Refine by location
Read More

Related searches

Modify my search
Listed ten days ago

Assistant Manager/Officer-Compliance Department / 合規部-合規崗

at CITIC Futures International Company Limited

This is a Full time job

Admiralty, Central and Western District
  • Min 2 years' relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
  • Min 2 years' relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
Assist with license management and policy issuance management...
Assist with license management and policy issuance management...
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
10d ago
10d ago
Listed three days ago

Assistant Manager to Deputy Manager, Internal Control, Compliance and Legal

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

Central, Central and Western District
  • compliance, internal control, risk management or internal audit
  • compliance, internal control, risk management or internal audit
Internal Control
Internal Control
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed three days ago

Senior Compliance Manager / Compliance Manager

at 皓衹資本管理有限公司
Urgently hiring

This is a Full time job

Wan Chai, Wan Chai District
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
3d ago
3d ago
Listed three days ago

Senior Officer to Assistant Manager, AML Investigations, FCC

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

Hung Hom, Kowloon City District
  • AML
  • Leading Chinese Bank
  • Financial Crime
  • AML
  • Leading Chinese Bank
  • Financial Crime
Job Responsibilities Perform the function of Transaction Monitoring and/or STR filing Review the Internal STR submitted...
Job Responsibilities Perform the function of Transaction Monitoring and/or STR filing Review the Internal STR submitted...
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed one day ago

Assistant Manager/ Manager, Compliance Review

at China Construction Bank (Asia) Corporation Limited

This is a Full time job

Kowloon Bay, Kwun Tong District
  • Degree in Accounting, Law / related disciplines
  • 3-5 years' experience in compliance review
  • Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
  • Degree in Accounting, Law / related disciplines
  • 3-5 years' experience in compliance review
  • Familiar with the banking ordinance and rules, codes & guidelines issues by HKMA
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
Conduct regular/thematic compliance reviews, self-assessments, inspections & investigations to fulfill regulatory requirements and business needs
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed twenty two days ago

Senior Compliance Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

Central, Central and Western District
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
  • 5+ years’ experience of compliance experience
  • In-depth understanding of Hong Kong regulatory frameworks
  • Develop, review and enhance compliance policies, procedures, and controls
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
To ensure compliance with the regulatory requirements for distribution of investment products issued by SFC
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
22d ago
22d ago
Listed one day ago

Manager, Business Compliance & Control (Corporate Banking)

at Dah Sing Financial Group

This is a Full time job

Wan Chai District
  • C onduct selected CDD review, checking, acting as AML/CFT advisor
  • HKIB Certified Banker would be an advantage
  • At least 5 - 6 years of banking experience
  • C onduct selected CDD review, checking, acting as AML/CFT advisor
  • HKIB Certified Banker would be an advantage
  • At least 5 - 6 years of banking experience
To assume monitoring and control function of AML CFT and general compliance area and to take up the role of BMLPO under Corporate Banking Division.
To assume monitoring and control function of AML CFT and general compliance area and to take up the role of BMLPO under Corporate Banking Division.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed two days ago

Senior Compliance Officer

at Geoswift Payment Technology Limited

This is a Full time job

Kowloon City, Kowloon City District
  • Hands-on experience in blockchain transaction
  • payment technology company
  • friendly working environment
  • Hands-on experience in blockchain transaction
  • payment technology company
  • friendly working environment
To support its rapid growth, we are seeking a new headcount of Senior Compliance Officer to strengthen its risk management and compliance frameworks.
To support its rapid growth, we are seeking a new headcount of Senior Compliance Officer to strengthen its risk management and compliance frameworks.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed two days ago

