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Listed four days ago

Compliance Officer (SFC Type 1,4,9)

at Realord Asia Pacific Securities Limited

This is a Full time job

Central, Central and Western District
  • Compliance MIC & MLRO (Type 1,4,9)
  • Manage client regulatory and compliance policies
  • Immediate available is highly preferable
Responsible for Compliance affairs and acts as MIC & MLRO for SFC regulations Type 1,4,9
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
4d ago
Listed thirteen days ago

Customer Service Assistant/Officer (SFC Licenses Required)

at Awaken Thunder Capital Limited

This is a Full time job

Central and Western District
$18,000 – $25,000 per month
  • Working hour 9:00 am to 17:30 pm
  • Medical insurance
  • Performance bonus
This role is essential to maintaining our reputation for excellence in the stockbroking industry and supporting the success of our trading operations.
subClassification: Customer Service - Customer FacingCustomer Service - Customer Facing classification: Call Centre & Customer Service(Call Centre & Customer Service)
13d ago
Listed nine days ago

Responsible Officer (Type 1, 4)

at Cathay Securities (Hong Kong) Limited

This is a Full time job

Central, Central and Western District
  • 5 working days per week, double pay
  • Medical, Dental, Life insurance
  • Responsible Officer (Type 1)
Lead end-to-end deal flow and transaction execution across diverse asset classes, including equities, fixed-income and SN.
subClassification: Stockbroking & TradingStockbroking & Trading classification: Banking & Financial Services(Banking & Financial Services)
9d ago
Listed one day ago

Compliance Manager/Senior Manager - Big 4 Compliance Welcome

at Alexis Services Limited

This is a Full time job

Hong Kong Island
  • Influence regulatory governance and risk management
  • Competitive remuneration package
  • Bridge gap between business ops & reg requirements across asset classes
Ensure regulatory compliance, manage internal controls, and support senior management across multi-license financial operations.
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
1d ago
Listed seven days ago

Accounting Officer / Assistant (SFC Licensed Corp)

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District
  • Rapidly expanding Fintech company in HK, US and SG
  • Fund transfers, payment processing and banking activities
  • Handling fixed deposits, and foreign currency (FX) transactions
Reporting to the Finance Manager, you will be responsible for daily treasury operations
subClassification: Accounts Officers/ClerksAccounts Officers/Clerks classification: Accounting(Accounting)
7d ago
Listed four days ago

Compliance Executive

at First Shanghai Investments Ltd

This is a Full time job

Central and Western District
  • Min. 1 yrs of compliance experience in financial industry
  • 5 days work, double pay, medical & life insurance
  • Convenience location
Manages SFC Type 1, 4, 6, 9 and HKEX compliance, oversight of licensing, AML checking, internal policy drafting, staff training, and regulator liaison
subClassification: Compliance & RiskCompliance & Risk classification: Banking & Financial Services(Banking & Financial Services)
4d ago
Listed four days ago

Responsible Officer (SFC Type 9)

at Gary Cheng Securities Limited

This is a Full time job

Kwun Tong, Kwun Tong District
  • RO/Qualified for license 1, 4, & 9
  • Handle SFC enquiries & licensing matters
  • Well versed with regulatory requirements
We are looking for a senior leadership to lead our asset management company.
subClassification: Funds ManagementFunds Management classification: Banking & Financial Services(Banking & Financial Services)
4d ago
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