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Listed three days ago

IBD Director / Executive Director (Sponsor Principal)

at Hercules Search Consultation Company

This is a Full time job

Central and Western District
$1,105,000 – $1,625,000 per year
subClassification: Corporate Finance & Investment Banking
Corporate Finance & Investment Banking
classification: Banking & Financial Services
(Banking & Financial Services)
  • IBD Director/Executive Director, IPO Execution, SOE Investment Bank / Fund House
  • SFC type 6 sponsor principal, initial public offering, corporate finance
  • Eligible holder of RO & Principal licenses registered under SFC (Type 6).
3d ago
Listed nineteen days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • investigate misconduct committed by persons regulated by the SFC
  • prepare cases for criminal, civil or disciplinary proceedings
  • 3yr+ experience in investigation, litigation, law enforcement,dispute resolution
19d ago
Listed nineteen days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • conduct fund tracing analysis for investigation into possible market misconduct
  • conducting search operations on the premises relating to the suspects
  • 12yrs+ experience and tangible interest in SFC investigation & enforcement work
19d ago
Listed thirteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

Admiralty, Central and Western District
subClassification: Compliance & Risk
Compliance & Risk
classification: Banking & Financial Services
(Banking & Financial Services)
  • Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
  • Minimum 2 years' of financial services Risk and Compliance experience
  • Professional qualifications, e.g. FRM/CFA, would be an advantage
13d ago
Listed fourteen days ago

Risk Control / Internal Control, Private Bank - Wealth Management/Private Bank

at Asia Progress Executive Limited

This is a Full time job

Central and Western District
subClassification: Compliance & Risk
Compliance & Risk
classification: Banking & Financial Services
(Banking & Financial Services)
  • Degree in Finance / Business Administration
  • 2-3yr Credit risk control in Private bank relevant exp with a multinational bank
  • Familiar risk control &its activities & all aspects of risk control, margin call
14d ago
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