Head of Compliance

at SmartHire by SEEK

This is a Full time job

Sheung Wan, Central and Western District
  • Bachelor’s degree or higher in Law, Finance, Accounting, or related fields
  • 4 to 7 years in compliance management within an SFC-licensed firm
  • Competitive Salary, Double Pay, Performance bonus, Health Insurance
  • Bachelor’s degree or higher in Law, Finance, Accounting, or related fields
  • 4 to 7 years in compliance management within an SFC-licensed firm
  • Competitive Salary, Double Pay, Performance bonus, Health Insurance
Our client 百仁思資產管理(香港)有限公司 is seeking a Head of Compliance to join their team!
Our client 百仁思資產管理(香港)有限公司 is seeking a Head of Compliance to join their team!
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed ten days ago

Assistant/ Deputy Compliance Manager (Transaction Monitoring)

at O-Bank Co., Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Competitive package and extra leave types offered
  • Young and friendly working team
  • Stable working environment
  • Competitive package and extra leave types offered
  • Young and friendly working team
  • Stable working environment
Candidates with decent AML experience specialized in Transaction Monitoring are welcome to join our young, friendly and energetic team.
Candidates with decent AML experience specialized in Transaction Monitoring are welcome to join our young, friendly and energetic team.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
10d ago
10d ago
Listed eight days ago

Internal Control Professional (Legal & Compliance Division)

at China Construction Bank (Asia) Corporation Limited

This is a Full time job

Kowloon Bay, Kwun Tong District
Act as a communication bridge between Headquarters, local Legal & Compliance Division and Business Units
Act as a communication bridge between Headquarters, local Legal & Compliance Division and Business Units
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
8d ago
8d ago
Listed one day ago

Anti-Money Laundering Manager (Sanctions) (Secondment Contract)

at Nanyang Commercial Bank, Limited

This is a Full time job

Central and Western District
Participate in sanctions review projects; Sanctions investigation matters; Screening on trade and remittance transactions
Participate in sanctions review projects; Sanctions investigation matters; Screening on trade and remittance transactions
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed one day ago

Compliance Officer - Central - In-House role (Investment firm)

at Links International

This is a Full time job

Hong Kong Island
$25k - $40k p.a.
  • Compliance with TCSP licensing requirements - AML and AMLO
  • FATCA & CRS Filings
  • 5 day work based in Central - In-House Role
  • Compliance with TCSP licensing requirements - AML and AMLO
  • FATCA & CRS Filings
  • 5 day work based in Central - In-House Role
A local investment office based in Central is looking for a Compliance Officer to join their organization.
A local investment office based in Central is looking for a Compliance Officer to join their organization.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed one day ago

Assistant Manager (2-year Contract), Customer Risk Monitoring & Control

at Shanghai Commercial Bank Ltd

This is a Contract/Temp job

Kai Tak, Kowloon City District
  • Conduct CDD periodic and trigger event review
  • Perform thorough KYC screening
  • Collaborate with branch to gather relevant customer information
  • Conduct CDD periodic and trigger event review
  • Perform thorough KYC screening
  • Collaborate with branch to gather relevant customer information
Act as a checker to ensure the quality on periodic review, trigger event review and EDD conducted by branches.
Act as a checker to ensure the quality on periodic review, trigger event review and EDD conducted by branches.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed one day ago

Assistant Manager, Quality and Operation Control

at Dah Sing Financial Group

This is a Full time job

Hong Kong SAR
  • Provide regular training/coaching to frontline staff on the control perspective
  • Post-secondary education
  • At least 5 years’ relevant experience
  • Provide regular training/coaching to frontline staff on the control perspective
  • Post-secondary education
  • At least 5 years’ relevant experience
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
To ensure all Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed nineteen days ago

Senior Manager/ Manager/ Asst. Manager, Business Compliance (Private Banking)

at Bank of China (Hong Kong) Limited

This is a Full time job

Hong Kong Island
  • Act as first line of defense to advise business on compliance & control matters
  • Degree or above
  • 3+ years working experience in banking and finance
  • Act as first line of defense to advise business on compliance & control matters
  • Degree or above
  • 3+ years working experience in banking and finance
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
Bank of China (Hong Kong) is committed to building a challenging and rewarding workplace for employees.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
19d ago
19d ago
Listed two days ago

