Listed twenty one days ago
This is a Contract/Temp job
Wan Chai, Wan Chai District(Remote)
$20,000 – $30,000 per month
SFC 149 license application
Investment management
Fund Manager
Secruities brokage
Settlement
21d ago
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Listed three days ago
- Approved by SFC as a Responsible Officer: Type 1 & Type 4 regulated activities
- Min 8yr (min 3yr in RO) relevant exp in Securities Business/Head Securities
- Familiar SFC regulatory framework: SFO & AML & KYC
Act Responsible Officer (RO) for the company’s Type 1 & Type 4 regulated activities; Oversee the daily operations of the securities trading business
3d ago
Listed two days ago
This is a Full time job
核心职责：全面负责公司SFC 1/4/9号牌合规营运，统筹内部合规审查、监管申报及反洗钱风险防控，担任SFC首要联络人。
理想画像：持有有效且无条件的149 RO牌照（持牌≥2年），具备5-10年券商或金融合规背景，精通中英粤三语。具备独立搭建内控体系及解决复杂监管问题的能力。
2d ago
Listed five days ago
This is a Full time job
Central, Central and Western District
$70,000 per month
- 待遇：薪金70K/月+年度酌情性花红
- 无需开拓客户，特殊业绩贡献可享业绩提成
- 办公地点：香港金钟海富中心
公司已经取得香港证监会4号和9号牌照，主要从事基金的发行和管理、证券账户委托管理、外部资产管理、家族办公室管理、财富规划与管理等业务。公司的目标是要成为一个基业长青的事业平台。后续会希望找到一个志同道合的伙伴，与公司一起成长，在公司成功的同时，个人也会获得财富的增长。
5d ago
Listed eleven days ago
This is a Full time job
Sheung Wan, Central and Western District
$30,000 – $40,000 per month
SFC Type 1 Responsible Officer ("RO")
11d ago
Listed one day ago
This is a Full time job
Kwun Tong, Kwun Tong District
$35,000 – $50,000 per month
Act as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities
1d ago
Listed fifteen days ago
This is a Full time job
Central and Western District
$36,000 – $50,000 per month
證券公司的業務運營-Type 1 RO
15d ago
Listed four days ago
Hong Kong Sanfeng Fund Management Limited seeks a full-time SFC Type 4 & 9 RO to oversee compliance, asset management and OFC development.
4d ago
Listed three days ago
This is a Full time job
- Dynamic corporate culture
- Leadership position
As the Head of Trading, you will be responsible for the strategic planning, team management and risk control of the company's trading businesses.
3d ago
Listed one day ago
This is a Full time job
Wan Chai District
$35,000 – $45,000 per month
競爭薪酬．完善福利．资深金融团队．持牌代表職位．專業發展機會
1d ago
Listed ten days ago
- 募投管退全流程基金管理
- 1/4/9牌照机构运营
- 英语流利，作为工作语言
万天资本是万天控股（1854.HK）在香港的资本运作平台，承担产融结合连接器与市值增长加速器的角色。万天资本总裁，除协助公司获1、4、9号牌照外，聚焦于內、外部资源整合、香港持牌机构的合规运营及集团产融协同落地。
10d ago
Listed eighteen days ago
This is a Full time job
Central, Central and Western District
$50,000 – $60,000 per month
Director-Type 1,4,9 RO
18d ago
Listed twenty four days ago
This is a Full time job
基金管理、RO
24d ago•Expiring
Listed sixteen days ago
This is a Full time job
Central, Central and Western District
$60,000 – $80,000 per month
- SFC
- Banking & Financial Services
- investment banking
RO for 1 & 4 activities, oversee compliant securities operations, expand brokerage and fixed income businesses, manage institutional clients .
