Investment compliance Retail &amp; Consumer Products, Funds Management, Compliance &amp; Risk Jobs

$40,000 – $60,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5-day work
Fluent Mandarin is an advantage
attractive fringe benefits

4d ago

Listed five days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

at Gravitas Recruitment Group (Hong Kong) Limited

$27,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

An international fund manager with strong presense in Asia Pacific
Supportive team members and promising career path
A growth-oriented environment that recognizes and rewards proactive efforts

5d ago

Listed three days ago

Compliance Associate / Senior Associate - Securities Firm

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

$30k - $50k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed fourteen days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

14d ago

Listed six days ago

Compliance Manager / AVP, Asset Management

at Industrial Bank Co., Ltd.

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Support business advisory services
Good understanding in regulatory requirements
Solid knowledge in financial products

6d ago

Listed three days ago

Asst. / Vice President / Associate / Senior Analyst, Compliance

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

3d ago

Listed four days ago

AVP, Compliance (Securities)

at Be Myjob Company Limited

This is a Full time job

Hong Kong Island

$45,000 – $60,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

SFC/ HKEX requirements
Asset Management
Compliance

4d ago

Listed nineteen days ago

Investment Compliance Manager, Private Banking

at Industrial Bank Co., Ltd.

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Min. 5 years of investment compliance experience in private banking industry
Familiar with banking operations & knowledge of investment products
Strong knowledge of regulatory requirements

19d ago

Listed nineteen days ago

Manager/AVP – Investment & Insurance Compliance

at Chong Hing Bank Ltd

This is a Full time job

at Industrial and Commercial Bank of China (Asia) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

I&I Compliance Advisory
Policy, Procedural Manuals and Projects
Conversant with relevant ordinance & HKMA SPM

19d ago

Listed twenty five days ago

Officer to Assistant Manager, Fund Accountant, Custody Services Department

This is a Full time job

Ngau Tau Kok, Kwun Tong District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Custody Services
Fund Accountant
Fund Management

25d ago

Expiring soon

Listed four days ago

SVP, Compliance Independent Assessment Officer

at Citibank (Hong Kong) Limited

This is a Full time job

at Citibank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Be an early applicant

Listed six days ago

AVP, Compliance Testing Officer, Markets

This is a Full time job

at CMBC Capital Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

6d ago

Listed seventeen days ago

Compliance manager

This is a Full time job

at Sofi Securities (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities
3-8 years of relevant working experience
Advise business on compliance issues

17d ago

Listed twelve days ago

Associate, Risk and Compliance

This is a Full time job

at China CITIC Bank International Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2+ years of relevant working experience
20 days of Annual Leave
Semi-Annual Bonus

12d ago

Listed twenty eight days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

Quarry Bay, Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

28d ago

Expiring soon

Listed fourteen days ago

Senior Associate/ Vice President - Compliance and Legal Affairs Department

at Yue Xiu Securities Holdings Limited

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist different lines of businesses on various compliance issues
Ability to work well with various business
At least 3 years of relevant experience in asset management compliance

14d ago

Listed thirteen days ago

Compliance Manager, Securities Business Department

at Industrial and Commercial Bank of China (Asia) Limited

This is a Full time job

at ICBC Asset Management (Global) Company Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Disseminate laws and regulations
Handle compliance-related requests
Holder of HKSI Paper: 1, 7 and 8 is preferable

13d ago

Listed twelve days ago

Legal and Compliance Manager

This is a Full time job

at Guotai Junan International Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Top-tier Chinese asset management firm
With at least 3 years of experience in Audit, Compliance or Control functions
Fair knowledge of compliance, AML and local regulations

12d ago

Listed seventeen days ago

Compliance Manager (OTC derivatives and structured products)

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Strong Employee Benefits Package
Opportunities for Advancement
Emphasis on Work-Life Balance

17d ago

Listed twenty four days ago

Junior Compliance Specialist in a leading Fund Platform [20-25k][20240524A]

at 悖論管理有限公司

This is a Full time job

at Oriental Patron Financial Services Group Ltd.

$20,000 – $25,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

24d ago

Expiring soon

Listed twenty days ago

Compliance Specialist

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

20d ago

Listed twenty seven days ago

Asset Mangement - Compliance VP/SVP

at JH Partners (Asia) Company Limited

This is a Full time job

at Gravitas Recruitment Group (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

27d ago

Expiring soon

Listed twenty four days ago

Hedge Fund - Compliance Associate

This is a Full time job

$20k - $25k p.m.

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

24d ago

Expiring soon

Listed twenty six days ago

Compliance Manager (Leading Securities, MIC)

at Links international

This is a Full time job

at Eddid Financial Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

PRC Leading Securities
Compliance MIC
Type 1,4,6,9

26d ago

Expiring soon

Listed twenty five days ago

Vice President / Assistant Vice President, Compliance

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

25d ago

Listed twenty six days ago

Compliance Manager (MNC brokerage)

at Links international

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

MNC Brokerage
Compliance MIC
Type 1,2,4 ,9

26d ago

Expiring soon

Listed twenty six days ago

AVP / Senior Associate, Compliance & Controls Officer, Equity Capital Markets

This is a Full time job

Hong Kong Island

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

26d ago

Expiring soon

Listed twenty seven days ago

Compliance Manager (Insurance Company)

at Be Myjob Company Limited

This is a Full time job

at Nice Talent Asset Management Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Insurance Compliance
Life Insurance Business
Attractive Package

27d ago

Expiring soon

Listed twenty six days ago

Intern (Compliance & Operations)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

5 Days Work

26d ago

Expiring soon

Listed more than thirty days ago

Assistant Compliance Manager (CMIJD-0313-ACMCMHK)

at China Mobile International Limited

This is a Full time job

Kwai Hing, Kwai Tsing District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Create a Compliance Assessment/Evaluation system
formulate compliance risk preventive measures
conduct Compliance trainings

30d+ ago

Be an early applicant

Listed eighteen hours ago

Internal Auditor - a Top-tier PRC Asset Manager

at Cornerstone Global Partners

This is a Full time job

at Bank of Communications Trustee Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

a Top-tier PRC asset manager
Attractive salary package
Good career path and work environment

18h ago

Listed five days ago

Senior Officer/ Officer, Accounting and Valuation

This is a Full time job