Senior Officer to Assistant Manager, Anti-Bribery and Fraud Risk Mgt (FCC)

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

Hung Hom, Kowloon City District
  • Fraud investigation and intelligence analysis
  • Fraud risk management
  • Compliance
  • Fraud investigation and intelligence analysis
  • Fraud risk management
  • Compliance
Job Summary You will be a trusted and valued member of the Anti-Bribery and Fraud Risk Management Section. The section contains two core...
Job Summary You will be a trusted and valued member of the Anti-Bribery and Fraud Risk Management Section. The section contains two core...
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed nineteen days ago

Senior Compliance Manager (Personal Banking Compliance)

at Bank of China (Hong Kong) Limited

This is a Full time job

Hong Kong SAR
  • Degree holder or above in Law, Banking and Finance, Accounting
  • At least 8 years' relevant experience in regulatory compliance
  • Keep abreast of the latest development of legal and regulatory requirements
  • Degree holder or above in Law, Banking and Finance, Accounting
  • At least 8 years' relevant experience in regulatory compliance
  • Keep abreast of the latest development of legal and regulatory requirements
Bank of China (Hong Kong) is committed to building a challenging and rewarding work place for employees.
Bank of China (Hong Kong) is committed to building a challenging and rewarding work place for employees.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
19d ago
19d ago
Listed two days ago

Asst Mgr (2-yr Contract), Corporate Customer Onboarding Support (Account Review)

at Shanghai Commercial Bank Ltd

This is a Contract/Temp job

Kai Tak, Kowloon City District
  • Conduct new account opening checking for document completeness
  • Approve blacklist search checking for new and existing customer
  • Conduct new account opening checking for document completeness
  • Approve blacklist search checking for new and existing customer
Responsibilities: Assist the branches in conducting customer due diligence for onboarding customers under instruction of operations policies...
Responsibilities: Assist the branches in conducting customer due diligence for onboarding customers under instruction of operations policies...
subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed twenty six days ago

Assistant/ Deputy Compliance Manager (Transaction Monitoring)

at O-Bank Co., Ltd
Expiring soon

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Competitive package and extra leave types offered
  • Young and friendly working team
  • Stable working environment
  • Competitive package and extra leave types offered
  • Young and friendly working team
  • Stable working environment
Candidates with decent AML experience specialized in Transaction Monitoring are welcome to join our young, friendly and energetic team.
Candidates with decent AML experience specialized in Transaction Monitoring are welcome to join our young, friendly and energetic team.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
26d ago
26d ago
Listed two days ago

Associate, Corporate Customer Onboarding Support (Fresh Graduate Welcome)

at Shanghai Commercial Bank Ltd

This is a Full time job

Kai Tak, Kowloon City District
  • Assist branches in conducting customer due diligence
  • Review duly accomplished account opening forms and related supporting documents
  • Conduct new account opening checking for document
  • Assist branches in conducting customer due diligence
  • Review duly accomplished account opening forms and related supporting documents
  • Conduct new account opening checking for document
Responsibilities: Assist branches in conducting customer due diligence for new on-boarding customers and perform blacklist checking...
Responsibilities: Assist branches in conducting customer due diligence for new on-boarding customers and perform blacklist checking...
subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional
classification: Banking & Financial Services(Banking & Financial Services)
2d ago
2d ago
Listed five days ago

Manager-Tax Management, Compliance & Risk Management (Wealth Product Department)

at CMB Wing Lung Bank Limited

This is a Full time job

Central, Central and Western District
Oversee the bank’s U.S. tax compliance management to ensure compliance with IRS regulatory requirements.
Oversee the bank’s U.S. tax compliance management to ensure compliance with IRS regulatory requirements.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed twenty three days ago