16d ago
Listed eleven days ago
- Approved by SFC as a Responsible Officer: Type 1 & Type 4 regulated activities
- Min 8yr (min 3yr in RO) rel exp in regulated FI services: compliance, risk mgt
- Familiar SFC regulatory framework: SFO & AML & KYC
Act Responsible Officer (RO) for the company’s Type 1 & Type 4 regulated activities; Oversee the daily operations of the securities trading business
11d ago
Listed six days ago
This is a Full time job
Central, Central and Western District
$45,000 – $63,000 per month
149号牌公司诚聘有管理、风控经验的RO
6d ago
Listed twenty three days ago
This is a Full time job
Sheung Wan, Central and Western District
$40,000 – $50,000 per month
- SFC Type 4,9
- Responsible Officer
- AML
SFC 49号牌，4&9RO
23d ago•Expiring
Listed seventeen days ago
This is a Full time job
- Fund Operations
- Regulatory Compliance
- SFC License Maintenance
We're seeking an experienced RO to join our team - EulerE Capital!
17d ago
Listed twenty five days ago
This is a Full time job
Central, Central and Western District
$40,000 – $50,000 per month
Accountant in Wellchamp Capital Limited
25d ago•Expiring
Listed more than thirty days ago
This is a Full time job
- Minimum 5 years’ relevant experience in financial services
- Stable working environment
- Discretionary bonus / Birthday off
Collaborate with senior management to oversee regulated business operations and ensure compliance with applicable requirements.
30d+ ago
Listed sixteen days ago
- Approved by SFC as a Responsible Officer: Type 1 & Type 4 regulated activities
- Min 8yr (min 3yr in RO) rel exp in regulated FI services: compliance, risk mgt
- Familiar SFC regulatory framework: SFO & AML & KYC
Act Responsible Officer (RO) for the company’s Type 1 & Type 4 regulated activities; Oversee the daily operations of the securities trading business
16d ago
Listed six days ago
This is a Full time job
- 5+ year of senior management experience at SFC Type 1 licensed firms.
Serve as RO in managing daily operations in compliance with SFC regulations
6d ago
Listed twenty days ago
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Shape a firm from the ground up! Lead portfolio strategy, build infrastructure, and spearhead operations with impactful leadership.
20d ago
Listed fifteen days ago
This is a Full time job
- 5 day works
- work life balance
SFC License
15d ago
Listed eighteen days ago
SFC Type 1, 4 and 9 Responsible Officer (only Type 1 is also considered)
18d ago
Listed three days ago
This is a Full time job
Central, Central and Western District
$80,000 – $100,000 per month
Lead core Debt Capital Markets (DCM) initiatives under a Type 1 licensed platform, driving bond execution, ECM expansion, and strategic growth.
3d ago
Listed thirteen days ago
This is a Full time job
- A Ground-up Opportunity in a Premier Family Office
- Synergistic Ecosystem & Comprehensive Group Empowerment
- Digital-Driven Management & Operational Excellence (IT-Empowered)
Youxfort (煜豐) Family Office is seeking a seasoned and strategic Responsible Officer (RO) to lead our newly established insurance broker company.
13d ago
Listed ten days ago
This is a Full time job
Tsim Sha Tsui, Yau Tsim Mong District
$34,000 – $50,000 per month
Seeking a SFC-licensed RO with hands-on compliance experience to lead Type 1/4/9 regulated activities in virtual asset-enabled securities environment.
10d ago
Listed two days ago
- Friendly and dynamic culture (Work-Life Balance)
- Competitive compensation package commensurate with experience
- Public Fund experience is a key
Manager-in-Charge Compliance under the SFC Manager-in-Charge regime, accountable to the SFC for the overall effectiveness of the compliance function.
2d ago
Listed two days ago
- At least 3 years of experience as Portfolio Manager
- Min. of 8 years’ relevant experience in equity analysis or portfolio management
- Holder of SFC license for type 1, type 4 & type 9 regulated activities
Responsible to managing equity portfolios and formulating equity strategies.
2d ago
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