Securities and Futures Commission Full Time Jobs

This is a Full time job

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

Monitor & review intermediaries’ business activity
7 years+ experience in financial services sector
familiar with trading operations in top tier ibank

21d ago

Listed twenty one days ago

Assistant Manager - Investment Products [Ref: JDB/AM/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Minimum of three years of solid work experience
Experience in IPO or corporate finance
Good knowledge of the Listing Rules

21d ago

Listed twenty one days ago

Manager / Assistant Manager - Intermediaries Supervision (Inspection)...

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

policy setting and issuing codes and guidelines
analysing industry and firm-specific data
depicting industry trends

21d ago

Listed twenty one days ago

Manager - Investment Products [Ref: JDB/MGR/IP/240112]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Central, Central and Western District

Minimum of five years of solid work experience
Experience in IPO/corporate finance related work
Able to work under pressure and meet deadlines

21d ago

Listed twenty eight days ago

Secretary / Administrative Officer

at Diligent Capital Limited

This is a Full time job

subClassification: Administrative Assistants

Administrative Assistants

classification: Administration & Office Support

(Administration & Office Support)

5-day work week
Year-end bonus, medical insurance
On job training, Work at Central

28d ago

Listed twenty eight days ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/240202]

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

7 years+ in financial or operational risk control
Detailed knowledge of SFC rules and regulations
Trading experience, or working knowledge of trading strategies

28d ago

Listed twenty eight days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

investigate misconduct committed by persons regulated by the SFC
prepare cases for criminal, civil or disciplinary proceedings
3yr+ experience in investigation, litigation, law enforcement,dispute resolution

28d ago

Listed thirteen hours ago

Director - Enforcement (Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

detect and investigate suspected market misconduct
support resulting enforcement proceedings
exposure to securities and corporate law is highly desirable

13h ago

Listed thirteen hours ago

Senior Manager - Enforcement (Surveillance - Market Misconduct Team)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services

identifying and analysing trends, innovations and issues in the market place
develop analytical methods and models to uncover potential market abuse
A university degree in finance, accounting or finance related subjects

13h ago

Listed four days ago

Senior Manager - Corporate Finance (Policy Team) [Ref.:SM/CF/PO/240223]

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Reviewing listing applications under the Dual Filing regime
Making recommendations as to the exercise of the Commission’s powers
Solicitor or professional accountant with 10 years post-qualification experience

4d ago

Listed thirteen hours ago

Contract Manager (2-Yr) - Enforcement (Corporate Fraud & Corporate Misfeasance)

This is a Full time job

subClassification: Other

classification: Banking & Financial Services