Regulatory compliance officer Sales, Accounting, Banking &amp; Financial Services Jobs in Wan Chai Wan Chai District

at Zeal Asset Management Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

3h ago

Listed fourteen days ago

Compliance, Officer/Senior Officer

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Accounting(Accounting)

14d ago

Listed two days ago

SFC Type 1 & 2 & 5 ( preferred) Responsible Officers (RO)

at Zhanlin Securities Limited

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed fifteen days ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

15d ago

Listed twenty three hours ago

Associate / Senior - Corporate Secretarial

at Mazars CPA Limited

This is a Full time job

subClassification: Company SecretariesCompany Secretaries

classification: Accounting(Accounting)

Company Secretary / Corporate governance
IVE / Degree graduates
Friendly working environment

23h ago

Listed thirteen days ago

Junior Compliance Specialist in a leading Fund Platform [20-25k][20240524A]

at 悖論管理有限公司

This is a Full time job

at Sincere Secretaries and Nominees Limited

$20,000 – $25,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

13d ago

Listed three days ago

Company Secretary Officer

This is a Full time job

at Oriental Patron Financial Services Group Ltd.

subClassification: Company SecretariesCompany Secretaries

classification: Accounting(Accounting)

Perform full set of secretarial duties
Proficiency in CSA
5 days work , bonus, Stable working hour

3d ago

Listed eight days ago

Compliance Specialist

This is a Full time job

at Sinohope Technology Holdings Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

8d ago

Listed seven days ago

SFC Type (1) Responsible Officers (RO), experience in structured products

This is a Full time job

at Futu Securities International (Hong Kong) Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

SFC license application in preparing and setting
Act as Responsible Officer with management
Minimum 5 years experience in structuring role

7d ago

Listed twenty days ago

Business Compliance Officer

This is a Full time job

Admiralty, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Double Pay
Medical insurance
Five-Day Work Week

20d ago

Listed twenty eight days ago

Company Secretarial Officer

at Private Advertiser

This is a Full time job

Wan Chai, Wan Chai District

$28,000 – $32,000 per month

subClassification: Company SecretariesCompany Secretaries

classification: Accounting(Accounting)

 Degree holder and HKCGI Associate/Student Member
 Company secretarial duties
 5 day works

28d ago

Listed twenty one days ago

Compliance Officer – MSO/Currency Services

at Moneycorp (Hong Kong) Limited

This is a Full time job

subClassification: Banking - Corporate & InstitutionalBanking - Corporate & Institutional

classification: Banking & Financial Services(Banking & Financial Services)

21d ago

Listed one day ago

Settlement and Operation Officer

at Huayu Fintech Co., Limited

This is a Full time job

at Topaz Investment Strategy Limited

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Flat hierarchy
Open management style

1d ago

Listed six days ago

Responsible Officer

This is a Full time job

Admiralty, Central and Western District

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

6d ago

Listed fourteen days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Risk and compliance knowledge in the Banking sector is essential
Minimum 5 years' experience in Banking risk and compliance
Highly proficient in written and spoken Chinese (Cantonese) and English

14d ago

Listed seventeen days ago

Managerial Position（CPA preferred）管理岗位（CPA優先）

at China Innovation Investment Limited

This is a Full time job

at China BOCOM Insurance Company Limited

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

17d ago

Listed twenty nine days ago

Compliance Officer

This is a Full time job

at TeamPlus Consulting Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

29d ago

Listed seventeen days ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

This is a Full time job

at Essence International Financial Holdings Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

17d ago

Listed eight days ago

Settlement Officer (6 months contract)

This is a Contract/Temp job

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

1-2 years relevant settlement experience
Responsible for settlement of various financial
Degree holder or equivalent

8d ago

Listed more than thirty days ago

Senior Compliance Officer

at Valuable Capital Limited

This is a Full time job

at Platinum Management Services Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

30d+ ago

Be an early applicant

Listed more than thirty days ago

Compliance Officer / Compliance Assistant Manager

This is a Full time job

$28,000 – $40,000 per month

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

30d+ ago

Listed eleven days ago

Officer/Associate Manager, Customer Due Diligence

at ZA Bank Limited

This is a Full time job

at TeamPlus Consulting Limited

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Leading Virtual Bank in Hong Kong
Dynamic working environment
CDD experience

11d ago

Listed twenty three days ago

SFC Type (1, 2, 4, 6, 7, 9, 10) Responsible Officers (RO)

This is a Full time job

at China Merchants Bank Co., Ltd., Hong Kong Branch

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

23d ago

Listed six days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

This is a Full time job

at Sinohope Technology Holdings Limited

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

6d ago

Listed eight days ago

Public Fund Responsible Officer (RO9)

This is a Full time job

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

8d ago

Listed eight days ago

Finance Operation Officer (Treasury and Payment team) - Multiple Openings

at TSS

This is a Full time job

at Youxfort Holdings Group Limited

$18,000 – $25,000 per month

subClassification: TreasuryTreasury

classification: Banking & Financial Services(Banking & Financial Services)

The World's Industry Leader; Well-structured Team
Finance Operations - Payment/ Treasury functions
1-3 Years of Relevant Working Experience, immediately available is a plus

8d ago

Listed twenty days ago

Type 4 & 9 Responsible Officer

This is a Full time job

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

20d ago

Listed seventeen days ago

Treasury Officer (≤40k, buy side, great exposure, financially stable)

at HR Plus (Talent) Limited

This is a Full time job

at Essence International Financial Holdings Limited

$30,000 – $40,000 per month

subClassification: TreasuryTreasury

classification: Banking & Financial Services(Banking & Financial Services)

Great buy side exposure with a large variety of investment products
Decent benefits within a financially stable and sizeable firm
Reputable and well-established family office, working closely with managers

17d ago

Listed twenty days ago

Fund Operation Officer – Asset Management

This is a Full time job

at Taiwan Shin Kong Commercial Bank Co., Ltd.

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Day-to-day administration of money market funds
Liaise with custodian and trustee for fund issues
At least 1 year's relevant experience in money market fund operation

20d ago

Listed two days ago

Money Market Fund Officer

This is a Full time job

at Sino-Ocean Group Holding Limited

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Willing to learn
Proficiency in computer applications
Excellent communication and interpersonal skills

2d ago

Listed nineteen days ago

Senior Company Secretarial Officer

This is a Full time job

Admiralty, Central and Western District

subClassification: Company SecretariesCompany Secretaries

classification: Accounting(Accounting)

Real estate company listed in HKEX main board
Company secretarial duties
Good company environment and staff benefits

19d ago

Listed twenty four days ago

Responsible Officer

at Moneysmart Group

This is a Full time job