Manager (FATCA & CRS/ Tax Reporting) - Finance Division

at The Bank of East Asia, Limited
Expiring soon

This is a Full time job

Kwun Tong, Kwun Tong District
  • Sound knowledge in FATCA and CRS reporting
  • Experience of leading a small team is a plus
  • Strong understanding in banking/ accounting/ tax compliance reporting
  • Sound knowledge in FATCA and CRS reporting
  • Experience of leading a small team is a plus
  • Strong understanding in banking/ accounting/ tax compliance reporting
This role is responsible for handling FATCA / CRS information reporting assignments of the section and understand information reporting requirement
This role is responsible for handling FATCA / CRS information reporting assignments of the section and understand information reporting requirement
subClassification: TaxationTaxation
classification: Accounting(Accounting)
23d ago
23d ago
Listed one day ago

Manager to FVP, Compliance (Investment and Insurance)

at China Construction Bank (Asia) Corporation Limited

This is a Full time job

Hong Kong SAR
  • Provide compliance advices and support in investment and insurance
  • Act as the Compliance Contact for business
  • Minimum 5-8 years of relevant compliance or audit experience
  • Provide compliance advices and support in investment and insurance
  • Act as the Compliance Contact for business
  • Minimum 5-8 years of relevant compliance or audit experience
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
Provide compliance advices in investment & insurance activities, including gap analysis on potential impact of regulatory trends of I&I Business
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed fifteen days ago

Manager, AML Advisory & Training

at Shanghai Commercial Bank Ltd

This is a Full time job

North Point, Eastern District
  • Provide advices to business/support units on day-to-day AML/CFT matters
  • Prepare and update the AML/CFT policies and procedures
  • Perform ML/TF risk assessments in relation to customer, country, product etc
  • Provide advices to business/support units on day-to-day AML/CFT matters
  • Prepare and update the AML/CFT policies and procedures
  • Perform ML/TF risk assessments in relation to customer, country, product etc
We offer competitive remuneration commensurate with candidate’s background.
We offer competitive remuneration commensurate with candidate’s background.
subClassification: Banking - Retail/BranchBanking - Retail/Branch
classification: Banking & Financial Services(Banking & Financial Services)
15d ago
15d ago
Listed three days ago

AVP, Sanction

at OCBC Bank (Hong Kong) Limited

This is a Full time job

Kai Tak, Kowloon City District
  • Sanction
  • Compliance
  • Sanction
  • Compliance
To excel in this role, you'll need to stay up-to-date with evolving sanctions regulations and emerging trends.
To excel in this role, you'll need to stay up-to-date with evolving sanctions regulations and emerging trends.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed one day ago

Compliance Manager (Investment & Insurance) [Ref: CMII-KF]

at Nanyang Commercial Bank, Limited

This is a Full time job

Central and Western District
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
Regulatory advice on Investment and Insurance. Review compliance issues with business units. Conducts regular compliance reviews.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed seventeen hours ago

Account Opening /KYC Client onboarding $25K - Securities Brokerage

at Asia Progress Executive Limited

This is a Full time job

Wan Chai District
  • Higher Diploma or above in Business, Finance OR related subjects
  • Min 2yr hands-on exp in KYC, AML OR client onboarding in Securities Brokerage
  • Detail-oriented and show good quality on document checking & data input
  • Higher Diploma or above in Business, Finance OR related subjects
  • Min 2yr hands-on exp in KYC, AML OR client onboarding in Securities Brokerage
  • Detail-oriented and show good quality on document checking & data input
Process account lifecycle: client onboarding, account maintenance & regular review; Thorough due diligence & checkings to comply with company KYC/AML
Process account lifecycle: client onboarding, account maintenance & regular review; Thorough due diligence & checkings to comply with company KYC/AML
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
17h ago
17h ago
Modify my search

Receive new jobs for this search by email

Return to search results
Modify my search

Select a job

Display details here