Investment compliance Engineering, Funds Management, Compliance &amp; Risk Jobs

classification: Banking & Financial Services

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

7h ago

Be an early applicant

Listed six days ago

Vice President / Assistant Vice President, Compliance

at Jobsdb - SmartHire

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Get this job & get HKD2,000 from Jobsdb!
Annual Leave 15-16 days, 5 days work week
University degree in Law, Finance or related disciplines

6d ago

Listed five days ago

Investment Compliance Manager, Private Banking

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Min. 5 years of investment compliance experience in private banking industry
Familiar with banking operations & knowledge of investment products
Strong knowledge of regulatory requirements

5d ago

Listed five days ago

Manager/AVP – Investment & Insurance Compliance

at Chong Hing Bank Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at CMBC Capital Holdings Limited

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

5d ago

Listed three days ago

Compliance manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

3d ago

Listed seventeen days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Yue Xiu Securities Holdings Limited

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

17d ago

Listed six hours ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Guotai Junan International Holdings Limited

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

6h ago

Listed three days ago

Compliance Manager (OTC derivatives and structured products)

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

3d ago

Listed ten days ago

Junior Compliance Specialist in a leading Fund Platform [20-25k][20240524A]

at 悖論管理有限公司

This is a Full time job

$20,000 – $25,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Industrial and Commercial Bank of China (Asia) Limited

10d ago

Listed eleven days ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at Oriental Patron Financial Services Group Ltd.

Custody Services
Fund Accountant
Fund Management

11d ago

Listed six days ago

Compliance Specialist

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bank of China (Hong Kong) Limited

6d ago

Listed three days ago

(Senior) Business Compliance Manager - Corporate Business Compliance Division

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services

at JH Partners (Asia) Company Limited

3d ago

Be an early applicant

Listed thirteen days ago

Asset Mangement - Compliance VP/SVP

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Gravitas Recruitment Group (Hong Kong) Limited

13d ago

Listed ten days ago

Hedge Fund - Compliance Associate

This is a Full time job

$20k - $25k p.m.

subClassification: Compliance & Risk

classification: Banking & Financial Services

at China CITIC Bank International Limited

10d ago

Listed fourteen days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & Risk

classification: Banking & Financial Services

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

14d ago

Listed twelve days ago

Compliance Manager (Leading Securities, MIC)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Eddid Financial Holdings Limited

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

12d ago

Listed eleven days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Manpower Services (Hong Kong) Limited

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

11d ago

Listed fourteen days ago

Senior Compliance Manager (I&I) in banking industry

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Essence International Financial Holdings Limited

Investment & Insurance
Liaise with regulators (HKMA, SFC, IA)
6-8 years experience

14d ago

Listed eighteen days ago

Compliance Post for Asset Management

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

At least 7 years’ relevant experience
Support regulatory compliance of authorized fund
Knowledge of Asset Management business and products

18d ago

Listed twelve days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at DBS Bank (Hong Kong) Limited

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

12d ago

Listed twelve days ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

This is a Full time job

Hong Kong Island

subClassification: Compliance & Risk

classification: Banking & Financial Services

at TeamPlus Consulting Limited

12d ago

Listed twenty days ago

Compliance Manager in Asset Management Firm

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Attractive remuneration
3- 5 yrs of asset management experience
Fast growing financial group

20d ago

Listed thirteen days ago

Compliance Manager (Insurance Company)

at Be Myjob Company Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Nice Talent Asset Management Limited

Insurance Compliance
Life Insurance Business
Attractive Package

13d ago

Listed twelve days ago

Intern (Compliance & Operations)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

5 Days Work

12d ago

Listed twenty one days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

21d ago

Listed twenty seven days ago

Compliance Manager / AVP, Asset Management

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Support business advisory services
Good understanding in regulatory requirements
Solid knowledge in financial products

27d ago

Listed twenty one days ago

Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Online Brokerage Firm/ Fintech Company
Vice President, Legal and Compliance
Competitive Remuneration Package

21d ago

Listed twenty six days ago

Compliance Assurance AVP, Corporate Bank

at All -Star Agency Limited

This is a Full time job

$45,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Minimum 6 years of compliance or banking audit experience is required
Big 4 candidates are welcomed
Appealing package

26d ago

Be an early applicant

Listed twenty eight days ago

Compliance Manager (MNC brokerage)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

28d ago

Be an early applicant

Listed twenty seven days ago

Senior Manager, Compliance

at China Everbright Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oriental Patron Financial Services Group Ltd.

Handline Compliance matters for Private Equity and Asset Management
Familiar with Securities and Futures Ordinance
Bachelor’s Degree or above

27d ago

Be an early applicant

Listed more than thirty days ago

Compliance Manager

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

30d+ ago

Be an early applicant

Listed more than thirty days ago

VP - Compliance 2nd Level Control, Asia Pacific

at Societe Generale

This is a Full time job

Hong Kong

subClassification: Compliance & Risk

classification: Banking & Financial Services