Investment compliance Funds Management, Compliance &amp; Risk Jobs

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Get this job & get HKD2,000 from Jobsdb!
Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

1d ago

Listed four days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at JH Partners (Asia) Company Limited

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

4d ago

Listed one day ago

Asset Mangement - Compliance VP/SVP

This is a Full time job

$55,000 – $65,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

1d ago

Listed one day ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Michael Page International (HK) Ltd

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

1d ago

Listed twelve days ago

Compliance Associate - Global Investment Bank

This is a Full time job

$30k - $40k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Essence International Financial Holdings Limited

US Headquartered
Central Compliance Function
Open to Graduate Trainees from Investment Banks

12d ago

Listed six days ago

Compliance Post for Asset Management

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

At least 7 years’ relevant experience
Support regulatory compliance of authorized fund
Knowledge of Asset Management business and products

6d ago

Listed six hours ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

This is a Full time job

Hong Kong Island

subClassification: Compliance & Risk

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

6h ago

Listed twenty three days ago

compliance manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at TeamPlus Consulting Limited

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

23d ago

Listed eight days ago

Compliance Manager in Asset Management Firm

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Attractive remuneration
3- 5 yrs of asset management experience
Fast growing financial group

8d ago

Listed twenty three hours ago

Compliance Manager (Insurance Company)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Insurance Compliance
Life Insurance Business
Attractive Package

23h ago

Listed five days ago

Compliance Manager (OTC derivatives and structured products)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

5d ago

Listed twenty five days ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds Management

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

Custody Services
Fund Accountant
Fund Management

25d ago

Listed six days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

6d ago

Listed two days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

2d ago

Listed nine days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank Consortium Trust Co. Ltd.

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

9d ago

Listed five days ago

Associate - Fund Services (Fund Accounting & Valuation) (BCT-FS21)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

U grad in Accounting (fresh graduates will also be considered)
Prepare accounting entries and fee schedules for pension schemes and funds
Prepare valuation reports and calculate the net asset value per unit for funds

5d ago

Listed fifteen days ago

Compliance Manager / AVP, Asset Management

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Support business advisory services
Good understanding in regulatory requirements
Solid knowledge in financial products

15d ago

Listed eight days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Polaris Consultancy Limited

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

8d ago

Listed twenty five days ago

Senior Manager/Manager (FCC, Risk Management, Compliance, Investment)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

operational risk management, investment analysis
investment fund management market analysis
Compliance, Company Secretary, Quality Assurance

25d ago

Listed twenty six days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$35,000 – $45,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

An international and mixed team setting with a harmonious culture
Supportive team members
A growth-oriented environment that recognizes and rewards proactive efforts

26d ago

Listed fourteen days ago

Compliance Assurance AVP, Corporate Bank

at All -Star Agency Limited

This is a Full time job

$45,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Minimum 6 years of compliance or banking audit experience is required
Big 4 candidates are welcomed
Appealing package

14d ago

Listed sixteen days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

16d ago

Listed nineteen days ago

Compliance Manager

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Leading domestic bank
Dynamic working environment
Leading bank in innovation

19d ago

Listed nineteen days ago

Compliance – Securities

at Talentquest HR Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Fast Growth Securities
Compliance
SFC Type 1, 4, 9

19d ago

Listed fifteen days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

15d ago

Listed eighteen days ago

Compliance Manager

at Regal Executives Limited

This is a Full time job

$40,000 – $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Quarry Bay, Eastern District

18d ago

Listed eighteen days ago

Market Conduct Compliance, Consultant (Manager Level)

at AIA Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Assist in the Market Conduct Committee, Appeal Board & Preparing Reports
Support Sales Compliance Detection & Monitoring Programs e.g. Data Analytics
Min 5-yr Relevant Experience with Exposure in Investigation & Data Analytics

18d ago

Listed twenty two days ago

Compliance Advisory Manager, Wealth and Personal Banking (Securities)

at Hang Seng Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Leading domestic bank
Dynamic working environment
Leading bank in innovation

22d ago

Listed twenty days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

20d ago

Listed twenty three days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at SinoPac Asset Management (Asia) Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

23d ago

Listed twenty days ago

LEGAL & COMPLIANCE MANAGER

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Legal & Compliance
5 Day works
5y+ experience

20d ago

Listed twenty seven days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services