Senior compliance officer Jobs in Sheung Wan Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

7h ago

Listed six days ago

Senior Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

at Promise (Hong Kong) Co., Limited

Compliacne Legal
Financial, Finance
Bonus

6d ago

Listed two days ago

Senior Officer / Assistant Manager, Operation Compliance

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

Perform Transaction Monitoring and Name screening
Handle related investigation and file STR to JFIU
Assist in reporting to relevant authorities related to AML

2d ago

Listed ten days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Phillip Securities (HK) Ltd

Legal & Compliacne
Financial, Finance
Bonus

10d ago

Listed seven days ago

Audit and Compliance Officer / Senior Audit and Compliance Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Aden Financial Group Limited

Degree in accounting, law or related disciplines
Sound knowledge of SFO and AML compliance
Hybrid Work / Performance Bonus / Birthday Off

7d ago

Listed thirteen days ago

Assistant Manager/Senior Compliance officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at CN First International Futures Limited

13d ago

Listed ten hours ago

Compliance Officer (Securities Firm)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

Good prospects of career advancement
double pay and discretionary bonus
5 days work

10h ago

Listed seventeen days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

Legal & Compliacne
Financial, Finance
Bonus

17d ago

Listed fourteen days ago

(Senior) Compliance Officer - CSR (FG Welcome)

at Randstad Hong Kong Limited

This is a Full time job

Laboratory & Technical Services

$20k - $35k p.m.

subClassification: Laboratory & Technical Services

classification: Science & Technology

(Science & Technology)

Reputable MNC
20 days of AL and WFH policy
Clear career path - FG Welcome

14d ago

Listed seventeen days ago

Compliance Senior Officer / Manager - AML

at GIL (HK) Limited

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

3-5 years of relevant experience
Medical benefits, CPD and other cash allowances
Self-motivated, willing to learn

17d ago

Listed six days ago

Compliance Manager / Senior Compliance Manager

at Long Bridge HK Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Promise (Hong Kong) Co., Limited

General compliance
Review and revise compliance manuals
Experience in Securities firms (Type 1, 4, 9)

6d ago

Listed twenty one days ago

Senior Officer / Assistant Manager, Operation Compliance

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

Perform Transaction Monitoring and Name screening
Handle related investigation and file STR to JFIU
Assist in reporting to relevant authorities related to AML

21d ago

Listed twenty four days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

Legal & Compliacne
Financial, Finance
Bonus

24d ago

Listed seven days ago

AVP, Compliance (SFC Full Licesned Corp)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Admiralty Harbour Capital Limited

SFC Licensed Firm
Brokerage & Securities Business
Experience in US stocks

7d ago

Listed twenty seven days ago

Legal & Compliance Senior Officer/Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Compliance Consulting Limited

Boutique Investment Bank
Attractive Remuneration Package
Great Job Exposure and Company Culture

27d ago

Listed twenty seven days ago

Compliance Officer / Senior Compliance Officer, Regulatory Compliance

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at Futu Securities International (Hong Kong) Limited

SFC Regulatory Compliance
Financial Services exposure
Excellent career development

27d ago

Listed twenty nine days ago

Senior Business Compliance Officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Fintech
Double Pay
Five-Day Work Week

29d ago

Listed seventeen days ago

Compliance Officer

at TSE'S Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Accumulus GBA Technology (Hongkong) Co.,Limited

17d ago

Listed fourteen days ago

Compliance Director（MIC）

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oscar and Partners Capital Limited

MIC
compliance
crypto

14d ago

Listed six days ago

Compliance Officer, Type 9 Asset Management Licensed Corporation

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at ComplianceOne Consulting Limited

6d ago

Listed ten hours ago

Associate Compliance Consultant (MSO)

This is a Full time job

Management & Change Consulting

$22,000 – $32,000 per month

subClassification: Management & Change Consulting

classification: Consulting & Strategy

(Consulting & Strategy)

- Good Benefit
- Opportunity to join the best team in Hong Kong
- Strive for success

10h ago

Listed six days ago

Senior Analyst Programmer/ System Analyst (FinTech/Banking- Web/Mobile App)

at Infinite Financial Solutions Limited

This is a Full time job

(Information & Communication Technology)

subClassification: Developers/Programmers

Developers/Programmers

classification: Information & Communication Technology

Assisting Software & Application Project Management
Java and Web / Mobile application development
5-day work, Dental & Medical, B-Day Leave, Friendly & Flexi Working Environment

6d ago

Listed six days ago

Analyst Programmer / Programmer (FinTech/Banking - Mobile / Web Application)

at Infinite Financial Solutions Limited

This is a Full time job

(Information & Communication Technology)

subClassification: Developers/Programmers

Developers/Programmers

classification: Information & Communication Technology

Exp. in Mobile (iOS / Android ) / Web (Java) applications development
Welcome Fresh Graduate
5-day work, Dental, Body check-up, Birthday leave, Free Snack & Coffee

6d ago

Listed fourteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

14d ago

Listed twenty seven days ago

Compliance Officer

at 西京投資管理有限公司

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at The Core Securities Company Limited

Compliance Officer
Compliance
Officer

27d ago

Listed twenty nine days ago

Compliance Officer (Securities, Trust and Company Secretarial Services)

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

Ensures company is in compliance with regulations
Provide guidance on matters relating to compliance
Familiar with local laws and SFC rules

29d ago

Listed twenty seven days ago

Manager - IT Project Management (Private Banking)

at Captar Partners Limited

This is a Full time job

Programme & Project Management

subClassification: Programme & Project Management

classification: Information & Communication Technology

(Information & Communication Technology)

Private Bankning Solution and Wealth Management System
Holder of PMP or PMI or Agile cert preferred
Degree or above with major in Information Technology, Computer Science

27d ago

Listed twenty three days ago

Assistant Compliance Manager

at VCREDIT Finance Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China Innovation Investment Limited

Comprehensive exposure in compliance field
Growth opportunities on well rounded development
Dynamic & fast-paced yet financially stable environment

23d ago

Listed twenty two days ago

Managerial Position（CPA preferred）管理岗位（CPA優先）

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

22d ago

Listed twenty seven days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

Knowledge in insurance risk, finance risk, sustainability risk is preferred
10-14 years' experience in Risk is necessary
Insurance background is mandatory

27d ago

Listed ten days ago

Chief Operating Officer (Multi-Family Office)

at Captar Partners Limited

This is a Full time job

Banking - Corporate & Institutional

HKD 1200000 - 1800000 per annum

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Phillip Securities (HK) Ltd

Leading Multi-Family Office
Great Working Culture
Great Remuneration Package

10d ago

Listed ten days ago

Compliance Officer (With Legal Background)

This is a Full time job

subClassification: Generalists - In-house

classification: Legal