Practise Full Time Stockbroking &amp; Trading, Banking - Business, Compliance &amp; Risk Jobs

at David James Recruitment China Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop and maintain Enterprise Risk Management tools, practices, and policies
University degree, with major in auditing, accounting, risk management or risk
3 to 5 years of financial institution or big 4 audit experience

14d ago

Listed twelve days ago

CDD Officer – Prestige Global Legal Practice – HK$20k – 30k

This is a Full time job

Hong Kong Island

$20,000 – $30,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

2+ year experience in AML or CDD
Global Legal Practice with competitive salary package
Detailed oriented and excellent analytical skill

12d ago

Listed three hours ago

Assistant Vice President/ Vice President, Operational Risk Management

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

As 2nd line of defense for operational risk mgt
Min 5 years relevant experience in FI
Experience in Operational Risk Mgt in bank

3h ago

Be an early applicant

Listed two hours ago

Vice President, Compliance Advisory

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Compliance Advisory
Sound knowledge in wealth management products
Significant exposure in wealth management & investment compliance

2h ago

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Listed three hours ago

Vice President, Operational Risk Management (Outsourcing Governance)

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assist to establish and review outsourcing management mechanism
Be responsible for execution of outsourcing risk framework
Min. 8 years bank exp. with min. 3 years operational risk mgt/ outsourcing mgt

3h ago

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Listed four days ago

Senior Associate, Technology Risk Management, Technology & Operations

This is a Full time job

Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Be an early applicant

Listed four days ago

AVP, Team Lead, Customer Services of Premier Service Unit, Trade Services Operat

at DBS Bank (Hong Kong) Limited

This is a Full time job

Kwun Tong District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Be an early applicant

Listed four hours ago

Chief Risk Officer, Banking (prefers with strong credit risk management)

at Alexis Services Limited

This is a Full time job

Eastern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Oversee the credit, operational & market risk
Formulate the Company’s risk policies
Provide testing & oversight on business strategy

4h ago

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Listed three hours ago

Assistant General Manager, Enterprise Risk Management

This is a Full time job

at Tiger Fintech Hong Kong Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Enterprise, climate and strategic risk management
Review the Risk Appetite Statement (“RAS”)
Experience in enterprise risk and ICAAP etc.

3h ago

Be an early applicant

Listed one hour ago

Manager/ Assistant Manager – AML/CFT (crypto exchange)

This is a Full time job

Central and Western District

$30,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

1h ago

Listed six days ago

Senior Market Risk Manager

at Standard Chartered Bank

This is a Full time job

Kwun Tong, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Hybrid work arrangement
Medical benefits
opportunity to work in Global market

6d ago

Listed twenty six days ago

VP, Business Continuity Management, RMD

at BOC International Holdings Ltd

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

26d ago

Listed four days ago

Liquidity Risk Management Professional

at China Construction Bank (Asia) Corporation Limited

This is a Full time job

Kowloon Bay, Kwun Tong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed five days ago

Legal and Compliance Manager

at ICBC Asset Management (Global) Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Top-tier Chinese asset management firm
With at least 3 years of experience in Audit, Compliance or Control functions
Fair knowledge of compliance, AML and local regulations

5d ago

Listed twenty five days ago

Manager / Assistant Compliance Manager (focusing on Insurance businesses)

at O-Bank Co., Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Provide advice and guidance to the prospective insurance businesses
Conduct gap analysis and review new product & service proposals
Stable working environment/ Work-life balance

25d ago

Listed one hour ago

Risk Management Officer

at Menzies CNAC Aviation Services Limited

This is a Full time job

Airport Area, Islands District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Risk Management and Sustainability
Bachelor degree
Fresh graduated are also welcome

1h ago

Be an early applicant

Listed four hours ago

Officer/Associate Manager, Financial Crime Risk Management (FCC)

at ZA Bank Limited

This is a Full time job

Cyberport, Southern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Strong background in AML/CFT regulations
Experience in transaction monitoring and fraud investigations
Leading Virtual Bank in Hong Kong

4h ago

Listed ten days ago

(Assistant) Sanctions Compliance Manager

at Bank of China (Hong Kong) Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Assisting in issuing sanctions advice
Being privy to the latest sanctions regulatory expectations
Co-ordinating the implementation the Group's Regional Sanctions Standard

10d ago

Listed twenty one days ago

Associate Vice President, Enterprise Risk Management (Assistant Manager Level)

at United Asia Finance Limited

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Develop and maintain Enterprise Risk Management tools, practices, and policies
University degree, with major in auditing, accounting, risk management or risk
3 to 5 years of financial institution or big 4 audit experience

21d ago

Listed twenty two days ago

AVP, Business Operational Risk (Investment Products focus)

This is a Full time job

at RaffAello Securities (HK) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk related to investment products
Formulate/ execute periodic and ad hoc internal control assurance plans
Review Risk and Control Self-Assessment (RCSA) to identify key risks

22d ago

Listed eleven days ago

Responsible Office Type 1

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

11d ago

Listed twenty one days ago

Risk and Dispute Resolution Assistant

at The Payment Cards Group Limited

This is a Full time job

San Po Kong, Wong Tai Sin District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Collaborative and Supportive Work Environment
Professional Growth Opportunities
Exposure to Industry Best Practices

21d ago

Listed ten days ago

Model Risk Analyst – Other Internal Model Approach (IMA) Models

at Guotai Junan International Holdings Limited

This is a Full time job

Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Expertise in model assessment and risk mitigation
Strong knowledge of model risk management policies
Ability to contribute to projects and perform independent model validations

10d ago

Listed twenty two days ago

AVP/VP, Business Operational Risk (Insurance Products focus)

This is a Full time job

at DBS Bank (Hong Kong) Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Manage business operational risk for insurance products
Review incidents/customer complaints with regulatory and compliance concerns
Conduct thematic/ ad hoc review/ gap analysis

22d ago

Listed four days ago

Vice President, Compliance Assurance and Testing, Financial Crime & Security Ser

This is a Full time job

at ZhongAn Technologies International Group Limited

$0 - $0

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed five days ago

Senior Manager/Manager, Technology and Operational Risk

This is a Full time job

Cyberport, Southern District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Leading Virtual Bank in Hong Kong
Dynamic working environment
Development opportunities

5d ago

Listed three days ago

Compliance Manager (Financial Institution, KT Area, Circa 40-80K/month, Bonus)

at Aacurapid (Hong Kong) Ltd

This is a Full time job

Kwun Tong District

$55,000 – $80,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Oversee the development and management of the compliance program
Ensuring adherence to regulatory requirements and internal policies
Circa 40-80K+ , Bonus, Stable Working Environment

3d ago

Listed three days ago

Assistant Director/ Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

3d ago

Be an early applicant

Listed four days ago

Compliance Officer (Ref: JD-COMP)

at Public Bank (Hong Kong) Ltd

This is a Full time job