Ro type 1 Jobs in Central and Western District

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responsible officer jobs

sfc type 1 jobs

dealing manager jobs

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responsible officer type 4 and 9 jobs

Listed one day ago

Responsible Officer (Type 1,3,4 & 9)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Formulate and update the operations procedure
Participate in investment products launch
Conduct investment research and analysis

1d ago

Listed fourteen hours ago

Head of Hong Kong Licensed Responsible Officer (RO)

at HK Qirui International Technology Limited

This is a Full time job

Central, Central and Western District

$30,000 – $44,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Fluent in English and Chinese.
Solid experience in the Chinese market,adaptive to business travel.

14h ago

Listed two days ago

Portfolio Manager and Responsible Officer (RO4&9) - Asset Management

at China Merchants Bank Co., Ltd., Hong Kong Branch

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed sixteen hours ago

Dealing Officer

at Bright Smart Securities International (H.K.) Limited

This is a Full time job

Central, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

16h ago

Be an early applicant

Listed four days ago

Senior Dealer - Retail Brokerage

at CMB International Capital Corporation Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

4d ago

Listed fourteen days ago

SFC Responsible Officers (RO) (Virtual Asset Management / Trading)

at Future Well License Compliance Limited

This is a Full time job

Central and Western District

$70,000 – $80,000 per month

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

14d ago

Listed eight hours ago

Dealer

at JFE Consulting Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Dealer at Bank,Execute securities trade orders at Securities
Provide excellent service at Hotline centres or branches
Attractive salary; friendly culture and teammates

8h ago

Be an early applicant

Listed eleven days ago

Public Fund Responsible Officer (RO9)

at Sinohope Technology Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Act as a Responsible Officer (RO) with the SFC for Type 9
Engage in the process of uplifting the Type 9 license application
Act as one of the KIPs for the future launch of public funds

11d ago

Listed twenty hours ago

Vice President – Trustee and Fiduciary Services (BCT-TFS02)

at Bank Consortium Trust Co. Ltd.

This is a Full time job

Sheung Wan, Central and Western District

subClassification: OtherOther

classification: Banking & Financial Services(Banking & Financial Services)

Project & Relationship Management
Degree holder with over 10 years' exp. in trustee/fund industry
Develop, manage, and maintain overall relationship with trustee service clients

20h ago

Listed eight days ago

Manager (Wealth Management)

at Huaan Securities (Hong Kong) Financial Holding Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Sales oriented, SFC type 1,2,4 & 5 license
Business travel to Mainland
Basic Salary + Incentive + Double Pay

8d ago

Listed nine days ago

Dealer

at Cathay Securities (Hong Kong) Limited

This is a Full time job

Central, Central and Western District

$20,000 – $29,999 per month

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

5 working days per week
Medical, Dental, Life insurance
Holder of SFC license RA1 & 4

9d ago

Listed seven days ago

Senior Customer Service(Brokerage Firm)

at Fosun International Securities Limited

This is a Full time job

Central, Central and Western District

$25,000 – $35,000 per month

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

Customer Service
Replacement Headcount
Competitive benefit package

7d ago

Listed seventeen days ago

Responsible Officer

at Topaz Investment Strategy Limited

This is a Full time job

Central, Central and Western District

subClassification: ManagementManagement

classification: Banking & Financial Services(Banking & Financial Services)

Leading Multi Family Office in Hong Kong
Diversified business model with robust growth
Attractive salary package

17d ago

Listed one day ago

Shift Dealer (Investment Banking)

at Be Myjob Company Limited

This is a Full time job

Central and Western District

$30,000 – $40,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Shift Dealing
Attractive Bonus (6 Months up)
Night shift / Middle shift

1d ago

Listed seventeen days ago

Sales Trader Director level or above

at CGS International Holdings Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

HKSFC Responsible Officer for Type 1,2 activities
Bachelor degree or above from a well-recognized university
Fluent in Mandarin and English.

