEO & General Management

(CEO & General Management)

Report directly to the CEO
R&D Operations & Industry Engagement, Business Process, Client Development, etc.
Operational owner in all R&D processes

10h ago

Listed fifteen days ago

FINANCIAL CONTROLLER

at One2Cloud Limited

This is a Full time job

Kowloon Bay, Kwun Tong District

$50,000 – $65,000 per month

subClassification: Treasury

Treasury

classification: Banking & Financial Services

15d ago

Listed twenty one days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Total Credit Management Services Hong Kong Limited

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

21d ago

Listed twenty four days ago

Due Diligence and Investigation Team - Manager

This is a Full time job

Ngau Tau Kok, Kwun Tong District

$25,000 – $30,000 per month

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Work from home and flexible hour policy
Excellent career and development prospects
Benefits including medical & dental insurance, travelling/housing allowance

24d ago

Listed twenty two days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

22d ago

Listed eight days ago

AVP, Compliance Review

at Charterhouse Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

Internal Audit / Operational Risk candidates welcome
Prior Big 4 experience a plus
Good work life balance

8d ago

Listed fourteen days ago

Compliance Manager - General Compliance (banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Complaint handling
Provide compliance advice and support
Maintain, review and update internal policies and procedures, compliance manuals

14d ago

Listed twenty one days ago

Technology and BCP Lead, Insurance company

at Randstad Hong Kong Limited

This is a Full time job

$1200k - $1500k p.a. + attractive bonus

subClassification: Compliance & Risk

classification: Banking & Financial Services

New headcount from a market leading insurance firm
Providing subject matter expert in tech risk, oversee BCP
Up and coming business initiatives

21d ago

Listed twenty eight days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

Knowledge in insurance risk, finance risk, sustainability risk is preferred
10-14 years' experience in Risk is necessary
Insurance background is mandatory

28d ago

Listed ten days ago

AVP/VP, Assurance Risk & Control (Assurance Testing), G&C, Institutional Banking

This is a Full time job

$0 - $0

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

10d ago

Listed twenty two days ago

Compliance Manager - General Compliance (banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services