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Listed seven days ago

Compliance Manager (Asset Management)

at AEM Asset Management Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Friendly and dynamic culture (Work-Life Balance)
  • Competitive compensation package commensurate with experience
  • Exposure to SFC fund launch process from the inside
  • Friendly and dynamic culture (Work-Life Balance)
  • Competitive compensation package commensurate with experience
  • Exposure to SFC fund launch process from the inside
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7d ago
7d ago
Listed seven days ago

Assistant Accountant - Asset Management

at Darmax Limited

This is a Full time job

Wan Chai District(Hybrid)
$20,000 – $25,000 per month
  • Fast-growing company with high potential in the family office space
  • Collegiate and friendly work environment
  • Broad responsibilities and many learning opportunities
  • Fast-growing company with high potential in the family office space
  • Collegiate and friendly work environment
  • Broad responsibilities and many learning opportunities
Join a SFC-licensed asset manager in the fast-growing family office sector as an Assistant Accountant and work alongside friendly colleagues.
Join a SFC-licensed asset manager in the fast-growing family office sector as an Assistant Accountant and work alongside friendly colleagues.
subClassification: Assistant AccountantsAssistant Accountants
classification: Accounting(Accounting)
7d ago
7d ago
Listed five days ago

Responsible Officer (Type 1, 2)

at Atta Securities Limited

This is a Full time job

Wan Chai District
$35,000 – $50,000 per month
Add expected salary to your profile for insights
Add expected salary to your profile for insights
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed twenty one minutes ago

Dealer

at MIB Securities (Hong Kong) Limited
Be an early applicant

This is a Full time job

Hong Kong Island
Execute clients’ orders for HK and overseas securities market as well as in futures trading
Execute clients’ orders for HK and overseas securities market as well as in futures trading
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
21m ago
21m ago
Listed twenty five days ago

Assistant Compliance Manager

at 皓衹資本管理有限公司
Urgently hiring

This is a Full time job

Wan Chai, Wan Chai District
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
We’re seeking someone: * Knowledgeable in compliance and regulatory standards * Proactive, detail-oriented, and confident working with stakeholders
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
25d ago•Expiring
25d ago•Expiring
Listed three days ago

Asset Management - VP/D（RO9）

at Far East Horizon Capital Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
A key role in investment management, product development, regulatory oversight, and business growth across both public and private market strategies.
A key role in investment management, product development, regulatory oversight, and business growth across both public and private market strategies.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed four days ago

Senior Customer Service Officer

at Huatai (Hong Kong) Futures Limited
Be an early applicant

This is a Full time job

Central and Western District
3year+ relevant experience in customer service Eligible for SFC RA Type 2 license registration
3year+ relevant experience in customer service Eligible for SFC RA Type 2 license registration
subClassification: Supervisors/Team LeadersSupervisors/Team Leaders
classification: Call Centre & Customer Service(Call Centre & Customer Service)
4d ago
4d ago
Listed four days ago

Responsible Officer (Type 1,4 & 9)

at The Core Securities Company Limited
Be an early applicant

This is a Full time job

Central, Central and Western District
Responsibilities Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities Must acquire new clients and asset...
Responsibilities Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities Must acquire new clients and asset...
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
4d ago
4d ago
Listed three days ago

(Senior) Treasury Officer (SFC Licensed Corp / Securities)

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Rapidly expanding Fintech company in HK, US and SG
  • Previous experience in the securities industry is a plus
  • Proficient in various bank products, interest rate policies and credit processes
  • Rapidly expanding Fintech company in HK, US and SG
  • Previous experience in the securities industry is a plus
  • Proficient in various bank products, interest rate policies and credit processes
We are an internet brokerage firm and currently seeking a motivated (Senior) Treasury Officer to join our team in HK
We are an internet brokerage firm and currently seeking a motivated (Senior) Treasury Officer to join our team in HK
subClassification: TreasuryTreasury
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed nineteen days ago

Compliance Manager

at ZH SECURITIES LIMITED

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Competitive package
  • Career prospective
  • Supportive and collaborative working environment
  • Competitive package
  • Career prospective
  • Supportive and collaborative working environment
Provide day-to-day compliance advisory on regulated activities including Type 1 ,2,4,6 and 9 regulated bunsinesses.
Provide day-to-day compliance advisory on regulated activities including Type 1 ,2,4,6 and 9 regulated bunsinesses.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
19d ago
19d ago
Listed twenty five days ago