17d ago

Listed one day ago

* Head of Securities Operations, Director *

at Eddid Securities & Futures Limited

This is a Full time job

Admiralty, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

friendly working environment, pleasant office, medical and dental coverages

1d ago

Listed one day ago

Dealer

at Guotai Junan International Holdings Limited

This is a Full time job

Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Dealer role for US and various foreign equities markets
SFC Type 1, 2 and 3 licenses holder
At least 2 years dealing experience

1d ago

Listed eighteen days ago

Responsible Officer (Type 3)

at The Core Securities Company Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

Act as Responsible Officer for SFC Type 3 regulated activities
Follow company direction and service existing clients
Formulate, review and update the operations procedures

18d ago

Be an early applicant

Listed two days ago

Senior Dealer/Dealer (Night/ US Market)

at Changjiang Securities International Financial Group Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

2d ago

Listed two days ago

Trading Operations Officer

at Victory Securities Company Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Minimum 1-2 years dealing experience
Holder of SFC RA1 is a must
Detail-oriented and good team player

2d ago

Listed three days ago

Dealer

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Rapidly expanding Fintech company
HQ in SG and have offices in HK and China
Securities, Bonds, Mutual Fund I HK & Overseas

3d ago

Listed twenty two days ago

Assistant Manager / Senior Officer, Unit Trust Dealing (AO-491-J)

at BOCI-Prudential Asset Management Ltd

This is a Full time job

Central and Western District

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

To process various kinds of procedures in compliance with Company’s policies
To handle job tasks in detailed minded with strong multi-tasking capabilities
Post-Secondary/Degree holder in Business/relevant disciplines w/ min 3-5 yrs exp

22d ago

Listed three days ago

Client Services Officer

at GOLDHORSE SECURITIES LIMITED

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

3d ago

Listed twenty three days ago

投資銀行部董事總經理(保薦人）

at Guoyuan International Holdings Limited

This is a Full time job

Central, Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

證監會批准的保薦人代表及負責人員

23d ago

Expiring soon

Listed three days ago

* DEALER / Investment Product Manager (UT) - PRIVATE BANKING*

at Conners Consulting Limited

This is a Full time job

Central, Central and Western District

$30,000 – $45,000 per month

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Motivate UT sales & new product training
perform ficc equity all round dealing activities
multiple openings with attractive package

3d ago

Listed twenty eight days ago

Responsible Officer (Insurance)

at Ping An of China Securities (Hong Kong) Co Ltd

This is a Full time job

Central and Western District

subClassification: Client ServicesClient Services

classification: Banking & Financial Services(Banking & Financial Services)

RO
Insurance
Business Expansion

28d ago

Expiring soon

Listed four days ago

Investment Consultant (SFC Licensed Corp)

at uSMART Securities Limited

This is a Full time job

Sheung Wan, Central and Western District

subClassification: Account & Relationship ManagementAccount & Relationship Management

classification: Banking & Financial Services(Banking & Financial Services)

Rapidly expanding Fintech company (SFC Type 1,4,9)
Offices in HK, SG and China
Business Development I Sales oriented I HK & US Stocks

4d ago

Listed four days ago

Senior Vice President / Director – Institutional Sales Department

at Asia Progress Executive Limited

This is a Full time job

Central and Western District

subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking

classification: Banking & Financial Services(Banking & Financial Services)

Bachelor degree or above, prefer with professional qualification
Holder/eligible to be a SFC License Rep under SFC regulated activities - Type1&4
Min 3-5yrs institutional sales / research / relevant industry experience in IBK

4d ago

Listed four days ago

Dealer

at JFE Consulting Limited

This is a Full time job

Central, Central and Western District

subClassification: Stockbroking & TradingStockbroking & Trading

classification: Banking & Financial Services(Banking & Financial Services)

Dealer at Bank,Execute securities trade orders at Securities
Provide excellent service at Hotline centres or branches
Attractive salary; friendly culture and teammates

4d ago

Listed four days ago

Head of Compliance (MIC) - Asset Management

at Charterhouse Limited

This is a Full time job

Central, Central and Western District

subClassification: Compliance & RiskCompliance & Risk

classification: Banking & Financial Services(Banking & Financial Services)

Newly set up asset management firm
Head of Compliance (MIC)
Asset Management arm of Insurance Firm

4d ago

Listed seven days ago

Research Analyst & Settlement Clerk& Dealing Officer & Responsible Officer

at KCG Securities Asia Limited

This is a Full time job

Central and Western District

$20,000 – $30,000 per month

subClassification: SettlementsSettlements

classification: Banking & Financial Services(Banking & Financial Services)

Banking
Financial Services
Settlements

7d ago

Listed seven days ago

基金产品高级经理 (证监会第4,9类持牌人) – Senior Fund Associate (Holder of SFC type 4, 9)

at Fortune Asset Management Limited

This is a Full time job

Central, Central and Western District

subClassification: Funds ManagementFunds Management

classification: Banking & Financial Services(Banking & Financial Services)

5-day work week 每周5天工作制
SFC license in type 4, 9 is preferred拥有证监会第4,9类持牌人身份者优先
Less than 5 yrs asset management exp. will also be considered 少于 5 年的资产管理经验也会考虑

7d ago

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