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senior compliance officer
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Allworth Consultants Limited
Not Specified
4 hours ago
China Taiping Life Insurance (Hong Kong) Company Limited
  • Draft, advise and review company’s correspondence
  • Conduct compliance testing and reviews
  • Sound knowledge of legal and regulatory
Others - MacauSalary negotiable
10-Dec-18
Haitong International Securities Group Limited
  • Compliance experience in global markets
  • 3 years' relevant experience
  • With knowledge in FICC / cash equities business
07-Dec-18
China Tonghai International Financial Limited
  • Compliance-related exp. in Securities Industry
  • Post-Secondary Diploma or above
  • Familiar with 1, 2, 4, 6 and 9 regulations
07-Dec-18
Shenwan Hongyuan Securities (H.K.) Limited
  • Planning & implementation of compliance programs
  • Design and conduct compliance training
  • Independently / Lead a small team on daily issue
06-Dec-18
Job function: Banking / Finance > Others
Lippo Group
  • Risk management & compliance role
  • Prepare reports, coordinate & participate meetings
  • At least 1 year relevant experience
Central & Western AreaSalary negotiable
05-Dec-18
Industrial and Commercial Bank of China (Asia) Limited
  • Receive, deliver and follow-up group compliance
  • Coordinate with ICBC Head Office or subsidiaries
  • Handle administration tasks with the team
04-Dec-18
The Hong Kong Jockey Club
  • Develop compliance monitoring and control plans
  • Prepare compliance monitoring reports
  • Min. 5-year experience in compliance monitoring
04-Dec-18
Bank of China Group Insurance Company Limited
  • University graduate with 2-5 years relevant exp.
  • Familiar with regulatory environment
  • provide daily legal & compliance support
04-Dec-18
Pasha Recruitment Limited
  • Permanent and stable position in CBD area
  • Professional role in top tier legal firm
  • Range of job scope including AML, Conflicts & Risk
Not Specified
01-Dec-18
Haitong International Securities Group Limited
  • legal and compliance, business compliance
  • AML, control room, surveillance, regulatory advice
  • financial industry, securities, wealth management
30-Nov-18
Xuantie International Investment Co., Limited
  • To handle licensing matters
  • To perform compliance checking and review
  • To provide compliance solution and advice
Sheung WanSalary negotiable
16-Nov-18
Pasha Recruitment Limited
  • Permanent and stable position in CBD area
  • Professional role in top tier legal firm
  • Range of job scope including AML, Conflicts & Risk
Not Specified
14-Nov-18
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senior compliance officer