Regulatory compliance officer Banking &amp; Financial Services Jobs in Wan Chai Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

1d ago

Listed two days ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Oscar and Partners Capital Limited

2d ago

Listed eight days ago

Compliance Officer, Type 9 Asset Management Licensed Corporation

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at CN First International Futures Limited

8d ago

Listed two days ago

Compliance Officer (Securities Firm)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Good prospects of career advancement
double pay and discretionary bonus
5 days work

2d ago

Listed eight days ago

Fund Compliance Officer - A Reputable Investment Manager

at Lewis Sanders Limited

This is a Full time job

$35,000 – $45,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

An international and mixed team setting with a harmonious culture
Supportive team members
A growth-oriented environment that recognizes and rewards proactive efforts

8d ago

Listed nine days ago

Senior Compliance Officer

at Valuable Capital Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Bee Career Technology Limited

9d ago

Listed ten days ago

Compliance Officer

This is a Full time job

$35,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Aden Financial Group Limited

Compliance experience at type 4&9 licence firm
Top tier fund house in HK
Great package

10d ago

Listed fifteen days ago

Assistant Manager/Senior Compliance officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Sinohope Technology Holdings Limited

15d ago

Listed five days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

5d ago

Listed nineteen days ago

Compliance Officer

at TSE'S Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

19d ago

Listed fourteen hours ago

Compliance Manager

at Regal Executives Limited

This is a Full time job

$40,000 – $60,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

14h ago

Listed ten days ago

Responsible Officer (SFC 4 & 9) - UNWI focused fund manager

at LW Consulting Limited

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Solid top tier buyside and family office background management
Down to earth and friendly culture
Employment flexibility can be offered to the right candidates

10d ago

Listed four days ago

Treasury Officer (≤35k, buy side, great exposure, financial stable)

at HR Plus (Talent) Limited

This is a Full time job

$25,000 – $37,500 per month

subClassification: Treasury

Treasury

classification: Banking & Financial Services

at TeamPlus Consulting Limited

Great buy side exposure with a large variety of investment products
Decent benefits within a financially stable and friendly working environment
Reputable and well-established family office, working closely with mentors

4d ago

Listed fifteen days ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

15d ago

Listed sixteen days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

16d ago

Listed twenty nine days ago

Compliance Officer

at 西京投資管理有限公司

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Mirae Asset Global Investments (Hong Kong) Limited

Compliance Officer
Compliance
Officer

29d ago

Listed twenty nine days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Austen Capital Partners Holding Limited

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

29d ago

Listed fifteen days ago

Responsible Officer

This is a Contract/Temp job

subClassification: Funds Management

classification: Banking & Financial Services

15d ago

Listed twenty two days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

22d ago

Listed twenty three days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

23d ago

Listed twelve days ago

Assistant Manager, Bills/ Bill Checker /Trade finance Operation- Corporate Bank

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at China Innovation Investment Limited

Secondary graduation or above, prefer with HKQF-related qualifications/U grad
5 yrs relevant experience in trade finance operations/Bill Checker in banking
Certified Documentary Credit Specialist is an advantage/ import doc/export doc

12d ago

Listed twenty four days ago

Managerial Position（CPA preferred）管理岗位（CPA優先）

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

24d ago

Listed twenty two days ago

Credit Risk Officer

at Funki Finance Limited

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

at Asia Progress Executive Limited

At least 2 years of experience in credit approval
Convenient office location in Sheung Wan
Tech driven ︱Young︱Energetic︱Good Benefits

22d ago

Listed sixteen days ago

Assistant Manager, Bills/ Bill Checker /Trade finance Operation- Corporate Bank

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Sinohope Technology Holdings Limited

Secondary graduation or above, prefer with HKQF-related qualifications/U grad
5 yrs relevant experience in trade finance operations/Bill Checker in banking
Certified Documentary Credit Specialist is an advantage/ import doc/export doc

16d ago

Listed sixteen days ago

SFC Type (9) Responsible Officers (RO)

This is a Full time job

subClassification: Funds Management

classification: Banking & Financial Services

at Magic Compass Securities Limited

Assist in the RA Type 9 licensing application
Act as sole Responsible Officer for RA Types 9
Assist in the establishment of investment strategy

16d ago

Listed seventeen days ago

Settlement Assistant / Officer (5 Days Work & Bonus, IANG/QMAS/TTPS Welcome)

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Bluemount Securities Limited

All rounded securities, Settlement, Back Office Support
Min. 2 Exp in Settlement/Finance/Account, Degree holder
Performance Bonus, 5 Days Work, Medical, Birthday Leave

17d ago

Listed twenty three days ago

Manager, Corporate Finance (Type 1, 4 & 9)

This is a Full time job

Account & Relationship Management

subClassification: Account & Relationship Management

classification: Banking & Financial Services

at China Construction Bank (Asia) Corporation Limited

Type 1, 4 & 9
Min. 3 years management exp. in SFC licensed firms
Good opportunity & career development

23d ago

Listed fifteen days ago

Head of Relationship Management, Private Banking

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

University degree
Qualifications in IIQE/HKSI related areas are required
Minimum 8 years of Private Banking or relevant experience

15d ago

Listed twenty nine days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Asia Progress Executive Limited

Knowledge in insurance risk, finance risk, sustainability risk is preferred
10-14 years' experience in Risk is necessary
Insurance background is mandatory

29d ago

Listed nineteen days ago

Assistant Manager, Bills / Bill Checker /Trade finance Operation- Corporate Bank

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Magic Compass Securities Limited

Secondary graduation or above, prefer with HKQF-related qualifications
5 yrs relevant experience in trade finance operations/Bill Checker in banking
Certified Documentary Credit Specialist is an advantage

19d ago

Listed twenty three days ago

Settlement Assistant / Officer (5 Days Work & Bonus, IANG/QMAS/TTPS Welcome)

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Eames Consulting Group (Hong Kong) Limited

All rounded securities, Settlement, Back Office Support
Min. 2 Exp in Settlement/Finance/Account, Degree holder
Performance Bonus, 5 Days Work, Medical, Birthday Leave

23d ago

Listed twenty nine days ago

Responsible Officer -

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services