Responsible officer Jobs

Skip to content

Refine by location

Read More

Related searches

responsible jobs

personal assistant jobs

compliance jobs

dealing manager jobs

settlement jobs

Listed one day ago

Responsible Officer (Type 1,3,4 & 9)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and update the operations procedure
Participate in investment products launch
Conduct investment research and analysis

1d ago

Listed fourteen hours ago

Head of Hong Kong Licensed Responsible Officer (RO)

at HK Qirui International Technology Limited

This is a Full time job

Central, Central and Western District

$30,000 – $44,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Fluent in English and Chinese.
Solid experience in the Chinese market,adaptive to business travel.

14h ago

Listed twenty one hours ago

Responsible Officer Type 9, VA Management

at Cathaysia Securities Limited

This is a Full time job

Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Financial Industry, SFC licensed, Fund Management, Asset Management
Degree or above , 6 years+ Relevant Experience, Virtual Assets Management
Dynamic working environment, Excellent career development

21h ago

Be an early applicant

Listed one day ago

Type 1,4 & 9 Responsible Officer

at Parksong Mining and Resource Recycling Limited

This is a Full time job

Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible for strategies development, supervisory and implement
Formulate, review, and update the operational policies and procedures

1d ago

Listed two days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

at China Merchants Bank Co., Ltd., Hong Kong Branch

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed two days ago

Head of Insurance Product/Responsible Officer - HKD 60k-80k + Bonus

at David James Recruitment China Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$60,000 – $80,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed fifteen hours ago

Manager, Dealing Department (Futures Team – Shift Duties)

at Fulbright Securities Limited

This is a Full time job

Kowloon Bay, Kwun Tong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

15h ago

Be an early applicant

Listed seven days ago

Responsible Officer

at Futu Securities International (Hong Kong) Limited

This is a Full time job

Hong Kong Island

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Responsible Officer
Fintech
Victual Asset

7d ago

Listed fourteen hours ago

Dealer (SFC type 1,4,9) [Retail Bank Perm Job]

at Conners Consulting Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Handle daily trade execution (eg. Equity, Fund etc.)
SFC type 1,4,9 holder
At least 3 years investment advisory or investment related experience

14h ago

Listed seven days ago

Research Analyst & Settlement Clerk& Dealing Officer & Responsible Officer

at KCG Securities Asia Limited

This is a Full time job

Central and Western District

$20,000 – $30,000 per month

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Banking
Financial Services
Settlements

7d ago

Listed fourteen hours ago

Settlements Executive

at iFAST Financial (HK) Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Fintech platform (Funds, stocks, bonds)
Exposure in margin financing, corporation actions
21 days AL, performance share plan

14h ago

Listed sixteen hours ago

Dealing Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

16h ago

Be an early applicant

Listed eight days ago

Responsible Officer 負責人員 (Type 1、4、9) (Full time/Flextime)

at Victoria Harbour International Financial Holdings Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed four days ago

Settlement Officer/Senior Settlement Officer

at Ping An of China Securities (Hong Kong) Co Ltd

This is a Full time job

Central, Central and Western District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Settlement
CCASS
Good working culture

4d ago

Listed three days ago

RO/Manager – Asset Management

at Founder Securities (Hong Kong) Financial Holdings Limited

This is a Full time job

Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Medical Insurance
Annual Leave

3d ago

Listed fifteen hours ago

财富管理 - 产品管理联席董事/高级经理

at CGS International Holdings Limited

This is a Full time job

Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

持有特许金融分析师（CFA）、注册会计师（CAIA）、注册投资分析师（CIIA）或其他投资相关专业资格证书者优先考虑
7-10年投资产品开发和/或尽职调查
持有从事第 1 类和第 4 类受监管活动的执照

15h ago

Be an early applicant

Listed nine days ago

Deputy Chief Executive Officer

at New China Asset Management (Hong Kong) Limited

This is a Full time job

Central, Central and Western District

subClassification: CEOCEO

classification: CEO & General Management(CEO & General Management)

Strong track record in domestic or overseas asset management
Excellent communication, interpersonal, and leadership skills
attractive fringe benefits

9d ago

Listed two days ago

Trading Operations Officer

at Victory Securities Company Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 1-2 years dealing experience
Holder of SFC RA1 is a must
Detail-oriented and good team player

2d ago

Listed ten days ago

Responsible Officer (Type 1,4,9), Billion-dollar Hedge Fund

at Beehire Personnel Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

SFC type 1, 4, 9
Fund & Portfolio Management
20 Days AL

10d ago

Listed eighteen days ago

Responsible Officer (Type 3)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Act as Responsible Officer for SFC Type 3 regulated activities
Follow company direction and service existing clients
Formulate, review and update the operations procedures

18d ago

Be an early applicant

Listed seven days ago

Manager, Business Excellence (Responsible Officer)

at AXA Hong Kong

This is a Full time job

Quarry Bay, Eastern District

subClassification: Risk ConsultingRisk Consulting

classification: Insurance & Superannuation(Insurance & Superannuation)

7d ago

Be an early applicant

Listed seven days ago

基金产品高级经理 (证监会第4,9类持牌人) – Senior Fund Associate (Holder of SFC type 4, 9)

at Fortune Asset Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

5-day work week 每周5天工作制
SFC license in type 4, 9 is preferred拥有证监会第4,9类持牌人身份者优先
Less than 5 yrs asset management exp. will also be considered 少于 5 年的资产管理经验也会考虑

7d ago

Listed ten days ago

Type 4 & 9 Responsible Officer

at Youxfort Holdings Group Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

10d ago

Listed three days ago

Client Services Officer

at GOLDHORSE SECURITIES LIMITED

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed fourteen hours ago

Fixed Income Specialist (Market Maker)

at iFAST Financial (HK) Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

fixed income
stocks dealing
market making

14h ago

Be an early applicant

Listed eleven days ago

Public Fund Responsible Officer (RO9)

at Sinohope Technology Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

11d ago

Listed twenty one days ago

Responsible Officer Assistant (SFC Type 1,4,9)

at INDEX HK LIMITED

This is a Full time job

Wan Chai District

$20,000 – $25,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Medical insurance
Performance bonus
Teambuilding Activity

21d ago

Listed twenty two hours ago

Safety Officer

at G&M Engineering Co Ltd

This is a Full time job

Kwai Fong, Kwai Tsing District

subClassification: Health, Safety & EnvironmentHealth, Safety & Environment

classification: Construction(Construction)

Double Pay
Medical Benefits
Discretionary Bonus

22h ago

Be an early applicant

Listed one day ago

* Head of Securities Operations, Director *

at Eddid Securities & Futures Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

friendly working environment, pleasant office, medical and dental coverages

1d ago

Listed ten days ago

Portfolio Manager, RO (Type 4 and 9), Deputy Head of Asset Management

at China Securities (International) Finance Holding Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Portfolio Manager
Deputy Head of Asset Management
Responsible Officer (Type 4 and 9)

10d ago

Listed one day ago

Senior Vice President/ Vice President – Business Development

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/VP - Business Development
Competitive Remuneration Package

1d ago

Listed three days ago

Settlement Officer

at Kam Luen Securities Limited

This is a Full time job

Wan Chai District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Receive new jobs for this search by email

Select a job

Display details here