Securities and Futures Commission Banking & Financial Services Jobs

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Show 29 jobs at Securities and Futures Commission

Listed seven days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

7d ago

Listed seven days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

7d ago

Listed five hours ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

We are a global investment management firm located in Central
5 days work
Medical and dental benefits

5h ago

Listed seven days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

7d ago

Listed fourteen days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

14d ago

Listed twenty one hours ago

Vice President / Assistant Vice President, Investor Relations

at China Alpha Fund Management (HK) Limited

This is a Full time job

Central, Central and Western District

subClassification: Client Services

Client Services

classification: Banking & Financial Services

(Banking & Financial Services)

Hedge Fund
Investor Relations
Client Services

21h ago

Listed fourteen days ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/240202]

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

14d ago

Listed two days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

2d ago

Listed fourteen days ago

Senior Manager - Licensing (Fintech unit), Intermediaries

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

develop and enhance the SFC’s regulatory framework
virtual asset-related activities
leading a team in processing licensing application

14d ago

Listed fourteen days ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Detect & analyze possible misconduct relate to securities & futures market
Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
Recent university graduates of exceptional qualities will also be considered

14d ago

Listed fourteen days ago

Compliance Officer (Fresh graduate will also be considered)

at Compliance First Consulting Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

Working location:Central
5 days work
bank holidays

14d ago

Listed fifteen days ago

Head of Compliance

at Accumulus GBA Technology (Hongkong) Co.,Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

MIC
Compliance
AML

15d ago

Listed twenty days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240304]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

(Banking & Financial Services)

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

20d ago

Listed sixteen days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

at Gateway Private Markets (HK) Limited

This is a Full time job

North Point, Eastern District

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

(Banking & Financial Services)

Exposure to private market secondaries a US$100Bn market
Entrepreneurial firm with fast paced culture and accelerated career development
Collaborative and experienced team coming from global banks and investment firms

16d ago

Listed twenty days ago

Temp Manager (4-M Contract) - IS (Off-site monitoring, Global Institutions), INT

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

(Banking & Financial Services)

Monitor & review intermediaries’ business activity
7 years+ experience in financial services sector
familiar with trading operations in top tier ibank

20d ago

Listed twenty days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

20d ago

Listed twenty days ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection)...

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

20d ago

Listed twenty days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

20d ago

Listed twenty seven days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

27d ago

Listed twenty seven days ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/240202]

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

27d ago

Listed twenty seven days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

investigate misconduct committed by persons regulated by the SFC
prepare cases for criminal, civil or disciplinary proceedings
3yr+ experience in investigation, litigation, law enforcement,dispute resolution

27d ago

Listed four days ago

Senior Manager - Corporate Finance (Policy Team) [Ref.:SM/CF/PO/240223]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

4d ago

Listed fourteen days ago

Management Associate - Licensing, Intermediaries [Ref.:JDB/MA/LIC/INT/240412]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Handle licensing applications
Assist in developing policies and procedures
Interview applicants and licensees

14d ago

Listed one day ago

Manager (Wealth Management)

at Huaan Securities (Hong Kong) Financial Holding Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Account & Relationship Management

Account & Relationship Management

classification: Banking & Financial Services

(Banking & Financial Services)

SFC Type 1,2,4 & 5 with min 3 relevant exp
Business travel to Mainland
Basic Salary + Incentive + Double Pay

1d ago

Listed three days ago

Investment Analyst (Buy-side)

at ARTE Capital Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

(Banking & Financial Services)

3d ago

Listed fourteen days ago

Manager / Assistant Manager - Complaints Team, Corporate Affairs

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

have a university degree
5yrs+ solid experience in the financial services sector or related industries
have good analytical and problem-solving skills

14d ago

Listed two days ago

Product Specialist

at Fargo Wealth Group Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Fast-growing fintech platform
Medical insurance covering spouse & children
5-days work week, year-end discretionary bonus

2d ago

Listed eighteen days ago

Institutional Sales Director

at Private Advertiser

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

18d ago

Listed fourteen days ago

Contract Administrator (2-Year) - Finance (Translation Team), Corporate Affairs

at Securities and Futures Commission

This is a Contract/Temp job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Manage internal job logging system
Maintain Wordfast
Help in outsourcing and vendor management process

14d ago

Listed fourteen days ago

Senior Manager (Basel Capital and Risk Models Team) - Intermediaries Supervision

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Working knowledge of FRTB, SA-CCR
Exposure to regulatory policy setting
8 years’ practical experience in model risk manage

14d ago

Listed fourteen days ago

Manager - Licensing (Fintech unit), Intermediaries [Ref: MGR/FIN/LIC/INT/240426]

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Other

classification: Banking & Financial Services

(Banking & Financial Services)

Provide technical assistance licensing application
virtual asset trading platform
Handle corporate/individual licensing application

14d ago

Listed twenty days ago

Manager - Enforcement (Discipline - Intermediary Misconduct Team) [Ref.:...

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District

subClassification: Corporate Finance & Investment Banking

Corporate Finance & Investment Banking

classification: Banking & Financial Services

(Banking & Financial Services)

Providing strategic and legal advice
At least 3 years of solid experience
Familiarity with the securities and futures market

20d ago

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