Head of Compliance

at SmartHire by SEEK

This is a Full time job

Sheung Wan, Central and Western District
  • Bachelor’s degree or higher in Law, Finance, Accounting, or related fields
  • 4 to 7 years in compliance management within an SFC-licensed firm
  • Competitive Salary, Double Pay, Performance bonus, Health Insurance
  • Bachelor’s degree or higher in Law, Finance, Accounting, or related fields
  • 4 to 7 years in compliance management within an SFC-licensed firm
  • Competitive Salary, Double Pay, Performance bonus, Health Insurance
Our client 百仁思資產管理(香港)有限公司 is seeking a Head of Compliance to join their team!
Our client 百仁思資產管理(香港)有限公司 is seeking a Head of Compliance to join their team!
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
25d ago•Expiring
25d ago•Expiring
Listed five hours ago

SVP/Director, Compliance (IBD)

at Osmium Consulting Group Limited

This is a Full time job

Central and Western District
  • IBD Focus | SFC Licensed Firm
  • Compliance
  • Competitive Package with Bonus
  • IBD Focus | SFC Licensed Firm
  • Compliance
  • Competitive Package with Bonus
We are looking for a Compliance Director with IBD focus
We are looking for a Compliance Director with IBD focus
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5h ago
5h ago
Listed three days ago

Senior Dealer

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • CS & Dealing, Senior Dealer
  • Competitive Remuneration Package
  • Online Brokerage Firm/ Fintech Company
  • CS & Dealing, Senior Dealer
  • Competitive Remuneration Package
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: Stockbroking & TradingStockbroking & Trading
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed three days ago

Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
  • Online Brokerage Firm/ Fintech Company
  • Competitive Salary
  • Friendly Working Environment
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
Webull Securities Limited is licensed with SFC of Hong Kong for carrying out Type 1 License, Type 2 License and Type 4 License.
subClassification: Banking & Finance LawBanking & Finance Law
classification: Legal(Legal)
3d ago
3d ago
Listed seven hours ago

Senior Manager - Compliance / Head of Compliance

at Zircon Securities (HK) Limited

This is a Full time job

Ngau Tau Kok, Kwun Tong District
  • Exposure to virtual assets business
  • Degree + 5-8 years experience in securities industries
  • Solid experience in both Internet and/or traditional broker is preferred
  • Exposure to virtual assets business
  • Degree + 5-8 years experience in securities industries
  • Solid experience in both Internet and/or traditional broker is preferred
Lead compliance functions for a Type 1 2 4 5 9 licensed securities firm, ensuring full regulatory compliance while supporting new business initiatives
Lead compliance functions for a Type 1 2 4 5 9 licensed securities firm, ensuring full regulatory compliance while supporting new business initiatives
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7h ago
7h ago
Listed five days ago

Customer Service, Assistant Manager / Analyst (SFC licenses required)

at Ping An Digital Bank (International) Limited

This is a Full time job

Kwun Tong, Kwun Tong District
Handle inbound calls regarding banking and investment products, account services, and general inquiries etc
Handle inbound calls regarding banking and investment products, account services, and general inquiries etc
subClassification: AnalystsAnalysts
classification: Consulting & Strategy(Consulting & Strategy)
5d ago
5d ago
Listed twenty seven days ago

VP to Director, Channel Development, Asset Management (Retail/Institutional)

at China Merchants Securities International Company Limited

This is a Full time job

Central, Central and Western District
  • Proactively develop new business opportunities
  • Maintain strong relationships with institutional clients
  • experience in fund sales or BD at an asset management or buy-side firm
  • Proactively develop new business opportunities
  • Maintain strong relationships with institutional clients
  • experience in fund sales or BD at an asset management or buy-side firm
As a core member of BD team , you'll develop business opportunities, foster relationships with institutional clients, and deliver tailored solutions.
As a core member of BD team , you'll develop business opportunities, foster relationships with institutional clients, and deliver tailored solutions.
subClassification: Funds ManagementFunds Management
classification: Banking & Financial Services(Banking & Financial Services)
27d ago•Expiring
27d ago•Expiring
Listed seven days ago

Senior Associate, Compliance Department

at CITIC Futures International Company Limited

This is a Full time job

Admiralty, Central and Western District
  • Min 2 years' relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
  • Min 2 years' relevant working experience
  • Competitive package
  • Comprehensive medical plan covering dependents
Assist with license management and policy issuance management...
Assist with license management and policy issuance management...
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7d ago
7d ago
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